Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Director · VICE CHAIRMAN | February 04, 2016 | February 05, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date February 04, 2016 · Filed February 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 275,074 |
Reported balance
After 2016-02-04 transaction · row 1
1 source rowRow 1 · 2016-02-04 · Sale · Disposed 69,519 · Balance 275,074 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2011 Filed Feb 2, 2011 22:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 26,117 | $0.00 Strike: $22.69 | $0.00 |
DisclosureSEC source: 0001127602-11-003531 · form4.xml · derivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,117 Underlying: Common Stock · 26,117 shares Expires 2021-01-31 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 1, 2012. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:12 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 3,478 | $22.69 | $78,915.82 |
DisclosureSEC source: 0001127602-11-003531 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,034 Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:23 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001090 · form4.xml · derivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,815 Underlying: Common Stock · 1,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the December 2009 agreement. F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the December 2009 agreement. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:23 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 41,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001090 · form4.xml · derivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,688 Underlying: Common Stock · 41,688 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:23 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 30,880 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001127602-11-001090 · form4.xml · derivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,880 Underlying: Common Stock · 30,880 shares Expires 2021-01-02 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 3, 2012. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:23 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,185 | $19.19 | $22,740.15 |
DisclosureSEC source: 0001127602-11-001090 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,512 Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:23 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001090 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 20:36 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,444 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-10-027133 · form4.xml · derivative · entry 8 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,889 Underlying: Common Stock · 43,444 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 20:36 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,561 | $0.00 Strike: $15.24 | $0.00 |
DisclosureSEC source: 0001127602-10-027133 · form4.xml · derivative · entry 7 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,561 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 20:36 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,564 | $0.00 Strike: $15.24 | $0.00 |
DisclosureSEC source: 0001127602-10-027133 · form4.xml · derivative · entry 6 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,564 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 20:36 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 56,569 | $18.54 | $1,048,817.54 |
DisclosureSEC source: 0001127602-10-027133 · form4.xml · nonDerivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,512 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.51 to $18.59, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 20:36 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 43,444 | $8.67 | $376,659.48 |
DisclosureSEC source: 0001127602-10-027133 · form4.xml · nonDerivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 20:36 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,561 | $15.24 | $99,989.64 |
DisclosureSEC source: 0001127602-10-027133 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 20:36 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,564 | $15.24 | $100,035.36 |
DisclosureSEC source: 0001127602-10-027133 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2010 Filed Aug 6, 2010 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,444 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-10-020841 · form4.xml · derivative · entry 6 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,890 Underlying: Common Stock · 43,444 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2010 Filed Aug 6, 2010 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,444 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-10-020841 · form4.xml · derivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,889 Underlying: Common Stock · 43,444 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2010 Filed Aug 6, 2010 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 46,759 | $19.16 | $896,089.48 |
DisclosureSEC source: 0001127602-10-020841 · form4.xml · nonDerivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,512 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.19, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| August 05, 2010 Filed Aug 6, 2010 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 86,888 | $19.15 | $1,663,722.74 |
DisclosureSEC source: 0001127602-10-020841 · form4.xml · nonDerivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,271 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.11 to $19.19, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| August 05, 2010 Filed Aug 6, 2010 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 43,444 | $10.25 | $445,301.00 |
DisclosureSEC source: 0001127602-10-020841 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2010 Filed Aug 6, 2010 20:32 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 43,444 | $10.05 | $436,612.20 |
DisclosureSEC source: 0001127602-10-020841 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2010 Filed Apr 5, 2010 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,652 | $20.38 | $400,507.76 |
DisclosureSEC source: 0001127602-10-010486 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,271 Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 53,772 | $17.90 | $962,271.45 |
DisclosureSEC source: 0001127602-10-003946 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,923 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.85 to $17.94, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 21:16 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 235,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-003604 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,950 Underlying: Common Stock · 235,950 shares Expires not disclosed F1 · derivative.exercise_price: Each earned Performance Share Unit represents contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement. F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 30,667 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001127602-10-003324 · form4.xml · derivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,667 Underlying: Common Stock · 30,667 shares Expires 2020-01-31 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 13,866 | $18.16 | $251,806.56 |
