TapewireFind a company

person · Reporting owner

Shaughnessy Timothy S

Disclosed activity across 2 companies

Tapewire entity
16478
SEC CIK
0001297090

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840Senior Vice PresidentNovember 06, 2014November 07, 2014
VONAGE HOLDINGS CORPVG · Entity 125236Chief Financial OfficerAugust 17, 2020August 27, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL BUSINESS MACHINES CORP

Report date November 06, 2014 · Filed November 07, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,242 Reported balance After 2014-11-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2014-11-06 · Grant · Acquired 16 · Balance 2,242

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Indirectspouse361 Reported balance After 2014-11-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2014-11-06 · Grant · Acquired 3 · Balance 361

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.

F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.

F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

VONAGE HOLDINGS CORP

Report date August 17, 2020 · Filed August 27, 2020

This filing explicitly reported no securities owned.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2008 Filed May 20, 2008 21:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $127.93 $12,793.00
Disclosure

SEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 7

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,573.225

Read SEC document
May 19, 2008 Filed May 20, 2008 21:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $127.92 $25,584.00
Disclosure

SEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,673.225

Read SEC document
May 19, 2008 Filed May 20, 2008 21:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 2,700 $127.91 $345,357.00
Disclosure

SEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,873.225

Read SEC document
May 19, 2008 Filed May 20, 2008 21:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 18,220 $127.90 $2,330,338.00
Disclosure

SEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,573.225

Read SEC document
May 19, 2008 Filed May 20, 2008 21:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 26,996 $105.96 $2,860,496.16
Disclosure

SEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,793.225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 20, 2008 21:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 11,045 $104.71 $1,156,521.95
Disclosure

SEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,797.225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 20, 2008 21:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 955 $104.71 $99,998.05
Disclosure

SEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,752.225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · derivative · entry 8

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 375

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · derivative · entry 7

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 935

Underlying: Common Stock · 935 shares

Expires not disclosed

F5 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 467 of these units on 05/08/2010, and the restrictions lapse for the remaining 468 of these units on 05/08/2012

F5 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 467 of these units on 05/08/2010, and the restrictions lapse for the remaining 468 of these units on 05/08/2012

F5 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 467 of these units on 05/08/2010, and the restrictions lapse for the remaining 468 of these units on 05/08/2012

F5 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 467 of these units on 05/08/2010, and the restrictions lapse for the remaining 468 of these units on 05/08/2012

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 2,422 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · derivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,422

Underlying: Common Stock · 2,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 6,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · derivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,729

Underlying: Common Stock · 6,729 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 127 $124.46 $15,806.42
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · nonDerivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 1,581.289

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · nonDerivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 1,708.289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 819 $124.46 $101,932.74
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031.654

Read SEC document
May 08, 2008 Filed May 9, 2008 21:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 2,422 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-030254 · rrd206133.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,850.654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2008 Filed May 8, 2008 17:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-029733 · rrd205875.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 613

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2008 Filed May 8, 2008 17:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-029733 · rrd205875.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,175

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 28, 2008 Filed Feb 29, 2008 16:21 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 151 $115.44 $17,431.44
Disclosure

SEC source: 0001181431-08-014660 · rrd197343.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,332.149

Read SEC document
February 24, 2008 Filed Feb 25, 2008 18:56 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-013255 · rrd196750.xml · derivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 0

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 24, 2008 Filed Feb 25, 2008 18:56 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 102 $107.10 $10,923.69
Disclosure

SEC source: 0001181431-08-013255 · rrd196750.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 1,442.068

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 24, 2008 Filed Feb 25, 2008 18:56 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-013255 · rrd196750.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 1,544.068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 12, 2008 Filed Feb 13, 2008 19:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 3,682 $106.00 $390,292.00
Disclosure

SEC source: 0001181431-08-009943 · rrd194923.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,310.89

