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SOROS ROBERT

Disclosed activity across 3 companies

Tapewire entity
164294
SEC CIK
0001387524

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SIGMA DESIGNS INCSIGM · Entity 16429310% ownerAugust 14, 2018August 16, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SIGMA DESIGNS INC

Report date August 14, 2018 · Filed August 16, 2018

Jointly reported with SOROS FUND MANAGEMENT LLC, SOROS GEORGE

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, no par value per shareSEC Table I · non-derivativeIndirectSee Footnote5,118,789 Reported balance After 2018-08-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-08-14 · Other · Disposed 0 · Balance 5,118,789

F1: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4.

F2: 4,707,751 of these Shares are held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners") and 411,038 of these Shares are held for certain other funds/accounts (the "Managed Accounts").

F3: Soros Fund Management LLC ("SFM LLC") serves as investment manager to Quantum Partners and the Managed Accounts. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares, held for the accounts of Quantum Partners and the Managed Accounts. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4.

F2: 4,707,751 of these Shares are held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners") and 411,038 of these Shares are held for certain other funds/accounts (the "Managed Accounts").

F3: Soros Fund Management LLC ("SFM LLC") serves as investment manager to Quantum Partners and the Managed Accounts. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares, held for the accounts of Quantum Partners and the Managed Accounts. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Blue Owl Capital Corp

Report date April 17, 2017 · Filed April 19, 2017

Jointly reported with SOROS FUND MANAGEMENT LLC, SOROS GEORGE

Section 16 reporting ended · disclosed 2017-04-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote472,598 Reported balance After 2017-04-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-04-17 · Sale · Disposed 5,225,000 · Balance 472,598

F1: Shares of the common stock of Owl Rock Capital Corporation ("Shares") were sold directly in the following amounts for the following accounts: (i) 696,667 Shares were sold for the account of Quantum Strategic Partners Ltd., a Cayman Islands exempted limited partnership ("Quantum Strategic Partners"), and (ii) 4,528,333 Shares were sold for the account of QSP Athena LP, a Delaware limited partnership ("QSP Athena").

F2: These securities are held directly in the following amounts for the following accounts: (i) 63,013 Shares are held for the account of Quantum Strategic Partners, and (ii) 409,585 Shares are held for the account of QSP Athena.

F3: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Strategic Partners and QSP Athena. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the accounts of Quantum Strategic Partners and QSP Athena. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of the common stock of Owl Rock Capital Corporation ("Shares") were sold directly in the following amounts for the following accounts: (i) 696,667 Shares were sold for the account of Quantum Strategic Partners Ltd., a Cayman Islands exempted limited partnership ("Quantum Strategic Partners"), and (ii) 4,528,333 Shares were sold for the account of QSP Athena LP, a Delaware limited partnership ("QSP Athena").

F2: These securities are held directly in the following amounts for the following accounts: (i) 63,013 Shares are held for the account of Quantum Strategic Partners, and (ii) 409,585 Shares are held for the account of QSP Athena.

F3: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Strategic Partners and QSP Athena. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the accounts of Quantum Strategic Partners and QSP Athena. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC.

EXA CORP

Report date December 31, 2017 · Filed February 14, 2018

Jointly reported with SOROS FUND MANAGEMENT LLC, SOROS GEORGE

Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2017-11-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-11-17 · Other · Disposed 1,744,776 · Balance 0

F1: These shares of common stock of Exa Corporation (the "Shares") were held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares that were held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of common stock of Exa Corporation (the "Shares") were held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares that were held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2018 Filed Aug 16, 2018 16:09 UTC SIGMA DESIGNS INC SIGM · Entity 164293 OtherCommon Stock, no par value per share 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001293 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,118,789

F1 · kind: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4.

F1 · shares: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4.

F1 · price: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4.

F1 · acquired: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4.

F1 · balance_after: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4.

F2 · balance_after: 4,707,751 of these Shares are held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners") and 411,038 of these Shares are held for certain other funds/accounts (the "Managed Accounts").

