person · Reporting owner
Shaughnessy Timothy S
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 06, 2014 | November 07, 2014 |
| VONAGE HOLDINGS CORPVG · Entity 125236 | Chief Financial Officer | August 17, 2020 | August 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 06, 2014 · Filed November 07, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,242 |
Reported balance
After 2014-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-11-06 · Grant · Acquired 16 · Balance 2,242 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Indirectspouse | 361 |
Reported balance
After 2014-11-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2014-11-06 · Grant · Acquired 3 · Balance 361 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.
F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
VONAGE HOLDINGS CORP
Report date August 17, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2011 Filed May 10, 2011 15:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028430 · rrd310986.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,297.545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028430 · rrd310986.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,054.545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 10, 2011 15:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028430 · rrd310986.xml · derivative · entry 11 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 422 Underlying: Common Stock · 2 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F5 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 06, 2011 Filed May 10, 2011 15:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028430 · rrd310986.xml · derivative · entry 10 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,098 Underlying: Common Stock · 10 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F5 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,048 | $164.13 | $336,138.24 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 13 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,702.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,152 | $164.12 | $189,066.24 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 12 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,750.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 112 | $164.11 | $18,380.32 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 11 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,902.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $164.10 | $16,410.00 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 10 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,014.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $164.09 | $16,409.00 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 9 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,114.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 347 | $164.07 | $56,932.36 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,214.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $164.07 | $246,105.00 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 7 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,561.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 416 | $164.05 | $68,244.80 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,061.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,700 | $164.04 | $278,868.00 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,477.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $164.03 | $180,433.00 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,177.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,700 | $164.02 | $278,834.00 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,277.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $164.01 | $180,411.00 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,977.129 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $164.00 | $32,800.00 |
DisclosureSEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,077.129 Read SEC document |
| February 11, 2011 Filed Feb 15, 2011 00:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 224 | $163.85 Strike: $0.00 | $36,702.40 |
DisclosureSEC source: 0001181431-11-009865 · rrd301283.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 420 Underlying: Common Stock · 224 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 11, 2011 Filed Feb 15, 2011 00:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 2,297 | $163.85 Strike: $0.00 | $376,363.45 |
DisclosureSEC source: 0001181431-11-009865 · rrd301283.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089 Underlying: Common Stock · 2,297 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-008477 · rrd300572.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 644 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-008477 · rrd300572.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,385 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 21:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,275 | $162.98 | $1,348,659.50 |
DisclosureSEC source: 0001181431-11-006721 · rrd299566.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,263.332 Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 21:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 19,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-006721 · rrd299566.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,538.332 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2008-2010) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2010 Filed Nov 9, 2010 19:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054288 · rrd290493.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · sopuse Disclosed balance after: 641 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2010 Filed Nov 9, 2010 19:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054288 · rrd290493.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,369 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 20:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,942 | $0.00 Strike: $78.13 | $0.00 |
DisclosureSEC source: 0001181431-10-052645 · rrd289618.xml · derivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 0 Underlying: Common Stock · 1,942 shares Expires 2013-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. F3 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 20:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $78.13 | $0.00 |
DisclosureSEC source: 0001181431-10-052645 · rrd289618.xml · derivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,013 Underlying: Common Stock · 10,000 shares Expires 2013-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 20:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,942 | $78.13 | $151,728.46 |
DisclosureSEC source: 0001181431-10-052645 · rrd289618.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 1,960.722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This amount reflects the sale of 1,942 shares acquired by spouse upon the stock option exercise disclosed in Table II, which shares were sold as reflected above. F3 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 20:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,942 | $142.00 | $275,764.00 |
DisclosureSEC source: 0001181431-10-052645 · rrd289618.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,040.272 F1 · balance_after: The amount shown above in column 5 (13,040.272) includes 1,942 shares acquired by spouse upon the stock option exercise disclosed in Table II. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 20:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 20,000 | $142.00 | $2,840,000.00 |
DisclosureSEC source: 0001181431-10-052645 · rrd289618.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,982.272 Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 20:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 10,000 | $78.13 | $781,300.00 |
DisclosureSEC source: 0001181431-10-052645 · rrd289618.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,982.272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2010 Filed Oct 26, 2010 19:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 12,196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052030 · rrd289279.xml · derivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| October 25, 2010 Filed Oct 26, 2010 19:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 5,558 | $140.61 | $781,482.59 |
DisclosureSEC source: 0001181431-10-052030 · rrd289279.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,040.272 Read SEC document |
| October 25, 2010 Filed Oct 26, 2010 19:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 12,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052030 · rrd289279.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,598.272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2010 Filed Sep 1, 2010 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-045057 · rrd285425.xml · derivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| August 31, 2010 Filed Sep 1, 2010 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 686 | $123.15 | $84,480.90 |
DisclosureSEC source: 0001181431-10-045057 · rrd285425.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,402.272 Read SEC document |
| August 31, 2010 Filed Sep 1, 2010 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-045057 · rrd285425.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,088.272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2010 Filed Aug 9, 2010 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-040921 · rrd283307.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 639 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2010 Filed Aug 9, 2010 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-040921 · rrd283307.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,352 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2010 Filed Jun 9, 2010 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 854 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-032298 · rrd277791.xml · derivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 854 Underlying: Common Stock · 854 shares Expires not disclosed F4 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 213 of these units on June 8, 2011, for 213 of these units on June 8, 2012, for 213 of these units on June 8, 2013, and for the remaining 215 of these units on June 8, 2014. F4 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 213 of these units on June 8, 2011, for 213 of these units on June 8, 2012, for 213 of these units on June 8, 2013, and for the remaining 215 of these units on June 8, 2014. F4 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 213 of these units on June 8, 2011, for 213 of these units on June 8, 2012, for 213 of these units on June 8, 2013, and for the remaining 215 of these units on June 8, 2014. F4 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 213 of these units on June 8, 2011, for 213 of these units on June 8, 2012, for 213 of these units on June 8, 2013, and for the remaining 215 of these units on June 8, 2014. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2010 Filed Jun 9, 2010 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 278 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-032298 · rrd277791.xml · derivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 834 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2010 Filed Jun 9, 2010 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 101 | $123.64 | $12,487.64 |
DisclosureSEC source: 0001181431-10-032298 · rrd277791.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,098.592 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2010 Filed Jun 9, 2010 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-032298 · rrd277791.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,199.592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 467 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · derivative · entry 12 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 468 Underlying: Common Stock · 467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · derivative · entry 11 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 0 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · derivative · entry 10 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,243 Underlying: Common Stock · 2,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,422 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · derivative · entry 9 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 170 | $122.19 | $20,771.45 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · nonDerivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,441.608 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 136 | $122.19 | $16,617.16 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · nonDerivative · entry 7 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,611.608 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 467 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · nonDerivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,747.608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.