Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRECISION OPTICS CORPORATION, INC.PEYE · Entity 7237 | Chief Financial Officer | August 02, 2018 | August 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRECISION OPTICS CORPORATION, INC.
Report date August 02, 2018 · Filed August 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.70 · Expires 2028-08-02 | Direct | 306,000 |
Reported balance
After 2018-08-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-08-02 · Grant · Acquired 100,000 · Balance 306,000 F2: The options were granted by the Issuer as a one-time grant to compensate Mr. Major for his acceptance of the position of Chief Financial Officer. F1: The options vest as follows: 33,000 options vest on November 2, 2018 (3 months after grant date); 33,000 options vest three months following the end of the second consecutive quarter in which the Issuer's quarterly revenues are $1,500,000 or greater as published in a Form 10-Q or 10-K; and 34,000 options vest three months following the end of the second consecutive quarter in which the Issuer's gross margin percentage is 30% or greater as published in a Form 10-Q. All options vest upon a change in control or termination for a reason other than cause. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest as follows: 33,000 options vest on November 2, 2018 (3 months after grant date); 33,000 options vest three months following the end of the second consecutive quarter in which the Issuer's quarterly revenues are $1,500,000 or greater as published in a Form 10-Q or 10-K; and 34,000 options vest three months following the end of the second consecutive quarter in which the Issuer's gross margin percentage is 30% or greater as published in a Form 10-Q. All options vest upon a change in control or termination for a reason other than cause.
F2: The options were granted by the Issuer as a one-time grant to compensate Mr. Major for his acceptance of the position of Chief Financial Officer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2018 Filed Aug 6, 2018 20:12 UTC | PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 | GrantStock Option (Right to Buy) · Derivative | 100,000 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001683168-18-002148 · ownership.xml · derivative · entry 1 Major Donald Andrew · CIK 0001335661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,000 Underlying: Common Stock · 100,000 shares Expires 2028-08-02 F2 · price: The options were granted by the Issuer as a one-time grant to compensate Mr. Major for his acceptance of the position of Chief Financial Officer. F1 · derivative.exercise_date: The options vest as follows: 33,000 options vest on November 2, 2018 (3 months after grant date); 33,000 options vest three months following the end of the second consecutive quarter in which the Issuer's quarterly revenues are $1,500,000 or greater as published in a Form 10-Q or 10-K; and 34,000 options vest three months following the end of the second consecutive quarter in which the Issuer's gross margin percentage is 30% or greater as published in a Form 10-Q. All options vest upon a change in control or termination for a reason other than cause. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 01:51 UTC | PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 | OtherWarrants · Derivative | 5,587 | Not disclosed Strike: $0.97 | Not disclosed |
DisclosureSEC source: 0001683168-16-000832 · precision-major_f4.xml · derivative · entry 1 Major Donald Andrew · CIK 0001335661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,587 Underlying: Common Stock · 5,587 shares Expires 2017-09-28 F1 · kind: On November 22, 2016, the issuer sold 1,333,334 units consisting of shares of common stock and warrants in a private placement. Mr. Major purchased 19,445 warrants in a private placement on September 28, 2012 with an original exercise price of $1.25 per share. The new warrants were issued as a result of the November 2016 private placement triggering certain anti-dilution provisions in these original warrants. In connection therewith, the exercise price of the September 2012 warrants decreased to $0.97 per share accordingly. F1 · price: On November 22, 2016, the issuer sold 1,333,334 units consisting of shares of common stock and warrants in a private placement. Mr. Major purchased 19,445 warrants in a private placement on September 28, 2012 with an original exercise price of $1.25 per share. The new warrants were issued as a result of the November 2016 private placement triggering certain anti-dilution provisions in these original warrants. In connection therewith, the exercise price of the September 2012 warrants decreased to $0.97 per share accordingly. Read SEC document |
| February 18, 2016 Filed Sep 12, 2016 22:20 UTC | PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 | OtherCommon Stock, $0.01 par value | 45,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-16-000077 · major_f4.xml · nonDerivative · entry 1 Major Donald Andrew · CIK 0001335661 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,778 F1 · kind: Securities were granted as consideration for consulting services provided by Mr. Major to the Company. F1 · price: Securities were granted as consideration for consulting services provided by Mr. Major to the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.