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as investment manager to Quantum Partners and the Managed Accounts. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares, held for the accounts of Quantum Partners and the Managed Accounts. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
November 17, 2017 Filed Feb 14, 2018 16:25 UTC EXA CORP EXA · Entity 169415 OtherCommon Stock, $0.001 par value per share 1,744,776 $24.25 $42,310,818.00
Disclosure

SEC source: 0001140361-18-008198 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · shares: These shares of common stock of Exa Corporation (the "Shares") were held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares that were held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 18:45 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 13,419 $16.60 $222,762.11
Disclosure

SEC source: 0000899243-17-022649 · doc4.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,744,776

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $16.40 to $16.66, inclusive.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 18:45 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 700 $16.15 $11,305.98
Disclosure

SEC source: 0000899243-17-022649 · doc4.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,731,357

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $16.13 to $16.16, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 21, 2017 Filed Sep 21, 2017 16:57 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 3,270 $16.00 $52,329.81
Disclosure

SEC source: 0001140361-17-036137 · doc1.xml · nonDerivative · entry 3

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,730,657

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F5 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.91 to $16.16, inclusive.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 16:57 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 4,766 $15.99 $76,195.47
Disclosure

SEC source: 0001140361-17-036137 · doc1.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,727,387

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.94 to $16.00, inclusive.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 16:57 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 7,453 $15.98 $119,131.73
Disclosure

SEC source: 0001140361-17-036137 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,722,621

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.795 to $16.00, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 18, 2017 Filed Sep 18, 2017 17:06 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 4,885 $15.89 $77,643.17
Disclosure

SEC source: 0001140361-17-035798 · doc1.xml · nonDerivative · entry 3

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,715,168

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.84 to $15.90, inclusive.

F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 17:06 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 47,920 $15.45 $740,411.92
Disclosure

SEC source: 0001140361-17-035798 · doc1.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,710,283

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F3 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.135 to $15.75, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 16:23 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 32,123 $5.82 $186,920.52
Disclosure

SEC source: 0001140361-17-035915 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,118,789

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.80 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC..

Read SEC document
September 14, 2017 Filed Sep 14, 2017 17:43 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 60,000 $5.86 $351,372.00
Disclosure

SEC source: 0001140361-17-035574 · doc1.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,086,666

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.85 to $5.90, inclusive.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 17:06 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 697 $14.97 $10,434.09
Disclosure

SEC source: 0001140361-17-035798 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,662,363

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 20:26 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 26,626 $15.01 $399,661.59
Disclosure

SEC source: 0000899243-17-022032 · doc4.xml · nonDerivative · entry 3

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,661,666

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F5 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.82 to $15.15, inclusive.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:26 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 28,600 $14.96 $427,978.98
Disclosure

SEC source: 0000899243-17-022032 · doc4.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,635,040

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.385 to $15.05, inclusive.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 17:43 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 5,625 $5.90 $33,182.44
Disclosure

SEC source: 0001140361-17-035574 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,026,666

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.8750 to $5.90, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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September 11, 2017 Filed Sep 13, 2017 20:26 UTC EXA CORP EXA · Entity 169415 PurchaseCommon Stock, $0.001 par value per share 104,274 $14.19 $1,479,449.94
Disclosure

SEC source: 0000899243-17-022032 · doc4.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,606,440

F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $13.83 to $14.32, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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September 08, 2017 Filed Sep 12, 2017 16:31 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 7,210 $5.83 $42,028.53
Disclosure

SEC source: 0000899243-17-021900 · doc4.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,021,041

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.8250 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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July 11, 2017 Filed Jul 11, 2017 17:00 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 100 $5.65 $565.00
Disclosure

SEC source: 0001140361-17-027619 · doc1.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,013,831

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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July 10, 2017 Filed Jul 11, 2017 17:00 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 44,405 $5.61 $249,196.42
Disclosure

