Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | EVP, Chief Marketing Officer | January 29, 2016 | February 02, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 29, 2016 · Filed February 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,179.756 |
Reported balance
After 2016-01-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-01-29 · Grant · Acquired 12,995 · Balance 70,179.756 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance. |
| Common StockSEC Table I · non-derivative | Direct | 65,279.756 |
Reported balance
After 2016-01-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-01-29 · Tax withholding · Disposed 4,900 · Balance 65,279.756 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3: Includes shares acquired pursuant to dividend reinvestment. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.45 · Expires 2023-01-29 | Direct | 12,580 |
Reported balance
After 2016-01-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-01-29 · Grant · Acquired 12,580 · Balance 12,580 F5: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Trust | 3,980.19 |
Reported balance
Holding disclosure · report date 2016-01-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,980.19 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2010 Filed Dec 3, 2010 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 171,360 | $38.92 | $6,669,673.92 |
DisclosureSEC source: 0001127602-10-029677 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 78,740 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002476 · form4.xml · derivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,740 Underlying: Common Stock · 78,740 shares Expires 2020-01-26 F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 22:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 191,502 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-09-002286 · form4.xml · derivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,502 Underlying: Common Stock · 191,502 shares Expires 2019-01-28 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 21:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-08-000629 · form4.xml · derivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2018-01-30 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 28, 2008 Filed Jan 30, 2008 23:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 386 | $46.23 | $17,846.32 |
DisclosureSEC source: 0001127602-08-000536 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,843 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| May 31, 2007 Filed Jun 1, 2007 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,200 | $64.89 | $77,868.00 |
DisclosureSEC source: 0001127602-07-002201 · form4.xml · nonDerivative · entry 7 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,229 Read SEC document |
| May 31, 2007 Filed Jun 1, 2007 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,600 | $64.88 | $168,688.00 |
DisclosureSEC source: 0001127602-07-002201 · form4.xml · nonDerivative · entry 6 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,429 Read SEC document |
| May 31, 2007 Filed Jun 1, 2007 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 500 | $64.86 | $32,430.00 |
DisclosureSEC source: 0001127602-07-002201 · form4.xml · nonDerivative · entry 5 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,029 Read SEC document |
| May 31, 2007 Filed Jun 1, 2007 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 14,100 | $64.85 | $914,385.00 |
DisclosureSEC source: 0001127602-07-002201 · form4.xml · nonDerivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,529 Read SEC document |
| May 31, 2007 Filed Jun 1, 2007 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 9,600 | $64.84 | $622,464.00 |
DisclosureSEC source: 0001127602-07-002201 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,629 Read SEC document |
| May 30, 2007 Filed Jun 1, 2007 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 123,379 | $0.00 Strike: $38.22 | $0.00 |
DisclosureSEC source: 0001127602-07-002201 · form4.xml · derivative · entry 9 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,379 shares Expires 2010-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2007 Filed Jun 1, 2007 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 95,196 | $64.40 | $6,130,432.01 |
DisclosureSEC source: 0001127602-07-002201 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,229 F1 · kind: The reported disposition represents the surrender of shares to satisfy the option cost due and tax obligations arising from the exercise of options. Read SEC document |
| May 30, 2007 Filed Jun 1, 2007 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 123,379 | $38.22 | $4,716,038.90 |
DisclosureSEC source: 0001127602-07-002201 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2007 Filed Jan 30, 2007 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 348 | $57.75 | $20,097.00 |
DisclosureSEC source: 0001127602-07-000402 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,046 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. Read SEC document |
| January 26, 2007 Filed Jan 30, 2007 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 455 | $57.75 | $26,276.25 |
DisclosureSEC source: 0001127602-07-000402 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,394 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-07-000373 · form4.xml · derivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2017-01-24 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2007 Filed Jan 25, 2007 23:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 386 | $57.65 | $22,252.90 |
DisclosureSEC source: 0001127602-07-000302 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,849 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 23, 2007 Filed Feb 14, 2008 18:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-001035 · form5.xml · derivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| November 14, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 14,210 | $58.89 | $836,826.90 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 13 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,235 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · derivative · entry 16 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,663 Underlying: Common Stock · 100,000 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 42,554 of these options became exercisable on 1/27/2004, 42,555 on 1/27/2005, and the balance became exercisable on 1/27/2006. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 171,360 | $0.00 Strike: $31.94 | $0.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · derivative · entry 15 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171,360 shares Expires 2012-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 6,502 | $59.00 | $383,618.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 12 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,445 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 7,000 | $58.99 | $412,930.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 11 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,947 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 14,600 | $58.98 | $861,108.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 10 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,947 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 4,600 | $58.97 | $271,262.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 9 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,547 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 23,800 | $58.96 | $1,403,248.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 8 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,147 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 19,700 | $58.95 | $1,161,315.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 7 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,947 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 34,900 | $58.94 | $2,057,006.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 6 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,647 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,000 | $58.93 | $589,300.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 5 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,547 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 42,000 | $58.92 | $2,474,640.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,547 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 72,000 | $58.91 | $4,241,520.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,547 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 100,000 | $29.24 | $2,923,900.00 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 171,360 | $31.94 | $5,473,409.76 |
DisclosureSEC source: 0001127602-06-002675 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 123,379 | $0.00 Strike: $30.89 | $0.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · derivative · entry 27 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,379 shares Expires 2009-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 123,379 | $0.00 Strike: $25.65 | $0.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · derivative · entry 26 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,379 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 34,272 | $0.00 Strike: $19.39 | $0.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · derivative · entry 25 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,272 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 11,400 | $53.02 | $604,428.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 23 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,187 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 4,200 | $53.01 | $222,642.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 22 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,587 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 49,900 | $53.00 | $2,644,700.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 21 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,787 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,400 | $53.03 | $180,302.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 20 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,687 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 4,800 | $53.04 | $254,592.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 19 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,087 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 15,500 | $53.05 | $822,275.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 18 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,887 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,600 | $53.06 | $191,016.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 17 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,387 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 8,200 | $53.07 | $435,174.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 16 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,987 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,000 | $53.08 | $159,240.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 15 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,187 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,900 | $53.09 | $153,961.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 14 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,187 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 17,900 | $53.10 | $950,490.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 13 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,087 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 5,700 | $53.11 | $302,727.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 12 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,987 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 5,200 | $53.12 | $276,224.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 11 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,687 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,000 | $53.13 | $106,260.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 10 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,887 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.