Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | President, American Express Co | January 26, 2015 | January 28, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 26, 2015 · Filed January 28, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 172,989 |
Ending reported balance
After 2015-01-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-01-26 · Grant · Acquired 54,721 · Balance 201,779 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time. Row 2 · 2015-01-26 · Tax withholding · Disposed 28,790 · Balance 172,989 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 1,658.98 |
Reported balance
Holding disclosure · report date 2015-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,658.98 F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2011 Filed Feb 3, 2011 00:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 205,632 | $38.92 | $8,003,608.70 |
DisclosureSEC source: 0001127602-11-003597 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 9,662 | $44.38 | $428,799.56 |
DisclosureSEC source: 0001127602-11-003597 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,502 F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 02:14 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 9,662 | $43.38 | $419,137.56 |
DisclosureSEC source: 0001127602-11-003617 · form4a.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,502 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. F2 · price: Due to a typographical error, the price reported in Table I, Column 4 of the original filing was incorrect. Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 23:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 47,799 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-11-002745 · form4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,799 Underlying: Common Stock · 47,799 shares Expires 2021-01-27 F3 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 23:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,723 | $44.46 | $76,604.58 |
DisclosureSEC source: 0001127602-11-002745 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,164 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| July 31, 2010 Filed Aug 3, 2010 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 7,387 | $44.64 | $329,755.68 |
DisclosureSEC source: 0001127602-10-020453 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,887 F1 · shares: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| July 26, 2010 Filed Jul 27, 2010 13:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 150,000 | $44.87 | $6,730,860.00 |
DisclosureSEC source: 0001127602-10-019859 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,274 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.80 to $44.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 228,346 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002473 · form4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,346 Underlying: Common Stock · 228,346 shares Expires 2020-01-26 F2 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 19,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-10-002473 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,274 F1 · price: The reported acquisition represents the grant of a Restricted Stock Award under the Company's Long Term Incentive Plan. Vesting is subject to award requirements including the Company's achievement of certain financial performance requirements. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 13,539 | $37.79 | $511,638.81 |
DisclosureSEC source: 0001127602-10-002358 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,246 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. Read SEC document |
| October 30, 2009 Filed Nov 3, 2009 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 114,810 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-09-021627 · form4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,810 Underlying: Common Stock · 114,810 shares Expires 2019-10-30 F3 · derivative.exercise_date: These stock options will become exercisable four years after grant date subject to award requirements including continuous employment. Read SEC document |
| October 30, 2009 Filed Nov 3, 2009 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 57,405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-09-021627 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,785 F1 · shares: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. F1 · price: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 22:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 335,128 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-09-002279 · form4.xml · derivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,128 Underlying: Common Stock · 335,128 shares Expires 2019-01-28 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 23:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 13,207 | $15.20 | $200,746.40 |
DisclosureSEC source: 0001127602-09-001861 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,380 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock awards. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 190,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-08-000623 · form4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 190,000 shares Expires 2018-01-30 F2 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 21,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-000623 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,587 F1 · shares: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| January 28, 2008 Filed Jan 30, 2008 23:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,098 | $46.23 | $50,760.54 |
DisclosureSEC source: 0001127602-08-000534 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,829 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 21:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 450,000 | $0.00 Strike: $58.54 | $0.00 |
DisclosureSEC source: 0001127602-07-003188 · form4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2017-07-31 F2 · derivative.exercise_date: These options will vest in three annual installments (25%, 25%, and 50%) beginning on the date shown as "Date Exercisable" subject to award requirements including continuous employment. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 21:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-003188 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,927 F1 · shares: Restricted Stock Award will vest in four installments (20% on 7/31/2010, 20% on 7/31/2011, 20% on 7/31/2012, and 40% on 7/31/2013) subject to the Company's achievement of certain financial performance requirements during the respective vesting periods and other award requirements, including continuous employment. Read SEC document |
| January 27, 2007 Filed Jan 30, 2007 22:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 8,513 | $57.75 | $491,625.75 |
DisclosureSEC source: 0001127602-07-000400 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,927 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. Read SEC document |
| January 26, 2007 Filed Jan 30, 2007 22:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 725 | $57.75 | $41,868.75 |
DisclosureSEC source: 0001127602-07-000400 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,440 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 21:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-07-000363 · form4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2017-01-24 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 21:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 31,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-000363 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,165 F2 · shares: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements, including continuous employment. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 17:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,068 | $58.29 | $62,253.72 |
DisclosureSEC source: 0001127602-07-000318 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,007 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. Read SEC document |
| January 23, 2007 Filed Feb 14, 2008 00:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-001007 · form5.xml · derivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,102 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · derivative · entry 24 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,102 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,608 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · derivative · entry 23 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,608 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,529 | $0.00 Strike: $35.98 | $0.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · derivative · entry 22 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,529 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 171,360 | $0.00 Strike: $38.22 | $0.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · derivative · entry 21 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171,360 shares Expires 2010-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 34,272 | $0.00 Strike: $38.22 | $0.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · derivative · entry 20 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,272 shares Expires 2010-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 4,900 | $59.72 | $292,628.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 18 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,075 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 900 | $59.71 | $53,739.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 17 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,975 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,800 | $59.70 | $167,160.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 16 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,875 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 400 | $59.69 | $23,876.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 15 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,675 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 12,125 | $59.68 | $723,620.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 14 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,075 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,800 | $59.67 | $167,076.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 13 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,200 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,361 | $59.66 | $618,137.26 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 12 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 28,815 | $59.65 | $1,718,814.75 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 11 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,361 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,100 | $59.64 | $65,604.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 10 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,176 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,100 | $59.63 | $125,223.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 9 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,276 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,100 | $59.62 | $65,582.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 8 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,376 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 7,900 | $59.61 | $470,919.00 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 7 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,476 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 165,670 | $59.67 | $9,885,528.90 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 6 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,376 Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 19,102 | $39.83 | $760,889.97 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 5 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 25,608 | $39.83 | $1,020,043.46 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 19,529 | $35.98 | $702,594.83 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 171,360 | $38.22 | $6,550,064.64 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 34,272 | $38.22 | $1,310,012.93 |
DisclosureSEC source: 0001127602-06-002714 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2006 Filed Feb 24, 2006 16:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,896 | $0.00 Strike: $35.98 | $0.00 |
DisclosureSEC source: 0001127602-06-000381 · form4.xml · derivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,896 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2006 Filed Feb 24, 2006 16:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 4,896 | $35.98 | $176,143.39 |
DisclosureSEC source: 0001127602-06-000381 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.