Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lucky Strike Entertainment CorpBOWL · Entity 5101 | 10% owner | December 13, 2021 | December 16, 2021 |
| SIGMA DESIGNS INCSIGM · Entity 164293 | 10% owner | August 14, 2018 | August 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lucky Strike Entertainment Corp
Report date December 13, 2021 · Filed December 16, 2021
Jointly reported with SOROS FUND MANAGEMENT LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 2,900,000 |
Reported balance
Holding disclosure · report date 2021-12-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,900,000 F1: Soros Fund Management LLC ("SFM LLC") serves as investment manager to certain funds/accounts (the "Accounts"). As such, SFM LLC has been granted investment discretion over portfolio investments, including the Class A Common Stock, held for the Accounts. George Soros serves as Chairman of SFM LLC and has sole discretion to replace FPR Manager LLC, the Manager of SFM LLC. The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Soros Fund Management LLC ("SFM LLC") serves as investment manager to certain funds/accounts (the "Accounts"). As such, SFM LLC has been granted investment discretion over portfolio investments, including the Class A Common Stock, held for the Accounts. George Soros serves as Chairman of SFM LLC and has sole discretion to replace FPR Manager LLC, the Manager of SFM LLC. The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
SIGMA DESIGNS INC
Report date August 14, 2018 · Filed August 16, 2018
Jointly reported with SOROS FUND MANAGEMENT LLC, SOROS ROBERT
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 5,118,789 |
Reported balance
After 2018-08-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-14 · Other · Disposed 0 · Balance 5,118,789 F1: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4. F2: 4,707,751 of these Shares are held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners") and 411,038 of these Shares are held for certain other funds/accounts (the "Managed Accounts"). F3: Soros Fund Management LLC ("SFM LLC") serves as investment manager to Quantum Partners and the Managed Accounts. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares, held for the accounts of Quantum Partners and the Managed Accounts. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4.
F2: 4,707,751 of these Shares are held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners") and 411,038 of these Shares are held for certain other funds/accounts (the "Managed Accounts").
F3: Soros Fund Management LLC ("SFM LLC") serves as investment manager to Quantum Partners and the Managed Accounts. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares, held for the accounts of Quantum Partners and the Managed Accounts. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Blue Owl Capital Corp
Report date April 17, 2017 · Filed April 19, 2017
Jointly reported with SOROS FUND MANAGEMENT LLC, SOROS ROBERT
Section 16 reporting ended · disclosed 2017-04-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 472,598 |
Reported balance
After 2017-04-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-04-17 · Sale · Disposed 5,225,000 · Balance 472,598 F1: Shares of the common stock of Owl Rock Capital Corporation ("Shares") were sold directly in the following amounts for the following accounts: (i) 696,667 Shares were sold for the account of Quantum Strategic Partners Ltd., a Cayman Islands exempted limited partnership ("Quantum Strategic Partners"), and (ii) 4,528,333 Shares were sold for the account of QSP Athena LP, a Delaware limited partnership ("QSP Athena"). F2: These securities are held directly in the following amounts for the following accounts: (i) 63,013 Shares are held for the account of Quantum Strategic Partners, and (ii) 409,585 Shares are held for the account of QSP Athena. F3: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Strategic Partners and QSP Athena. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the accounts of Quantum Strategic Partners and QSP Athena. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of the common stock of Owl Rock Capital Corporation ("Shares") were sold directly in the following amounts for the following accounts: (i) 696,667 Shares were sold for the account of Quantum Strategic Partners Ltd., a Cayman Islands exempted limited partnership ("Quantum Strategic Partners"), and (ii) 4,528,333 Shares were sold for the account of QSP Athena LP, a Delaware limited partnership ("QSP Athena").
F2: These securities are held directly in the following amounts for the following accounts: (i) 63,013 Shares are held for the account of Quantum Strategic Partners, and (ii) 409,585 Shares are held for the account of QSP Athena.
F3: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Strategic Partners and QSP Athena. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the accounts of Quantum Strategic Partners and QSP Athena. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC.
EXA CORP
Report date December 31, 2017 · Filed February 14, 2018
Jointly reported with SOROS FUND MANAGEMENT LLC, SOROS ROBERT
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-11-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-17 · Other · Disposed 1,744,776 · Balance 0 F1: These shares of common stock of Exa Corporation (the "Shares") were held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares that were held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock of Exa Corporation (the "Shares") were held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").
