Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Global Water Resources, Inc.
Report date August 13, 2018 · Filed August 15, 2018
Section 16 reporting ended · disclosed 2018-08-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,393 |
Ending reported balance
After 2018-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-13 · Exercise / conversion · Acquired 47,744 · Balance 53,137 F1: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). Row 2 · 2018-08-13 · Disposition to issuer · Disposed 47,744 · Balance 5,393 |
| Deferred Phantom UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-08-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-13 · Exercise / conversion · Disposed 47,744 · Balance 0 F1: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The reporting person ceased to be a director of the Company effective May 16, 2018. F3: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").
F2: The reporting person ceased to be a director of the Company effective May 16, 2018.
F3: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2016 Filed Oct 4, 2016 19:36 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantDeferred Phantom Unit · Derivative | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144716 · doc4.xml · derivative · entry 1 Theil L Rita · CIK 0001672987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,013 Underlying: Common Stock · 141 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.