organization · Reporting owner

Lightspeed Ultimate General Partner VII, Ltd.

Disclosed activity across 3 companies

Tapewire entity: 163828
SEC CIK: 0001602662

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AEROHIVE NETWORKS, INCHIVE · Entity 155534	10% owner	August 30, 2018	September 04, 2018
Nutanix, Inc.NTNX · Entity 3296	10% owner	May 30, 2017	June 01, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEROHIVE NETWORKS, INC

Report date August 30, 2018 · Filed September 04, 2018

Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Mhatre Ravi, Nieh Peter

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VII, L.P.	4,397,897	Reported balance After 2018-08-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-08-30 · Other · Disposed 628,270 · Balance 4,397,897 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F3: The shares are held of record by Lightspeed VII.
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed General Partner VII, L.P.	0	Last balance in matching sequence After 2018-08-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2018-08-30 · Other · Acquired 130,679 · Balance 130,679 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4: The shares are held of record by LGP VII. Row 3 · 2018-08-30 · Other · Disposed 130,679 · Balance 0 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4: The shares are held of record by LGP VII.
Common StockSEC Table I · non-derivative	IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008	90,781	Reported balance After 2018-08-30 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
Common StockSEC Table I · non-derivative	Direct	92,763	Reported balance After 2018-08-30 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2018-08-30 · Other · Acquired 19,564 · Balance 92,763 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7: The shares are held of record by Ravi Mhatre.
Common StockSEC Table I · non-derivative	Direct	90,781	Reported balance After 2018-08-30 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8: The shares are held of records by Peter Y. Nieh.
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VIII, L.P.	10,192	Reported balance Holding disclosure · report date 2018-08-30 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 10,192 F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

Filing footnotes · ownership attribution and instrument terms

F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

F3: The shares are held of record by Lightspeed VII.

F4: The shares are held of record by LGP VII.

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F7: The shares are held of record by Ravi Mhatre.

F8: The shares are held of records by Peter Y. Nieh.

F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

Nutanix, Inc.

Report date May 30, 2017 · Filed June 01, 2017

Jointly reported with LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Nieh Peter, SCHAEPE CHRISTOPHER J

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VII, L.P.	0	Reported balance After 2017-05-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-05-30 · Other · Disposed 4,631,331 · Balance 0 F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed General Partner VII, L.P.	0	Last balance in matching sequence After 2017-05-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2017-05-30 · Other · Acquired 1,192,558 · Balance 1,192,558 F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII. Row 3 · 2017-05-30 · Other · Disposed 1,192,558 · Balance 0 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII.
Class A Common StockSEC Table I · non-derivative	Direct	273,777	Reported balance After 2017-05-30 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2017-05-30 · Other · Acquired 174,008 · Balance 273,777 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F17: The shares are held of record by Peter Nieh.
Class A Common StockSEC Table I · non-derivative	IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008	0	Last balance in matching sequence After 2017-05-31 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 5 · 2017-05-30 · Other · Acquired 174,008 · Balance 190,355 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Row 7 · 2017-05-30 · Sale · Disposed 139,657 · Balance 50,698 F8: These sales were executed in multiple trades at prices ranging from $18.75 to $19.72. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Row 8 · 2017-05-31 · Sale · Disposed 50,698 · Balance 0 F9: These sales were executed in multiple trades at prices ranging from $18.75 to $18.86. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997	213,955	Last balance in matching sequence After 2017-05-30 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 6 · 2017-05-30 · Other · Acquired 174,008 · Balance 238,955 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Row 9 · 2017-05-30 · Sale · Disposed 25,000 · Balance 213,955 F10: These sales were executed in multiple trades at prices ranging from $18.26 to $18.465. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F7: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VIII, L.P.	3,759,643	Reported balance After 2017-05-31 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2017-05-31 · Conversion · Acquired 3,007,715 · Balance 3,759,643 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F12: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F13: The shares are held of record by Lightspeed VIII.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners Select, L.P.	190,363	Reported balance After 2017-05-31 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2017-05-31 · Conversion · Acquired 190,363 · Balance 190,363 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F14: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F15: The shares are held of record by Lightspeed Select.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners VIII, L.P.	11,441,783	Reported balance After 2017-05-31 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2017-05-31 · Conversion · Disposed 3,007,715 · Balance 11,441,783 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F12: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F13: The shares are held of record by Lightspeed VIII.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners Select, L.P.	0	Reported balance After 2017-05-31 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2017-05-31 · Conversion · Disposed 190,363 · Balance 0 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F14: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F15: The shares are held of record by Lightspeed Select.
Class A Common StockSEC Table I · non-derivative	IndirectBy Schaepe-Chiu Investments I LP - Fund 1	86,148	Reported balance Holding disclosure · report date 2017-05-30 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 86,148 F16: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

F4: The shares are held of record by LGP VII.