F2: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares that were held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2018 Filed Aug 16, 2018 16:09 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | OtherCommon Stock, no par value per share | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-001293 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,118,789 F1 · kind: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4. F1 · shares: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4. F1 · price: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4. F1 · acquired: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4. F1 · balance_after: The transaction reported on this Form 4 represents a special cash distribution in the amount of $6.00 per share of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") payable by the Issuer on August 14, 2018 to all holders of Shares. The Issuer's payment of such special cash distribution is part of the Issuer's voluntary Plan of Liquidation and Dissolution that was approved by the Issuer's shareholders at a special meeting of shareholders held on April 17, 2018. The reporting persons did not dispose of any securities of the Issuer pursuant to the transaction reported on this Form 4. F2 · balance_after: 4,707,751 of these Shares are held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners") and 411,038 of these Shares are held for certain other funds/accounts (the "Managed Accounts"). F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as investment manager to Quantum Partners and the Managed Accounts. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares, held for the accounts of Quantum Partners and the Managed Accounts. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| November 17, 2017 Filed Feb 14, 2018 16:25 UTC | EXA CORP EXA · Entity 169415 | OtherCommon Stock, $0.001 par value per share | 1,744,776 | $24.25 | $42,310,818.00 |
DisclosureSEC source: 0001140361-18-008198 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · shares: These shares of common stock of Exa Corporation (the "Shares") were held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares that were held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 18:45 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 13,419 | $16.60 | $222,762.11 |
DisclosureSEC source: 0000899243-17-022649 · doc4.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,744,776 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $16.40 to $16.66, inclusive. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 18:45 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 700 | $16.15 | $11,305.98 |
DisclosureSEC source: 0000899243-17-022649 · doc4.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,731,357 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $16.13 to $16.16, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 21, 2017 Filed Sep 21, 2017 16:57 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 3,270 | $16.00 | $52,329.81 |
DisclosureSEC source: 0001140361-17-036137 · doc1.xml · nonDerivative · entry 3 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,730,657 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F5 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.91 to $16.16, inclusive. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 16:57 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 4,766 | $15.99 | $76,195.47 |
DisclosureSEC source: 0001140361-17-036137 · doc1.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,727,387 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.94 to $16.00, inclusive. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:57 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 7,453 | $15.98 | $119,131.73 |
DisclosureSEC source: 0001140361-17-036137 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,722,621 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.795 to $16.00, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 18, 2017 Filed Sep 18, 2017 17:06 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 4,885 | $15.89 | $77,643.17 |
DisclosureSEC source: 0001140361-17-035798 · doc1.xml · nonDerivative · entry 3 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,715,168 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.84 to $15.90, inclusive. F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 17:06 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 47,920 | $15.45 | $740,411.92 |
DisclosureSEC source: 0001140361-17-035798 · doc1.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,710,283 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F3 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.135 to $15.75, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:23 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 32,123 | $5.82 | $186,920.52 |
DisclosureSEC source: 0001140361-17-035915 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,118,789 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.80 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.. Read SEC document |
| September 14, 2017 Filed Sep 14, 2017 17:43 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 60,000 | $5.86 | $351,372.00 |
DisclosureSEC source: 0001140361-17-035574 · doc1.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,086,666 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.85 to $5.90, inclusive. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 17:06 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 697 | $14.97 | $10,434.09 |
DisclosureSEC source: 0001140361-17-035798 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,662,363 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 20:26 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 26,626 | $15.01 | $399,661.59 |
DisclosureSEC source: 0000899243-17-022032 · doc4.xml · nonDerivative · entry 3 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,661,666 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F5 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.82 to $15.15, inclusive. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:26 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 28,600 | $14.96 | $427,978.98 |
DisclosureSEC source: 0000899243-17-022032 · doc4.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,635,040 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.385 to $15.05, inclusive. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 17:43 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 5,625 | $5.90 | $33,182.44 |
