organization · Reporting owner
Lightspeed Ultimate General Partner VII, Ltd.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEROHIVE NETWORKS, INCHIVE · Entity 155534 | 10% owner | August 30, 2018 | September 04, 2018 |
| Nutanix, Inc.NTNX · Entity 3296 | 10% owner | May 30, 2017 | June 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEROHIVE NETWORKS, INC
Report date August 30, 2018 · Filed September 04, 2018
Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Mhatre Ravi, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P. | 4,397,897 |
Reported balance
After 2018-08-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-30 · Other · Disposed 628,270 · Balance 4,397,897 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F3: The shares are held of record by Lightspeed VII. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner VII, L.P. | 0 |
Last balance in matching sequence
After 2018-08-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-08-30 · Other · Acquired 130,679 · Balance 130,679 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4: The shares are held of record by LGP VII. Row 3 · 2018-08-30 · Other · Disposed 130,679 · Balance 0 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4: The shares are held of record by LGP VII. |
| Common StockSEC Table I · non-derivative | IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008 | 90,781 |
Reported balance
After 2018-08-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. |
| Common StockSEC Table I · non-derivative | Direct | 92,763 |
Reported balance
After 2018-08-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-08-30 · Other · Acquired 19,564 · Balance 92,763 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7: The shares are held of record by Ravi Mhatre. |
| Common StockSEC Table I · non-derivative | Direct | 90,781 |
Reported balance
After 2018-08-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8: The shares are held of records by Peter Y. Nieh. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VIII, L.P. | 10,192 |
Reported balance
Holding disclosure · report date 2018-08-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 10,192 F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.
F3: The shares are held of record by Lightspeed VII.
F4: The shares are held of record by LGP VII.
F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
F7: The shares are held of record by Ravi Mhatre.
F8: The shares are held of records by Peter Y. Nieh.
F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.
Nutanix, Inc.
Report date May 30, 2017 · Filed June 01, 2017
Jointly reported with LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Nieh Peter, SCHAEPE CHRISTOPHER J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P. | 0 |
Reported balance
After 2017-05-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-05-30 · Other · Disposed 4,631,331 · Balance 0 F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner VII, L.P. | 0 |
Last balance in matching sequence
After 2017-05-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2017-05-30 · Other · Acquired 1,192,558 · Balance 1,192,558 F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII. Row 3 · 2017-05-30 · Other · Disposed 1,192,558 · Balance 0 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII. |
| Class A Common StockSEC Table I · non-derivative | Direct | 273,777 |
Reported balance
After 2017-05-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-05-30 · Other · Acquired 174,008 · Balance 273,777 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F17: The shares are held of record by Peter Nieh. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008 | 0 |
Last balance in matching sequence
After 2017-05-31 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 5 · 2017-05-30 · Other · Acquired 174,008 · Balance 190,355 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Row 7 · 2017-05-30 · Sale · Disposed 139,657 · Balance 50,698 F8: These sales were executed in multiple trades at prices ranging from $18.75 to $19.72. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Row 8 · 2017-05-31 · Sale · Disposed 50,698 · Balance 0 F9: These sales were executed in multiple trades at prices ranging from $18.75 to $18.86. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997 | 213,955 |
Last balance in matching sequence
After 2017-05-30 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2017-05-30 · Other · Acquired 174,008 · Balance 238,955 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Row 9 · 2017-05-30 · Sale · Disposed 25,000 · Balance 213,955 F10: These sales were executed in multiple trades at prices ranging from $18.26 to $18.465. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F7: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VIII, L.P. | 3,759,643 |
Reported balance
After 2017-05-31 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2017-05-31 · Conversion · Acquired 3,007,715 · Balance 3,759,643 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F12: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F13: The shares are held of record by Lightspeed VIII. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P. | 190,363 |
Reported balance
After 2017-05-31 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2017-05-31 · Conversion · Acquired 190,363 · Balance 190,363 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F14: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F15: The shares are held of record by Lightspeed Select. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners VIII, L.P. | 11,441,783 |
Reported balance
After 2017-05-31 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-05-31 · Conversion · Disposed 3,007,715 · Balance 11,441,783 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F12: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F13: The shares are held of record by Lightspeed VIII. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Reported balance
After 2017-05-31 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-05-31 · Conversion · Disposed 190,363 · Balance 0 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F14: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F15: The shares are held of record by Lightspeed Select. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Schaepe-Chiu Investments I LP - Fund 1 | 86,148 |
Reported balance
Holding disclosure · report date 2017-05-30 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 86,148 F16: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F3: The shares are held of record by Lightspeed VII.