Read SEC document
February 06, 2008 Filed Feb 7, 2008 18:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-008270 · rrd194232.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 611

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 06, 2008 Filed Feb 7, 2008 18:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-008270 · rrd194232.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,164

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 01, 2008 Filed Feb 5, 2008 16:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,929 $107.65 $207,656.85
Disclosure

SEC source: 0001181431-08-007376 · rrd193467.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,992.89

Read SEC document
February 01, 2008 Filed Feb 5, 2008 16:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantCommon Stock 5,611 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-007376 · rrd193467.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,921.89

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2005 - 2007) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
December 27, 2007 Filed Dec 28, 2007 15:13 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-077904 · rrd185072.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 609

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 27, 2007 Filed Dec 28, 2007 15:13 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-077904 · rrd185072.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,148

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
December 14, 2007 Filed Dec 17, 2007 14:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-075795 · rrd182714.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 607

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 14, 2007 Filed Dec 17, 2007 14:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-075795 · rrd182714.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,142

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2007 Filed Dec 3, 2007 15:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-072503 · rrd180446.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 604

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 30, 2007 Filed Dec 3, 2007 15:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-072503 · rrd180446.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,137

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2007 Filed Nov 16, 2007 15:58 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-069879 · rrd178949.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 601

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2007 Filed Nov 16, 2007 15:58 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-069879 · rrd178949.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 07, 2007 Filed Nov 8, 2007 22:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-067672 · rrd177753.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 599

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 07, 2007 Filed Nov 8, 2007 22:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-067672 · rrd177753.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,123

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2007 Filed Nov 1, 2007 15:11 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-065262 · rrd176771.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 596

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2007 Filed Nov 1, 2007 15:11 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-065262 · rrd176771.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,108

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 15, 2007 Filed Oct 16, 2007 14:21 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-062254 · rrd175225.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 594

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 15, 2007 Filed Oct 16, 2007 14:21 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-062254 · rrd175225.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,102

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
September 28, 2007 Filed Oct 1, 2007 15:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-059412 · rrd173693.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 592

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 28, 2007 Filed Oct 1, 2007 15:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-059412 · rrd173693.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,097

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
September 14, 2007 Filed Sep 17, 2007 14:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-057606 · rrd172640.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 589

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 14, 2007 Filed Sep 17, 2007 14:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-057606 · rrd172640.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,091

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
August 31, 2007 Filed Sep 4, 2007 21:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 4,515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-055640 · rrd171496.xml · derivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,515

Underlying: Common Stock · 4,515 shares

Expires not disclosed

F6 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,505 of these units on 08/31/2008, for 1,505 of these units on 08/31/2009, and for the remaining 1,505 of these units on 08/31/2010.

F6 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,505 of these units on 08/31/2008, for 1,505 of these units on 08/31/2009, and for the remaining 1,505 of these units on 08/31/2010.

F6 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,505 of these units on 08/31/2008, for 1,505 of these units on 08/31/2009, and for the remaining 1,505 of these units on 08/31/2010.

F6 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,505 of these units on 08/31/2008, for 1,505 of these units on 08/31/2009, and for the remaining 1,505 of these units on 08/31/2010.

Read SEC document
August 31, 2007 Filed Sep 4, 2007 21:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 19,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-055640 · rrd171496.xml · derivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,418

Underlying: Common Stock · 19,418 shares

Expires not disclosed

F5 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 08/31/2012.

F5 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 08/31/2012.

F5 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 08/31/2012.

F5 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 08/31/2012.

Read SEC document
August 31, 2007 Filed Sep 4, 2007 21:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-055640 · rrd171496.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 587

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 31, 2007 Filed Sep 4, 2007 21:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-055640 · rrd171496.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
August 15, 2007 Filed Aug 16, 2007 19:20 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000898430-07-002877 · rrd169815.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,080

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
August 08, 2007 Filed Aug 9, 2007 17:23 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-051154 · rrd168878.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 585

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.