DisclosureSEC source: 0001140361-17-035574 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,026,666 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.8750 to $5.90, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 20:26 UTC | EXA CORP EXA · Entity 169415 | PurchaseCommon Stock, $0.001 par value per share | 104,274 | $14.19 | $1,479,449.94 |
DisclosureSEC source: 0000899243-17-022032 · doc4.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,606,440 F1 · shares: These shares of common stock (the "Shares") of Exa Corporation (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $13.83 to $14.32, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 16:31 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 7,210 | $5.83 | $42,028.53 |
DisclosureSEC source: 0000899243-17-021900 · doc4.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,021,041 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.8250 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| July 11, 2017 Filed Jul 11, 2017 17:00 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 100 | $5.65 | $565.00 |
DisclosureSEC source: 0001140361-17-027619 · doc1.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,013,831 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:00 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 44,405 | $5.61 | $249,196.42 |
DisclosureSEC source: 0001140361-17-027619 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,013,731 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 16:11 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 86,317 | $5.65 | $487,544.31 |
DisclosureSEC source: 0001140361-17-027456 · doc1.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,969,326 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 16:11 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 34,356 | $5.76 | $197,883.69 |
DisclosureSEC source: 0001140361-17-027456 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,883,009 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.625 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 16:25 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 243,327 | $5.85 | $1,423,438.62 |
DisclosureSEC source: 0001140361-17-027135 · doc1.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,848,653 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F3 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.825 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 17:07 UTC Amendment | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 243,327 | $5.83 | $1,417,963.76 |
DisclosureSEC source: 0001140361-17-027372 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,848,653 F2 · shares: These Shares of the Issuer were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F1 · price: The Form 4 filed on July 5, 2017, incorrectly reported the weighted average price for the purchase of these shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") and the range of prices at which the Shares were purchased. The price reported in Column 4 is the correct weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.775 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:25 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 50,000 | $5.85 | $292,500.00 |
DisclosureSEC source: 0001140361-17-027135 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,605,326 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 16:04 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 82,083 | $5.85 | $480,128.09 |
DisclosureSEC source: 0001140361-17-026859 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,555,326 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.825 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 16:12 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 4,424 | $5.85 | $25,880.40 |
DisclosureSEC source: 0001140361-17-026241 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,473,243 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 16:50 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 100,000 | $5.70 | $569,990.00 |
DisclosureSEC source: 0001140361-17-024583 · doc1.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,468,819 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F3 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.6750 to $5.70, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 16:50 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 300,000 | $5.83 | $1,748,370.00 |
DisclosureSEC source: 0001140361-17-024583 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,368,819 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 18:42 UTC | Blue Owl Capital Corp NONE · Entity 3829 | SaleCommon Stock, par value $0.01 per share | 5,225,000 | $15.09 | $78,845,250.00 |
DisclosureSEC source: 0001140361-17-016162 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 472,598 F1 · shares: Shares of the common stock of Owl Rock Capital Corporation ("Shares") were sold directly in the following amounts for the following accounts: (i) 696,667 Shares were sold for the account of Quantum Strategic Partners Ltd., a Cayman Islands exempted limited partnership ("Quantum Strategic Partners"), and (ii) 4,528,333 Shares were sold for the account of QSP Athena LP, a Delaware limited partnership ("QSP Athena"). F2 · balance_after: These securities are held directly in the following amounts for the following accounts: (i) 63,013 Shares are held for the account of Quantum Strategic Partners, and (ii) 409,585 Shares are held for the account of QSP Athena. F3 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Strategic Partners and QSP Athena. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the accounts of Quantum Strategic Partners and QSP Athena. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC. Read SEC document |
| April 13, 2017 Filed Apr 14, 2017 13:37 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 133,857 | $5.64 | $754,565.29 |
DisclosureSEC source: 0001140361-17-015861 · doc1.xml · nonDerivative · entry 2 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,068,819 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F3 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive. F4 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 13:37 UTC | SIGMA DESIGNS INC SIGM · Entity 164293 | PurchaseCommon Stock, no par value per share | 90,062 | $5.63 | $506,706.82 |
DisclosureSEC source: 0001140361-17-015861 · doc1.xml · nonDerivative · entry 1 SOROS FUND MANAGEMENT LLC · CIK 0001029160 · 10% owner SOROS GEORGE · CIK 0000900203 · 10% owner SOROS ROBERT · CIK 0001387524 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,934,962 F1 · shares: These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.575 to $5.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. F4 · ownership.nature: Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.