F4: The shares are held of record by LGP VII.
F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
F7: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
F8: These sales were executed in multiple trades at prices ranging from $18.75 to $19.72. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F9: These sales were executed in multiple trades at prices ranging from $18.75 to $18.86. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F10: These sales were executed in multiple trades at prices ranging from $18.26 to $18.465. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F12: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F13: The shares are held of record by Lightspeed VIII.
F14: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F15: The shares are held of record by Lightspeed Select.
F16: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
F17: The shares are held of record by Peter Nieh.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MULESOFT, INC
Report date May 01, 2018 · Filed May 03, 2018
Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., Eggers Barry, Nieh Peter, SCHAEPE CHRISTOPHER J
Section 16 reporting ended · disclosed 2018-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P. | 0 |
Last balance in matching sequence
After 2018-05-01 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-05-01 · Conversion · Acquired 10,847,715 · Balance 10,847,715 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 3 · 2018-05-01 · Other · Disposed 10,847,715 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Last balance in matching sequence
After 2018-05-01 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-05-01 · Conversion · Acquired 3,171,808 · Balance 3,171,808 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 4 · 2018-05-01 · Other · Disposed 3,171,808 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008 | 0 |
Reported balance
After 2018-05-01 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-05-01 · Other · Disposed 4,099 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4. F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Peter Y. Nieh | 0 |
Reported balance
After 2018-05-01 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-05-01 · Other · Disposed 170,647 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997 | 0 |
Reported balance
After 2018-05-01 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-05-01 · Other · Disposed 164,330 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4. F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Investments LP - Fund 3 | 0 |
Reported balance
After 2018-05-01 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2018-05-01 · Other · Disposed 945 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Schaepe-Chiu Investments I LP - Fund 2 | 0 |
Reported balance
After 2018-05-01 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2018-05-01 · Other · Disposed 567 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners VII, L.P. | 0 |
Reported balance
After 2018-05-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-05-01 · Conversion · Disposed 10,847,715 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Reported balance
After 2018-05-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-05-01 · Conversion · Disposed 3,171,808 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock.
F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock.
F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4.
F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4.
F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4.
F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.
F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2017 Filed Dec 6, 2017 20:02 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Lightspeed Venture Partners VII, L.P. Disclosed balance after: 1,700,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · derivative · entry 19 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 3,171,808 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · derivative · entry 18 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture partners VII, L.P. Disclosed balance after: 14,047,715 Underlying: Class A Common Stock · 1,700,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 17 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By John Vrionis Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 16 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeremy Liew Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 15 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Schaepe-Chiu Investments I LP - Fund 2 Disclosed balance after: 567 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F16 · ownership.nature: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 14 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 378 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 13 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Investments LP - Fund 3 Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F15 · ownership.nature: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 12 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Eggers Investments LP - Fund 2 Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F14 · ownership.nature: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 6,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 11 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner Select, L.P. Disclosed balance after: 0 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12 · ownership.nature: The shares are held of record by LGP Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 6,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 10 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner Select, L.P. Disclosed balance after: 6,033 F11 · kind: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F11 · price: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12 · ownership.nature: The shares are held of record by LGP Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 9 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 0 F11 · kind: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F11 · price: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 8 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 400,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 7 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Peter Y. Nieh Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 395,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 395,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 395,670 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Lightspeed Venture Partners VII, L.P. Disclosed balance after: 1,700,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | ConversionClass B Common Stock · Derivative | 190,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · derivative · entry 14 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 190,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F14 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | ConversionClass B Common Stock · Derivative | 3,007,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · derivative · entry 13 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P. Disclosed balance after: 11,441,783 Underlying: Class A Common Stock · 3,007,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F12 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F13 · ownership.nature: The shares are held of record by Lightspeed VIII. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | ConversionClass A Common Stock | 190,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 11 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 190,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F14 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | ConversionClass A Common Stock | 3,007,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 10 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P. Disclosed balance after: 3,759,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F12 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F13 · ownership.nature: The shares are held of record by Lightspeed VIII. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 50,698 | $18.78 | $952,351.79 |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 8 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 0 F9 · price: These sales were executed in multiple trades at prices ranging from $18.75 to $18.86. