Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | EVP, Chief Marketing Officer | January 29, 2016 | February 02, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 29, 2016 · Filed February 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,179.756 |
Reported balance
After 2016-01-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-01-29 · Grant · Acquired 12,995 · Balance 70,179.756 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance. |
| Common StockSEC Table I · non-derivative | Direct | 65,279.756 |
Reported balance
After 2016-01-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-01-29 · Tax withholding · Disposed 4,900 · Balance 65,279.756 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3: Includes shares acquired pursuant to dividend reinvestment. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.45 · Expires 2023-01-29 | Direct | 12,580 |
Reported balance
After 2016-01-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-01-29 · Grant · Acquired 12,580 · Balance 12,580 F5: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Trust | 3,980.19 |
Reported balance
Holding disclosure · report date 2016-01-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,980.19 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2016 Filed Feb 2, 2016 20:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 12,580 | $0.00 Strike: $59.45 | $0.00 |
DisclosureSEC source: 0001127602-16-039026 · form4.xml · derivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,580 Underlying: Common Stock · 12,580 shares Expires 2023-01-29 F5 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,900 | $53.50 | $262,150.00 |
DisclosureSEC source: 0001127602-16-039026 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,279.756 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 12,995 | $53.50 | $695,232.50 |
DisclosureSEC source: 0001127602-16-039026 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,179.756 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance. Read SEC document |
| January 26, 2015 Filed Jan 28, 2015 23:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 6,236 | $83.30 | $519,458.80 |
DisclosureSEC source: 0001127602-15-003110 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,853.21 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2015 Filed Jan 28, 2015 23:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 15,413 | $83.30 | $1,283,902.90 |
DisclosureSEC source: 0001127602-15-003110 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,089.21 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time. Read SEC document |
| May 29, 2014 Filed May 30, 2014 20:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 39,265 | $91.16 | $3,579,534.83 |
DisclosureSEC source: 0001127602-14-019227 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,579.873 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.23. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 847 | $85.72 | $72,604.84 |
DisclosureSEC source: 0001127602-14-003328 · form4.xml · nonDerivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,732.873 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,641 | $85.72 | $140,666.52 |
DisclosureSEC source: 0001127602-14-003328 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,579.873 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 8,670 | $85.72 | $743,192.40 |
DisclosureSEC source: 0001127602-14-003328 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,938.873 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 16,811 | $85.72 | $1,441,038.92 |
DisclosureSEC source: 0001127602-14-003328 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,608.873 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. Read SEC document |
| January 22, 2014 Filed Jan 23, 2014 21:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,370 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-14-002692 · form4.xml · derivative · entry 7 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,370 Underlying: Common Stock · 39,370 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: One half of the options exercised became exercisable on January 26, 2011; the balance became exercisable on January 26, 2012. Read SEC document |
| January 22, 2014 Filed Jan 23, 2014 21:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-14-002692 · form4.xml · derivative · entry 6 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 22, 2014 Filed Jan 23, 2014 21:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 18,824 | $90.88 | $1,710,809.83 |
DisclosureSEC source: 0001127602-14-002692 · form4.xml · nonDerivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,797.873 F3 · shares: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.69 to $91.06. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 22, 2014 Filed Jan 23, 2014 21:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 140,546 | $90.88 | $12,773,452.94 |
DisclosureSEC source: 0001127602-14-002692 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,621.873 F1 · shares: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.69 to $91.06. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 22, 2014 Filed Jan 23, 2014 21:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 39,370 | $38.10 | $1,499,997.00 |
DisclosureSEC source: 0001127602-14-002692 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,167.873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2014 Filed Jan 23, 2014 21:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 120,000 | $51.87 | $6,223,800.00 |
DisclosureSEC source: 0001127602-14-002692 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,797.873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2013 Filed May 23, 2013 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 47,876 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-018004 · form4.xml · derivative · entry 8 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,876 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2013 Filed May 23, 2013 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 131,376 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-018004 · form4.xml · derivative · entry 7 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 131,376 shares Expires 2015-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| May 22, 2013 Filed May 23, 2013 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 25,000 | $74.32 | $1,858,002.50 |
DisclosureSEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 5 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,643.873 F4 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. Read SEC document |
| May 22, 2013 Filed May 23, 2013 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 80,918 | $76.25 | $6,169,649.55 |
DisclosureSEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,643.873 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.16 to $76.55. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 22, 2013 Filed May 23, 2013 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 76,432 | $75.60 | $5,778,305.06 |
DisclosureSEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,561.873 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.15 to $76.12. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 22, 2013 Filed May 23, 2013 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 47,876 | $16.71 | $800,007.96 |
DisclosureSEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,993.873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2013 Filed May 23, 2013 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 131,376 | $45.77 | $6,012,816.77 |
DisclosureSEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,117.873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2013 Filed Feb 26, 2013 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 32,000 | $62.29 | $1,993,158.40 |
