Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | EVP, Chief Marketing Officer | January 29, 2016 | February 02, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 29, 2016 · Filed February 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,179.756 |
Reported balance
After 2016-01-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-01-29 · Grant · Acquired 12,995 · Balance 70,179.756 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance. |
| Common StockSEC Table I · non-derivative | Direct | 65,279.756 |
Reported balance
After 2016-01-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-01-29 · Tax withholding · Disposed 4,900 · Balance 65,279.756 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3: Includes shares acquired pursuant to dividend reinvestment. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.45 · Expires 2023-01-29 | Direct | 12,580 |
Reported balance
After 2016-01-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-01-29 · Grant · Acquired 12,580 · Balance 12,580 F5: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Trust | 3,980.19 |
Reported balance
Holding disclosure · report date 2016-01-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,980.19 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 300 | $53.14 | $15,942.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 9 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,887 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,100 | $53.15 | $536,815.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 8 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,187 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,200 | $53.16 | $63,792.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 7 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,287 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 4,500 | $53.17 | $239,265.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 6 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,487 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 100 | $53.19 | $5,319.00 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 5 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,987 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 117,518 | $53.20 | $6,251,957.60 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,087 Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 123,379 | $30.89 | $3,811,424.07 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 123,379 | $25.65 | $3,164,547.97 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 18:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 34,272 | $19.39 | $664,362.72 |
DisclosureSEC source: 0001127602-06-000322 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 22:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 412 | $53.28 | $21,949.30 |
DisclosureSEC source: 0001127602-06-000179 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,575 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 22:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 455 | $53.22 | $24,212.83 |
DisclosureSEC source: 0001127602-06-000179 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,987 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2006 Filed Feb 13, 2007 23:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 40 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-000590 · form5.xml · derivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000149 · form4.xml · derivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2016-01-23 F3 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000149 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,442 F1 · kind: Restricted Stock Award will vest in two equal annual installments (50% on Jan. 23, 2007 and 2008, respectively) subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 22:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 32,595 | $52.66 | $1,716,452.70 |
DisclosureSEC source: 0001127602-05-002139 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,514 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| February 21, 2005 Filed Feb 23, 2005 20:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 2,599 | $54.02 | $140,403.18 |
DisclosureSEC source: 0000004962-05-000065 · doc4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,421 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Jan 28, 2005 15:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 312 | $52.90 | $16,504.80 |
DisclosureSEC source: 0000004962-05-000035 · doc4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,020 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Feb 14, 2006 20:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000290 · form5.xml · derivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2005 Filed Jan 28, 2005 15:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 472 | $53.08 | $25,053.76 |
DisclosureSEC source: 0000004962-05-000035 · doc4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,332 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock options (right to buy) · Derivative | 115,000 | $0.00 Strike: $52.29 | $0.00 |
DisclosureSEC source: 0000004962-05-000022 · doc4.xml · derivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Shares · 115,000 shares Expires 2015-01-24 F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. Read SEC document |
| December 30, 2004 Filed Jan 26, 2005 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 40 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004962-05-000022 · doc4.xml · derivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459 Underlying: Common Shares · 40 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F4 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 01:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 368 | $50.69 | $18,653.92 |
DisclosureSEC source: 0000004962-04-000039 · doc4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,804 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 149,000 | $0.00 Strike: $50.24 | $0.00 |
DisclosureSEC source: 0000004962-04-000032 · doc4.xml · derivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,000 Underlying: Common Shares · 149,000 shares Expires 2014-01-26 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 3,483 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000032 · doc4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,172 F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment. Read SEC document |
| December 30, 2003 Filed Jan 28, 2004 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 48 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000004962-04-000032 · doc4.xml · derivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419 Underlying: Common Shares · 48 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| November 05, 2003 Filed Nov 7, 2003 18:38 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $22.15 | $0.00 |
DisclosureSEC source: 0000004962-03-000204 · doc4.xml · derivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Shares · 90,000 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 05, 2003 Filed Nov 7, 2003 18:38 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 90,000 | $47.00 | $4,230,000.00 |
DisclosureSEC source: 0000004962-03-000204 · doc4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,689 Read SEC document |
| November 05, 2003 Filed Nov 7, 2003 18:38 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 90,000 | $22.15 | $1,993,140.00 |
DisclosureSEC source: 0000004962-03-000204 · doc4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2003 Filed Jun 13, 2003 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.73 | $0.00 |
DisclosureSEC source: 0000004962-03-000117 · doc4.xml · derivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2005-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2003 Filed Jun 13, 2003 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 10,000 | $43.50 | $435,000.00 |
DisclosureSEC source: 0000004962-03-000117 · doc4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,689 Read SEC document |
| June 12, 2003 Filed Jun 13, 2003 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 10,000 | $11.73 | $117,290.00 |
DisclosureSEC source: 0000004962-03-000117 · doc4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2003 Filed Jun 13, 2003 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 16,370 | $43.50 | $712,095.00 |
DisclosureSEC source: 0000004962-03-000117 · doc4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,689 F1 · ownership.direct: As of June 11, 2003, 1,680 shares were held in Mr. Hayes's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.