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F7: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

F8: These sales were executed in multiple trades at prices ranging from $18.75 to $19.72. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F9: These sales were executed in multiple trades at prices ranging from $18.75 to $18.86. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F10: These sales were executed in multiple trades at prices ranging from $18.26 to $18.465. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F12: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F13: The shares are held of record by Lightspeed VIII.

F14: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F15: The shares are held of record by Lightspeed Select.

F16: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

F17: The shares are held of record by Peter Nieh.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MULESOFT, INC

Report date May 01, 2018 · Filed May 03, 2018

Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., Eggers Barry, Nieh Peter, SCHAEPE CHRISTOPHER J

Section 16 reporting ended · disclosed 2018-05-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VII, L.P.	Last balance in matching sequence After 2018-05-01 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2018-05-01 · Conversion · Acquired 10,847,715 · Balance 10,847,715 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 3 · 2018-05-01 · Other · Disposed 10,847,715 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners Select, L.P.	Last balance in matching sequence After 2018-05-01 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2018-05-01 · Conversion · Acquired 3,171,808 · Balance 3,171,808 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 4 · 2018-05-01 · Other · Disposed 3,171,808 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008	Reported balance After 2018-05-01 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2018-05-01 · Other · Disposed 4,099 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4. F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy Peter Y. Nieh	Reported balance After 2018-05-01 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2018-05-01 · Other · Disposed 170,647 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4.
Class A Common StockSEC Table I · non-derivative	IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997	Reported balance After 2018-05-01 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2018-05-01 · Other · Disposed 164,330 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4. F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy Nieh Investments LP - Fund 3	Reported balance After 2018-05-01 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2018-05-01 · Other · Disposed 945 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.
Class A Common StockSEC Table I · non-derivative	IndirectBy Schaepe-Chiu Investments I LP - Fund 2	Reported balance After 2018-05-01 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2018-05-01 · Other · Disposed 567 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners VII, L.P.	Reported balance After 2018-05-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2018-05-01 · Conversion · Disposed 10,847,715 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners Select, L.P.	Reported balance After 2018-05-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2018-05-01 · Conversion · Disposed 3,171,808 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock.

F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.

F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.

F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock.

F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4.

F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4.

F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4.

F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.