DisclosureSEC source: 0001127602-13-008033 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,667 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.27 to $62.36. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 25,041 | $59.07 | $1,479,171.87 |
DisclosureSEC source: 0001127602-13-003269 · form4.xml · nonDerivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,654 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 48,556 | $59.07 | $2,868,202.92 |
DisclosureSEC source: 0001127602-13-003269 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,695 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 846 | $59.07 | $49,973.22 |
DisclosureSEC source: 0001127602-13-003269 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,139 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,640 | $59.07 | $96,874.80 |
DisclosureSEC source: 0001127602-13-003269 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,985 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 21:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 88,626 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-12-030192 · form4.xml · derivative · entry 6 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,876 Underlying: Common Stock · 88,626 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Of the 88,626 option shares exercised, 40,751 became exercisable on 1/29/2011, and the balance became exercisable on 1/29/2012. Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 21:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 170,218 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-12-030192 · form4.xml · derivative · entry 5 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170,218 shares Expires 2014-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 21:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 272,402 | $55.67 | $15,165,790.67 |
DisclosureSEC source: 0001127602-12-030192 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,345 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.59 to $55.80. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 21:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 88,626 | $16.71 | $1,480,940.46 |
DisclosureSEC source: 0001127602-12-030192 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 21:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 170,218 | $43.98 | $7,485,676.99 |
DisclosureSEC source: 0001127602-12-030192 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-12-008939 · form4.xml · derivative · entry 5 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,502 Underlying: Common Stock · 55,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Of the options exercised, 47,875 became exercisable on 1/29/2010; the balance became exercisable on 1/29/2011. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,178 | $53.25 | $541,997.84 |
DisclosureSEC source: 0001127602-12-008939 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,874 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.25 to $53.264. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 44,822 | $53.27 | $2,387,614.15 |
DisclosureSEC source: 0001127602-12-008939 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,052 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Hayes will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.15 to $53.32. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 55,000 | $16.71 | $919,050.00 |
DisclosureSEC source: 0001127602-12-008939 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 23:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 592 | $49.98 | $29,588.16 |
DisclosureSEC source: 0001127602-12-003051 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,874 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 23:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003051 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,466 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 24, 2012 Filed Jan 26, 2012 22:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 14,994 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-12-002630 · form4.xml · derivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,994 Underlying: Common Stock · 14,994 shares Expires 2022-01-23 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 70,218 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-11-014386 · form4.xml · derivative · entry 5 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,218 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 27,663 of the options exercised became exercisable on 1/27/2006; the balance became exercisable on 1/27/2007. Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 7,209 | $47.73 | $344,085.57 |
DisclosureSEC source: 0001127602-11-014386 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,826 Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 63,009 | $47.59 | $2,998,673.92 |
DisclosureSEC source: 0001127602-11-014386 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,035 F1 · kind: Of the 70,218 shares acquired pursuant to the employee stock option exercise reported above, approximately 55,800 shares were sold to cover the cost of exercise and withholding taxes. Mr. Hayes retained 50% of the net shares acquired from this option exercise. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.85. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 70,218 | $29.24 | $2,053,104.10 |
DisclosureSEC source: 0001127602-11-014386 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2011 Filed Jan 29, 2011 00:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,482 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-11-002754 · form4.xml · derivative · entry 4 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,482 Underlying: Common Stock · 16,482 shares Expires 2021-01-27 F4 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2011 Filed Jan 29, 2011 00:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 657 | $44.46 | $29,210.22 |
DisclosureSEC source: 0001127602-11-002754 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,826 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2011 Filed Jan 29, 2011 00:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,640 | $44.46 | $72,914.40 |
DisclosureSEC source: 0001127602-11-002754 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,483 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| December 01, 2010 Filed Dec 3, 2010 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 171,360 | $0.00 Strike: $38.92 | $0.00 |
DisclosureSEC source: 0001127602-10-029677 · form4.xml · derivative · entry 5 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171,360 shares Expires 2011-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 01, 2010 Filed Dec 3, 2010 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 5,534 | $44.25 | $244,879.50 |
DisclosureSEC source: 0001127602-10-029677 · form4.xml · nonDerivative · entry 3 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,843 F3 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment. Read SEC document |
| December 01, 2010 Filed Dec 3, 2010 21:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 165,826 | $44.19 | $7,328,232.34 |
DisclosureSEC source: 0001127602-10-029677 · form4.xml · nonDerivative · entry 2 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,377 F1 · shares: Of the 171,360 shares acquired pursuant to the employee stock option exercise reported above, approximately 160,292 shares were sold to cover the cost of exercise and withholding taxes. Mr. Hayes retained 50% of the net shares acquired from this option exercise. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.12 to $44.29. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.