SEC source: 0001140361-17-027619 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,013,731

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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July 06, 2017 Filed Jul 7, 2017 16:11 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 86,317 $5.65 $487,544.31
Disclosure

SEC source: 0001140361-17-027456 · doc1.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,969,326

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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July 05, 2017 Filed Jul 7, 2017 16:11 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 34,356 $5.76 $197,883.69
Disclosure

SEC source: 0001140361-17-027456 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,883,009

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.625 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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July 03, 2017 Filed Jul 5, 2017 16:25 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 243,327 $5.85 $1,423,438.62
Disclosure

SEC source: 0001140361-17-027135 · doc1.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,848,653

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F3 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.825 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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July 03, 2017 Filed Jul 6, 2017 17:07 UTC Amendment SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 243,327 $5.83 $1,417,963.76
Disclosure

SEC source: 0001140361-17-027372 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,848,653

F2 · shares: These Shares of the Issuer were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F1 · price: The Form 4 filed on July 5, 2017, incorrectly reported the weighted average price for the purchase of these shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") and the range of prices at which the Shares were purchased. The price reported in Column 4 is the correct weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.775 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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June 30, 2017 Filed Jul 5, 2017 16:25 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 50,000 $5.85 $292,500.00
Disclosure

SEC source: 0001140361-17-027135 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,605,326

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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June 29, 2017 Filed Jun 30, 2017 16:04 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 82,083 $5.85 $480,128.09
Disclosure

SEC source: 0001140361-17-026859 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,555,326

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.825 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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June 23, 2017 Filed Jun 27, 2017 16:12 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 4,424 $5.85 $25,880.40
Disclosure

SEC source: 0001140361-17-026241 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,473,243

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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June 08, 2017 Filed Jun 9, 2017 16:50 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 100,000 $5.70 $569,990.00
Disclosure

SEC source: 0001140361-17-024583 · doc1.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,468,819

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F3 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.6750 to $5.70, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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June 07, 2017 Filed Jun 9, 2017 16:50 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 300,000 $5.83 $1,748,370.00
Disclosure

SEC source: 0001140361-17-024583 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,368,819

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.

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April 17, 2017 Filed Apr 19, 2017 18:42 UTC Blue Owl Capital Corp NONE · Entity 3829 SaleCommon Stock, par value $0.01 per share 5,225,000 $15.09 $78,845,250.00
Disclosure

SEC source: 0001140361-17-016162 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 472,598

F1 · shares: Shares of the common stock of Owl Rock Capital Corporation ("Shares") were sold directly in the following amounts for the following accounts: (i) 696,667 Shares were sold for the account of Quantum Strategic Partners Ltd., a Cayman Islands exempted limited partnership ("Quantum Strategic Partners"), and (ii) 4,528,333 Shares were sold for the account of QSP Athena LP, a Delaware limited partnership ("QSP Athena").

F2 · balance_after: These securities are held directly in the following amounts for the following accounts: (i) 63,013 Shares are held for the account of Quantum Strategic Partners, and (ii) 409,585 Shares are held for the account of QSP Athena.

F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Strategic Partners and QSP Athena. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the accounts of Quantum Strategic Partners and QSP Athena. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC.

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April 13, 2017 Filed Apr 14, 2017 13:37 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 133,857 $5.64 $754,565.29
Disclosure

SEC source: 0001140361-17-015861 · doc1.xml · nonDerivative · entry 2

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,068,819

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F3 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive.

F4 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC.

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April 12, 2017 Filed Apr 14, 2017 13:37 UTC SIGMA DESIGNS INC SIGM · Entity 164293 PurchaseCommon Stock, no par value per share 90,062 $5.63 $506,706.82
Disclosure

SEC source: 0001140361-17-015861 · doc1.xml · nonDerivative · entry 1

SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner

SOROS GEORGE · CIK 0000900203 · 10% owner

SOROS ROBERT · CIK 0001387524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,934,962

F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.575 to $5.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

F4 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.