F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 04, 2017 Filed Apr 5, 2017 21:02 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	107,473	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 8 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 124,947 F7 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:02 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	736,565	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 7 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F7 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by LGP VII. F5 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:02 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	736,565	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 6 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 736,565 F3 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F3 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F6 · ownership.nature: The shares are held of record by LGP VII. F5 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:02 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	2,860,445	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 5 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 4,631,331 F3 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F3 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · ownership.nature: The shares are held of record by Lightspeed VII. F5 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:02 UTC	Nutanix, Inc. NTNX · Entity 3296	SaleClass A Common Stock	31,910	$17.61	$562,069.12	Disclosure SEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 4 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,429 F18 · price: These sales were executed in multiple trades at prices ranging from $17.44 to $17.74. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F19 · ownership.direct: The shares are held of record by Peter Nieh. Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:02 UTC	Nutanix, Inc. NTNX · Entity 3296	SaleClass A Common Stock	25,000	$18.50	$462,585.00	Disclosure SEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 3 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 57,474 F17 · price: These sales were executed in multiple trades at prices ranging from $18.38 to $18.62. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F2 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:02 UTC	Nutanix, Inc. NTNX · Entity 3296	SaleClass A Common Stock	13,135	$18.42	$241,969.03	Disclosure SEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 2 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,339 F16 · price: These sales were executed in multiple trades at prices ranging from $18.35 to $18.50. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F19 · ownership.direct: The shares are held of record by Peter Nieh. Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:02 UTC	Nutanix, Inc. NTNX · Entity 3296	SaleClass A Common Stock	10,287	$18.42	$189,504.03	Disclosure SEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 1 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Family Investments LP - Fund 1 Disclosed balance after: 32,787 F16 · price: These sales were executed in multiple trades at prices ranging from $18.35 to $18.50. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F1 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document
March 30, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	SaleClass A Common Stock	25,000	$19.09	$477,280.00	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 17 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 82,474 F18 · price: These sales were executed in multiple trades at prices ranging from $19.06 to $19.135. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F11 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
March 29, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	SaleClass A Common Stock	43,074	$18.62	$801,977.58	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 16 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Eggers Investments, L.P. Disclosed balance after: 0 F17 · price: These sales were executed in multiple trades at prices ranging from $18.23 to $18.94. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F15 · ownership.nature: The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity. Read SEC document
March 29, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	SaleClass A Common Stock	90,000	$18.62	$1,675,674.00	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 15 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 17,474 F17 · price: These sales were executed in multiple trades at prices ranging from $18.23 to $18.94. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F9 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	43,074	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 14 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Schaepe-Chiu Investments I LP - Fund 1 Disclosed balance after: 43,074 F14 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F14 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F16 · ownership.nature: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	43,074	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 13 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Family Investments LP - Fund 1 Disclosed balance after: 43,074 F14 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F14 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F10 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	43,074	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 12 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Eggers Investments, L.P. Disclosed balance after: 43,074 F14 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F14 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F15 · ownership.nature: The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	332,886	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 11 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VIII, L.P. Disclosed balance after: 0 F14 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F14 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F13 · ownership.nature: The shares are held of record by LGP VIII. F5 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	332,886	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 10 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VIII, L.P. Disclosed balance after: 332,886 F12 · kind: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII). F12 · price: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII). F13 · ownership.nature: The shares are held of record by LGP VIII. F5 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	1,430,223	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 9 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P. Disclosed balance after: 2,182,151 F12 · kind: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII). F12 · price: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII). F4 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). F5 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	107,474	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 8 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 107,474 F8 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F11 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	107,474	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 7 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,474 F8 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	107,474	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 6 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 107,474 F8 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F9 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	736,566	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 5 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F8 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.nature: The shares are held of record by LGP VII. F3 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	736,566	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 4 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 736,566 F6 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F6 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F7 · ownership.nature: The shares are held of record by LGP VII. F3 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
March 28, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass A Common Stock	2,860,446	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 3 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 7,491,776 F6 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F6 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass B Common Stock · Derivative	3,571,808	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · derivative · entry 12 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,571,808 Underlying: Class A Common Stock · 3,571,808 shares Expires not disclosed F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass B Common Stock · Derivative	15,747,715	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · derivative · entry 11 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,747,715 Underlying: Class A Common Stock · 15,747,715 shares Expires not disclosed F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	ConversionSeries G Preferred Stock · Derivative	890,689	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · derivative · entry 10 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 890,689 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · derivative.exercise_price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · derivative.exercise_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · derivative.expiration_date: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	ConversionSeries F Preferred Stock · Derivative	2,066,115	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · derivative · entry 9 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,066,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	ConversionSeries E Preferred Stock · Derivative	1,474,779	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · derivative · entry 8 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,474,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	ConversionSeries D Preferred Stock · Derivative	1,580,300	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · derivative · entry 7 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,580,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	ConversionSeries C Preferred Stock · Derivative	2,742,060	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · derivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,742,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	ConversionSeries B Preferred Stock · Derivative	9,950,576	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · derivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,950,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	OtherCommon Stock	3,571,808	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F9 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	ConversionCommon Stock	2,956,804	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,571,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · price: The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	OtherCommon Stock	15,747,715	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:33 UTC	MULESOFT, INC MULE · Entity 12294	ConversionCommon Stock	15,747,715	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-022466 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,747,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