DisclosureSEC source: 0001127602-10-003324 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,695 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 22,362 | $18.16 | $406,093.92 |
DisclosureSEC source: 0001127602-10-003324 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,561 Read SEC document |
| February 01, 2010 Filed Feb 6, 2010 00:43 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 13,866 | $18.16 | $251,806.56 |
DisclosureSEC source: 0001127602-10-003663 · form4a.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,695 F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock. Read SEC document |
| February 01, 2010 Filed Feb 6, 2010 00:43 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 22,362 | $18.16 | $406,093.92 |
DisclosureSEC source: 0001127602-10-003663 · form4a.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,561 F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 30,667 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001127602-10-000943 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,667 Underlying: Common Stock · 30,667 shares Expires 2020-01-03 Read SEC document |
| December 04, 2009 Filed Dec 4, 2009 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 57,500 | $0.00 Strike: $10.98 | $0.00 |
DisclosureSEC source: 0001127602-09-024428 · form4.xml · derivative · entry 7 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,500 shares Expires 2015-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2009 Filed Dec 4, 2009 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 57,500 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001127602-09-024428 · form4.xml · derivative · entry 6 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,500 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2009 Filed Dec 4, 2009 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 115,000 | $18.15 | $2,087,250.00 |
DisclosureSEC source: 0001127602-09-024428 · form4.xml · nonDerivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,923 Read SEC document |
| December 04, 2009 Filed Dec 4, 2009 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 57,500 | $10.98 | $631,350.00 |
DisclosureSEC source: 0001127602-09-024428 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2009 Filed Dec 4, 2009 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 57,500 | $11.84 | $680,800.00 |
DisclosureSEC source: 0001127602-09-024428 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2009 Filed Dec 4, 2009 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 41,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-024428 · form4.xml · derivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Underlying: Common Stock · 41,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013. Read SEC document |
| December 02, 2009 Filed Dec 4, 2009 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 30,666 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0001127602-09-024428 · form4.xml · derivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666 Underlying: Common Stock · 30,666 shares Expires 2019-12-01 Read SEC document |
| November 09, 2009 Filed Nov 9, 2009 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 100,000 | $15.75 | $1,575,000.00 |
DisclosureSEC source: 0001127602-09-022122 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,923 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 29,555.58 | $16.78 Strike: $0.00 | $495,942.63 |
DisclosureSEC source: 0001127602-09-016447 · form4.xml · derivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,555.58 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion of phantom stock units F4 · kind: Intra-plan transfer of funds from phantom stock units in Supplemental Investment Plan into another fund within the Plan. F2 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | OtherCommon Stock | 15,423.61 | $16.78 | $258,808.18 |
DisclosureSEC source: 0001127602-09-016447 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee U/employee Benefit Plan Disclosed balance after: 0 F3 · kind: Intra-plan transfer of funds from Corning common stock fund of 401(k) Investment Plan to another fund within the Plan Read SEC document |
| April 01, 2009 Filed Apr 3, 2009 20:20 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 18,623 | $14.15 | $263,515.45 |
DisclosureSEC source: 0001127602-09-008767 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,923 Read SEC document |
| February 04, 2009 Filed Feb 5, 2009 21:38 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 50,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-002694 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,546 Read SEC document |
| February 02, 2009 Filed Feb 3, 2009 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 130,334 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-09-002440 · form4.xml · derivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,334 Underlying: Common Stock · 130,334 shares Expires 2019-02-01 Read SEC document |
| February 02, 2009 Filed Feb 3, 2009 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 10,478 | $10.25 | $107,399.50 |
DisclosureSEC source: 0001127602-09-002440 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,946 Read SEC document |
| February 02, 2009 Filed Feb 3, 2009 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 21,206 | $10.25 | $217,361.50 |
DisclosureSEC source: 0001127602-09-002440 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,424 Read SEC document |
| January 02, 2009 Filed Jan 5, 2009 21:47 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 130,333 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-09-000483 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,333 Underlying: Common Stock · 130,333 shares Expires 2019-01-01 Read SEC document |
| December 03, 2008 Filed Dec 5, 2008 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 130,333 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-08-010681 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,333 Underlying: Common Stock · 130,333 shares Expires 2018-12-02 Read SEC document |
| November 06, 2008 Filed Nov 10, 2008 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | PurchaseCommon Stock | 100,000 | $10.08 | $1,008,100.00 |
DisclosureSEC source: 0001127602-08-009069 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,630 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.05 to $10.14, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| September 05, 2008 Filed Sep 8, 2008 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,562 | $0.00 Strike: $15.24 | $0.00 |
DisclosureSEC source: 0001127602-08-006694 · form4.xml · derivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,562 shares Expires 2008-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2008 Filed Sep 8, 2008 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,562 | $15.24 | $100,004.88 |
DisclosureSEC source: 0001127602-08-006694 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2008 Filed May 2, 2008 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 115,000 | $0.00 Strike: $12.70 | $0.00 |
DisclosureSEC source: 0000024741-08-000195 · doc.xml · derivative · entry 23 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,000 shares Expires 2014-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.