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 25,000 | $18.41 | $460,302.50 |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 9 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 213,955 F10 · price: These sales were executed in multiple trades at prices ranging from $18.26 to $18.465. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F7 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 139,657 | $19.02 | $2,656,415.80 |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 7 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 50,698 F8 · price: These sales were executed in multiple trades at prices ranging from $18.75 to $19.72. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 174,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 6 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 238,955 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 174,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 5 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 190,355 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 174,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 4 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,777 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F17 · ownership.direct: The shares are held of record by Peter Nieh. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 1,192,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 3 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 1,192,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 2 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 1,192,558 F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:55 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 4,631,331 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 1 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 18:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 29,590 | $18.10 | $535,581.96 |
DisclosureSEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 9 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Family Investments I LP - Fund 1 Disclosed balance after: 0 F9 · price: These sales were executed in multiple trades at prices ranging from $17.85 to $18.26. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F8 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 18:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 55,410 | $18.10 | $1,002,926.54 |
DisclosureSEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 8 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,769 F9 · price: These sales were executed in multiple trades at prices ranging from $17.85 to $18.26. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F15 · ownership.direct: The shares are held of record by Peter Nieh. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 46,271 | $17.51 | $810,172.82 |
DisclosureSEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 7 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Family Investments I LP - Fund 1 Disclosed balance after: 29,590 F7 · price: These sales were executed in multiple trades at prices ranging from $17.24 to $17.87. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F8 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 14,723 | $17.51 | $257,789.42 |
DisclosureSEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 6 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,179 F7 · price: These sales were executed in multiple trades at prices ranging from $17.24 to $17.87. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F15 · ownership.direct: The shares are held of record by Peter Nieh. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 50,000 | $17.66 | $883,035.00 |
DisclosureSEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 5 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 64,947 F6 · price: These sales were executed in multiple trades at prices ranging from $17.68 to $17.99. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F5 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 50,000 | $17.50 | $874,890.00 |
DisclosureSEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 4 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 114,947 F4 · price: These sales were executed in multiple trades at prices ranging from $17.27 to $17.73. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F5 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 43,074 | $17.62 | $759,114.64 |
DisclosureSEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 3 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Eggers Investments, L.P. Disclosed balance after: 0 F1 · price: These sales were executed in multiple trades at prices ranging from $17.10 to $17.995. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F3 · ownership.nature: The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | GiftClass A Common Stock | 8,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 2 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 16,347 F2 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 100,000 | $17.62 | $1,762,350.00 |
DisclosureSEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 1 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 24,947 F1 · price: These sales were executed in multiple trades at prices ranging from $17.10 to $17.995. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F2 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 21:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 43,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 16 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Family Investments I LP - Fund 1 Disclosed balance after: 75,861 F13 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F13 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F1 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 21:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 43,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 15 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Schaepe-Chiu Investments I LP - Fund 1 Disclosed balance after: 86,148 F13 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F13 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F15 · ownership.nature: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 21:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 43,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 14 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Eggers Investments, L.P. Disclosed balance after: 43,074 F13 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F13 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F14 · ownership.nature: The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 21:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 332,886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 13 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VIII, L.P. Disclosed balance after: 0 F13 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F13 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F12 · ownership.nature: The shares are held of record by LGP VIII. F11 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 21:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 332,886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 12 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VIII, L.P. Disclosed balance after: 332,886 F9 · kind: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII). F9 · price: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII). F12 · ownership.nature: The shares are held of record by LGP VIII. F11 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 21:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 1,430,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 11 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P. Disclosed balance after: 751,928 F9 · kind: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII). F9 · price: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII). F10 · ownership.nature: The shares are held of record by Lightspeed VIII. F11 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 21:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 107,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 10 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 164,947 F7 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 21:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 107,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-021791 · a4.xml · nonDerivative · entry 9 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,902 F7 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F19 · ownership.direct: The shares are held of record by Peter Nieh. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.