Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | President, American Express Co | January 26, 2015 | January 28, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 26, 2015 · Filed January 28, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 172,989 |
Ending reported balance
After 2015-01-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-01-26 · Grant · Acquired 54,721 · Balance 201,779 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time. Row 2 · 2015-01-26 · Tax withholding · Disposed 28,790 · Balance 172,989 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 1,658.98 |
Reported balance
Holding disclosure · report date 2015-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,658.98 F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2006 Filed Feb 24, 2006 16:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 3,955 | $54.45 | $215,349.75 |
DisclosureSEC source: 0001127602-06-000381 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,279 Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 22:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 8,008 | $53.28 | $426,626.20 |
DisclosureSEC source: 0001127602-06-000178 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,234 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 22:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 682 | $53.22 | $36,292.63 |
DisclosureSEC source: 0001127602-06-000178 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,242 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2006 Filed Feb 13, 2007 23:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-000588 · form5.xml · derivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| January 24, 2006 Filed Jan 26, 2006 20:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,149 | $52.39 | $60,196.11 |
DisclosureSEC source: 0001127602-06-000163 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,924 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000147 · form4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2016-01-23 F3 · kind: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 29,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000147 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,073 F1 · kind: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 22:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 36,372 | $52.66 | $1,915,349.52 |
DisclosureSEC source: 0001127602-05-002137 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,670 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| July 29, 2005 Filed Aug 2, 2005 16:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 78,000 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0000004962-05-000178 · doc4.xml · derivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 78,000 shares Expires 2008-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2005 Filed Aug 2, 2005 16:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 66,463 | $55.46 | $3,686,037.98 |
DisclosureSEC source: 0000004962-05-000178 · doc4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,424 Read SEC document |
| July 29, 2005 Filed Aug 2, 2005 16:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 78,000 | $27.46 | $2,141,724.00 |
DisclosureSEC source: 0000004962-05-000178 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2005 Filed Feb 23, 2005 20:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 4,087 | $54.02 | $220,787.91 |
DisclosureSEC source: 0000004962-05-000064 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,887 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Feb 14, 2006 20:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000289 · form5.xml · derivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534 Underlying: Common Stock · 72 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2005 Filed Jan 28, 2005 15:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 651 | $53.08 | $34,555.08 |
DisclosureSEC source: 0000004962-05-000034 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,974 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock options (right to buy) · Derivative | 145,000 | $0.00 Strike: $52.29 | $0.00 |
DisclosureSEC source: 0000004962-05-000021 · doc4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Common Shares · 145,000 shares Expires 2015-01-24 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 8,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000021 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,625 F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods. Read SEC document |
| December 30, 2004 Filed Jan 26, 2005 22:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 54 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004962-05-000021 · doc4.xml · derivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462 Underlying: Common Shares · 54 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 16:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 1,300 | $54.66 | $71,058.00 |
DisclosureSEC source: 0000004962-04-000218 · doc4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,019 Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 16:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 11,700 | $54.65 | $639,405.00 |
DisclosureSEC source: 0000004962-04-000218 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,319 Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 63,705 | $0.00 Strike: $54.81 | $0.00 |
DisclosureSEC source: 0000004962-04-000205 · doc4.xml · derivative · entry 5 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,705 Underlying: Common Shares · 63,705 shares Expires 2008-09-27 F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0000004962-04-000205 · doc4.xml · derivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,000 Underlying: Common Shares · 90,000 shares Expires 2008-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 84,000 of the shares exercised became exercisable on 9/28/2003; the balance became exercisable on 9/28/2004. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 63,705 | $54.81 | $3,491,352.53 |
DisclosureSEC source: 0000004962-04-000205 · doc4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,019 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 90,000 | $27.46 | $2,471,220.00 |
DisclosureSEC source: 0000004962-04-000205 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2004 Filed Feb 24, 2004 19:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 4,000 | $52.99 | $211,960.00 |
DisclosureSEC source: 0000004962-04-000078 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,724 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 171,000 | $0.00 Strike: $50.24 | $0.00 |
DisclosureSEC source: 0000004962-04-000022 · doc4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,000 Underlying: Common Shares · 171,000 shares Expires 2014-01-26 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 4,378 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000022 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,724 F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment. Read SEC document |
| December 30, 2003 Filed Jan 28, 2004 13:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 59 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000004962-04-000022 · doc4.xml · derivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408 Underlying: Common Shares · 59 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| September 17, 2003 Filed Sep 18, 2003 14:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 4,963 | $45.50 | $225,816.50 |
DisclosureSEC source: 0000004962-03-000167 · doc4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,346 Read SEC document |
| September 17, 2003 Filed Sep 18, 2003 14:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 10,000 | $45.49 | $454,900.00 |
DisclosureSEC source: 0000004962-03-000167 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,309 Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0000004962-03-000166 · doc4.xml · derivative · entry 8 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 84,000 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0000004962-03-000166 · doc4.xml · derivative · entry 7 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,000 Underlying: Common Shares · 84,000 shares Expires 2008-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 96,900 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-03-000166 · doc4.xml · derivative · entry 6 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 96,900 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 330,900 | $45.54 | $15,069,186.00 |
DisclosureSEC source: 0000004962-03-000166 · doc4.xml · nonDerivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,309 Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 150,000 | $35.29 | $5,293,800.00 |
DisclosureSEC source: 0000004962-03-000166 · doc4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 84,000 | $27.46 | $2,306,472.00 |
DisclosureSEC source: 0000004962-03-000166 · doc4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 96,900 | $29.30 | $2,839,363.80 |
DisclosureSEC source: 0000004962-03-000166 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 15:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 16,721 | $0.00 Strike: $45.51 | $0.00 |
DisclosureSEC source: 0000004962-03-000158 · doc4.xml · derivative · entry 8 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,721 Underlying: Common Shares · 16,721 shares Expires 2007-02-23 Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 15:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 22,416 | $0.00 Strike: $45.51 | $0.00 |
DisclosureSEC source: 0000004962-03-000158 · doc4.xml · derivative · entry 7 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,416 Underlying: Common Shares · 22,416 shares Expires 2008-02-22 Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 15:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,100 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-03-000158 · doc4.xml · derivative · entry 6 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,900 Underlying: Common Shares · 29,100 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 15:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $22.15 | $0.00 |
DisclosureSEC source: 0000004962-03-000158 · doc4.xml · derivative · entry 5 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,000 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 15:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 39,137 | $45.51 | $1,780,929.19 |
DisclosureSEC source: 0000004962-03-000158 · doc4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,309 Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 15:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 29,100 | $29.30 | $852,688.20 |
DisclosureSEC source: 0000004962-03-000158 · doc4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 15:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 25,000 | $22.15 | $553,650.00 |
DisclosureSEC source: 0000004962-03-000158 · doc4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 30, 2003 16:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $45.56 | $0.00 |
DisclosureSEC source: 0000004962-03-000143 · doc4.xml · derivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Shares · 9,000 shares Expires 2013-07-28 F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.