Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Executive Vice President | May 03, 2015 | May 06, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date May 03, 2015 · Filed May 06, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2019-05-05 | Direct | 48,800.005 |
Reported balance
After 2015-05-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-05-03 · Grant · Acquired 48,800.005 · Balance 48,800.005 F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F3: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.
F3: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 731.429 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000505 · edgardoc.xml · derivative · entry 7 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 731.429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units. F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 8,556.7116 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000505 · edgardoc.xml · derivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,556.7116 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,847 | $67.45 | $326,930.15 |
DisclosureSEC source: 0001234452-13-000505 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,290 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,288.1406 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000505 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,137.1406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| September 29, 2013 Filed Oct 1, 2013 21:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 18,775 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000410 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock · 18,775 shares Expires 2023-09-28 F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 56,917 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-13-000369 · edgardoc.xml · derivative · entry 10 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333 Underlying: Common Stock · 56,917 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 83 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000369 · edgardoc.xml · derivative · entry 9 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,667 Underlying: Common Stock · 83 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 83 | $70.16 | $5,823.29 |
DisclosureSEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,849 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $70.16 to $70.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 83 | $35.66 | $2,959.78 |
DisclosureSEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 5 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 56,917 | $70.16 | $3,993,302.41 |
DisclosureSEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,849 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $70.16 to $70.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 56,917 | $37.29 | $2,122,434.93 |
DisclosureSEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 65,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 57,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000369 · edgardoc.xml · derivative · entry 8 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,750 Underlying: Common Stock · 57,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 57,000 | $68.80 | $3,921,605.70 |
DisclosureSEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,849 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $68.80 to $68.805. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 57,000 | $35.66 | $2,032,620.00 |
DisclosureSEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 65,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 19:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,750 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000117 · edgardoc.xml · derivative · entry 7 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,750 Underlying: Common Stock · 30,750 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 19:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 26,250 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-13-000117 · edgardoc.xml · derivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,250 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 19:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 26,250 | $68.00 | $1,784,963.25 |
DisclosureSEC source: 0001234452-13-000117 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,662 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $67.90 to $68.14. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 19:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 26,250 | $34.83 | $914,287.50 |
DisclosureSEC source: 0001234452-13-000117 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 34,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 19:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 30,750 | $68.00 | $2,090,956.95 |
DisclosureSEC source: 0001234452-13-000117 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,662 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $67.90 to $68.14. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 19:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 30,750 | $35.66 | $1,096,545.00 |
DisclosureSEC source: 0001234452-13-000117 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 39,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| January 03, 2013 Filed Jan 7, 2013 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000030 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,452 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 23:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,513 | $61.15 Strike: $1.00 | $92,515.71 |
DisclosureSEC source: 0001234452-13-000022 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 47,097.974 Underlying: Common Stock · 1,513 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 15, 2012 Filed Nov 19, 2012 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,118 | $61.33 | $927,224.74 |
DisclosureSEC source: 0001234452-12-000423 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,952 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $61.15 to $61.46. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 12, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,046 | $61.75 | $249,842.93 |
DisclosureSEC source: 0001234452-12-000412 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,070 F3 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $61.29 to $62.04. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2012 Filed Nov 14, 2012 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,046 | $61.75 | $249,842.93 |
DisclosureSEC source: 0001234452-12-000413 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,070 F3 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $61.29 to $62.04. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 13,239 | $58.61 | $775,937.79 |
DisclosureSEC source: 0001234452-12-000412 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,116 F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 11, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 28,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000412 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,355 F1 · shares: These shares represent performance-based restricted stock units that vested on October 31, 2012. On November 11, 2012, the Compensation Committee certified that the performance goals had been attained and approved the restricted stock units earned by the reporting person. F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 11, 2012 Filed Nov 14, 2012 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 13,239 | $58.61 | $775,937.79 |
DisclosureSEC source: 0001234452-12-000413 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,116 F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 11, 2012 Filed Nov 14, 2012 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 28,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000413 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,355 F1 · shares: These shares represent performance-based restricted stock units that vested on October 31, 2012. On November 11, 2012, the Compensation Committee certified that the performance goals had been attained and approved the restricted stock units earned by the reporting person. F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 23:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,542 | $61.62 | $218,258.04 |
DisclosureSEC source: 0001234452-12-000387 · edgardoc.xml · nonDerivative · entry 5 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,998 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 23:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 7,588.5389 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000387 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,540.5389 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 23:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,861 | $61.83 | $300,556.12 |
DisclosureSEC source: 0001234452-12-000387 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,952 F3 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $61.59 to $62.15. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 23:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 9,117.2884 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000387 · edgardoc.xml · derivative · entry 7 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,556.7116 Underlying: Common Stock · 9,117.2884 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Amount includes dividend equivalents earned on vested restricted stock units. F6 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 23:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,256 | $60.67 | $258,211.52 |
DisclosureSEC source: 0001234452-12-000387 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,813 F2 · balance_after: Includes 209 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2012. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 23:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,117.2884 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000387 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 16:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-12-000180 · edgardoc.xml · derivative · entry 10 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 50,000 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 16:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,500 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-12-000180 · edgardoc.xml · derivative · entry 9 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,500 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 16:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,500 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-12-000180 · edgardoc.xml · derivative · entry 8 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 16:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $67.91 | $3,395,615.00 |
DisclosureSEC source: 0001234452-12-000180 · edgardoc.xml · nonDerivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,743 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F5 · price: The sale prices for this transaction ranged from $67.91 to $67.95 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 16:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $44.02 | $2,201,000.00 |
DisclosureSEC source: 0001234452-12-000180 · edgardoc.xml · nonDerivative · entry 5 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 65,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 16:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 21,500 | $67.49 | $1,451,133.90 |
DisclosureSEC source: 0001234452-12-000180 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,743 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $67.46 to $67.56 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 16:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 21,500 | $43.62 | $937,830.00 |
DisclosureSEC source: 0001234452-12-000180 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 16:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 21,500 | $68.65 | $1,475,878.25 |
DisclosureSEC source: 0001234452-12-000180 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,743 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $68.64 to $68.67 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 26, 2012 Filed Mar 28, 2012 16:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 21,500 | $43.62 | $937,830.00 |
DisclosureSEC source: 0001234452-12-000180 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 19, 2012 Filed Mar 21, 2012 16:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-12-000173 · edgardoc.xml · derivative · entry 7 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 50,000 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 19, 2012 Filed Mar 21, 2012 16:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,500 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-12-000173 · edgardoc.xml · derivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 21,500 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 19, 2012 Filed Mar 21, 2012 16:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $66.92 | $3,345,980.00 |
DisclosureSEC source: 0001234452-12-000173 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,743 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $66.91 to $66.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 19, 2012 Filed Mar 21, 2012 16:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $44.02 | $2,201,000.00 |
DisclosureSEC source: 0001234452-12-000173 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 65,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 19, 2012 Filed Mar 21, 2012 16:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 21,500 | $66.30 | $1,425,456.45 |
DisclosureSEC source: 0001234452-12-000173 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,743 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $66.30 to $66.31. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| March 19, 2012 Filed Mar 21, 2012 16:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 21,500 | $43.62 | $937,830.00 |
DisclosureSEC source: 0001234452-12-000173 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.