March 15, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionClass B Common Stock · Derivative	3,612,374	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · derivative · entry 19 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,449,498 Underlying: Class A Common Stock · 3,612,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F4 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). F5 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
March 15, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionClass A Common Stock	3,612,374	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 2 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P. Disclosed balance after: 3,612,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F4 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). F5 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
February 27, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionClass B Common Stock · Derivative	10,352,222	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · derivative · entry 18 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 10,352,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
February 27, 2017 Filed Mar 31, 2017 06:10 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionClass A Common Stock	10,352,222	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020512 · a4.xml · nonDerivative · entry 1 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 10,352,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass B Common Stock · Derivative	190,363	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 16 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 190,363 Underlying: Class A Common Stock · 190,363 shares Expires not disclosed F7 · derivative.exercise_price: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F7 · kind: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F9 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F8 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Messrs. Eggers, Mhatre, Nieh and Schaepe are four of the six directors of the ultimate general partner of Lightspeed Select and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass B Common Stock · Derivative	10,352,222	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 15 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,352,222 Underlying: Class A Common Stock · 10,352,222 shares Expires not disclosed F7 · derivative.exercise_price: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F7 · kind: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F9 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F6 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. ("LUGP VII") is the sole general partner of Lightspeed General Partner VII, L.P., which serves as the sole general partner of Lightspeed VII. Messrs. Eggers, Mhatre, Nieh and Schaepe, the directors of LUGP VII, share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	OtherClass B Common Stock · Derivative	18,061,872	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 14 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,061,872 Underlying: Class A Common Stock · 18,061,872 shares Expires not disclosed F7 · derivative.exercise_price: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F7 · kind: Following the conversion of each series of the Issuer's convertible preferred stock into common stock and immediately prior to the completion of the IPO, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F9 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of Lightspeed VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by Lightspeed VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionSeries D Convertible Preferred Stock · Derivative	253,824	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 13 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 253,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F4 · derivative.exercise_date: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F4 · derivative.expiration_date: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F6 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. ("LUGP VII") is the sole general partner of Lightspeed General Partner VII, L.P., which serves as the sole general partner of Lightspeed VII. Messrs. Eggers, Mhatre, Nieh and Schaepe, the directors of LUGP VII, share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionSeries D Convertible Preferred Stock · Derivative	432,187	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 12 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 432,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F4 · derivative.exercise_date: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F4 · derivative.expiration_date: The Series D convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of Lightspeed VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by Lightspeed VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionSeries C Convertible Preferred Stock · Derivative	1,378,411	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 11 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,378,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F3 · derivative.exercise_date: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F3 · derivative.expiration_date: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F6 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. ("LUGP VII") is the sole general partner of Lightspeed General Partner VII, L.P., which serves as the sole general partner of Lightspeed VII. Messrs. Eggers, Mhatre, Nieh and Schaepe, the directors of LUGP VII, share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionSeries C Convertible Preferred Stock · Derivative	2,347,024	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 10 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,347,024 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F3 · derivative.exercise_date: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F3 · derivative.expiration_date: The Series C convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of Lightspeed VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by Lightspeed VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionSeries B Convertible Preferred Stock · Derivative	2,177,683	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 9 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,177,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F2 · derivative.exercise_date: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F2 · derivative.expiration_date: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F6 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. ("LUGP VII") is the sole general partner of Lightspeed General Partner VII, L.P., which serves as the sole general partner of Lightspeed VII. Messrs. Eggers, Mhatre, Nieh and Schaepe, the directors of LUGP VII, share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionSeries B Convertible Preferred Stock · Derivative	3,707,948	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 8 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,707,948 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F2 · derivative.exercise_date: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F2 · derivative.expiration_date: The Series B convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of Lightspeed VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by Lightspeed VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionSeries A Convertible Preferred Stock · Derivative	6,542,304	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 7 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 6,542,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date. F1 · derivative.exercise_date: The Series A convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date. F1 · derivative.expiration_date: The Series A convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date. F6 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. ("LUGP VII") is the sole general partner of Lightspeed General Partner VII, L.P., which serves as the sole general partner of Lightspeed VII. Messrs. Eggers, Mhatre, Nieh and Schaepe, the directors of LUGP VII, share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
October 05, 2016 Filed Oct 5, 2016 21:32 UTC	Nutanix, Inc. NTNX · Entity 3296	ConversionSeries A Convertible Preferred Stock · Derivative	11,139,598	$0.00	$0.00	Disclosure SEC source: 0000899243-16-031343 · doc4.xml · derivative · entry 6 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,139,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date. F1 · derivative.exercise_date: The Series A convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date. F1 · derivative.expiration_date: The Series A convertible preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "IPO") and had no expiration date. F5 · ownership.direct: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of Lightspeed VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by Lightspeed VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.