Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Director · VICE CHAIRMAN | February 04, 2016 | February 05, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date February 04, 2016 · Filed February 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 275,074 |
Reported balance
After 2016-02-04 transaction · row 1
1 source rowRow 1 · 2016-02-04 · Sale · Disposed 69,519 · Balance 275,074 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2014 Filed Feb 19, 2014 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 20,499 | $19.16 | $392,728.04 |
DisclosureSEC source: 0001127602-14-007082 · form4.xml · nonDerivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,774 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.14 to $19.18, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 40,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-007082 · form4.xml · derivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned Restricted Stock Units awarded January 3, 2011 remained restricted until February 14, 2014, when they vested and converted into GLW common stock per terms of January 2011 Agreement approved by Compensation Committee. F3 · derivative.expiration_date: Earned Restricted Stock Units awarded January 3, 2011 remained restricted until February 14, 2014, when they vested and converted into GLW common stock per terms of January 2011 Agreement approved by Compensation Committee. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,870 | $19.11 | $379,715.70 |
DisclosureSEC source: 0001127602-14-007082 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,898 Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 40,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-007082 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| February 13, 2014 Filed Feb 14, 2014 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 26,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-006447 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,774 Read SEC document |
| February 12, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 60,000 | $18.97 | $1,138,152.00 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · nonDerivative · entry 7 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,140 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.95 to $19.00, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 11, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 7,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · nonDerivative · entry 6 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,140 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,445 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · derivative · entry 10 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,445 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,445 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · derivative · entry 9 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,445 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,445 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · derivative · entry 8 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,445 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 14,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · nonDerivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,765 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 130,335 | $18.41 | $2,399,297.91 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · nonDerivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,887 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.31 to $18.54, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 43,445 | $10.25 | $445,311.25 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · nonDerivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 43,445 | $10.05 | $436,622.25 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 43,445 | $8.67 | $376,668.15 |
DisclosureSEC source: 0001127602-14-005887 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 21:26 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 2,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-001256 · form4.xml · derivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,888 Underlying: Common Stock · 2,753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2013 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2013 agreement. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 21:26 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 2,753 | $17.77 | $48,920.81 |
DisclosureSEC source: 0001127602-14-001256 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,887 Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 21:26 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 2,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-001256 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2013 Filed Jun 4, 2013 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 54,218 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001127602-13-019317 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,218 Underlying: Common Stock · 54,218 shares Expires 2023-05-30 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 30, 2013 Filed May 2, 2013 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 57,471 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001127602-13-015219 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,471 Underlying: Common Stock · 57,471 shares Expires 2023-04-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 62,516 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001127602-13-012504 · form4.xml · derivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,516 Underlying: Common Stock · 62,516 shares Expires 2023-03-27 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 65,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-012504 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,641 Underlying: Common Stock · 65,641 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 39,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-007008 · form4.xml · derivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,597 | $12.79 | $250,645.63 |
DisclosureSEC source: 0001127602-13-007008 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,887 Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 39,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-007008 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 2,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-001106 · form4.xml · derivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,199 Underlying: Common Stock · 2,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the January 2012 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the January 2012 agreement. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 2,902 | $12.86 | $37,319.72 |
DisclosureSEC source: 0001127602-13-001106 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,669 Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 2,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-001106 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2012 Filed Mar 2, 2012 22:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 56,219 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001127602-12-009327 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,219 Underlying: Common Stock · 56,219 shares Expires 2022-02-28 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 235,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-003965 · form4.xml · derivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 235,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F3 · derivative.expiration_date: Earned Performance Share Units awarded February 3, 2010 remained restricted until February 1, 2012, when they vested and converted into GLW common stock per terms of December 2008 Agreement approved by Compensation Committee. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 56,525 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001127602-12-003965 · form4.xml · derivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,525 Underlying: Common Stock · 56,525 shares Expires 2022-01-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 97,663 | $12.90 | $1,259,852.70 |
DisclosureSEC source: 0001127602-12-003965 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,669 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 235,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003965 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001129 · form4.xml · derivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,369 Underlying: Common Stock · 1,319 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the January 2011 agreement. F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the January 2011 agreement. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 67,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001129 · form4.xml · derivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,101 Underlying: Common Stock · 67,101 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 55,918 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001127602-12-001129 · form4.xml · derivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,918 Underlying: Common Stock · 55,918 shares Expires 2022-01-02 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,319 | $13.04 | $17,199.76 |
DisclosureSEC source: 0001127602-12-001129 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,382 Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001129 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2011 Filed Aug 11, 2011 20:55 UTC | CORNING INC /NY GLW · Entity 2883 | PurchaseCommon Stock | 10,000 | $13.77 | $137,697.00 |
DisclosureSEC source: 0001127602-11-023383 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,382 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.76 to $13.77, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| August 10, 2011 Filed Aug 10, 2011 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | PurchaseCommon Stock | 65,000 | $13.49 | $876,642.00 |
DisclosureSEC source: 0001127602-11-023237 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,382 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.47 to $13.49, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| April 01, 2011 Filed Apr 4, 2011 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,652 | $20.61 | $405,027.72 |
DisclosureSEC source: 0001127602-11-011992 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,382 Read SEC document |
| March 01, 2011 Filed Mar 2, 2011 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 26,899 | $0.00 Strike: $22.03 | $0.00 |
DisclosureSEC source: 0001127602-11-008445 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,899 Underlying: Common Stock · 26,899 shares Expires 2021-02-28 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on March 1, 2012. Read SEC document |
| February 18, 2011 Filed Feb 23, 2011 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-007028 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,034 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,445 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-11-004657 · form4.xml · derivative · entry 7 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,445 Underlying: Common Stock · 43,445 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,444 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-11-004657 · form4.xml · derivative · entry 6 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,445 Underlying: Common Stock · 43,444 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,444 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-11-004657 · form4.xml · derivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,445 Underlying: Common Stock · 43,444 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:11 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 130,333 | $22.63 | $2,949,722.52 |
DisclosureSEC source: 0001127602-11-004657 · form4.xml · nonDerivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,034 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.60 to $22.65, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 43,445 | $10.25 | $445,311.25 |
DisclosureSEC source: 0001127602-11-004657 · form4.xml · nonDerivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 43,444 | $10.05 | $436,612.20 |
DisclosureSEC source: 0001127602-11-004657 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 43,444 | $8.67 | $376,659.48 |
DisclosureSEC source: 0001127602-11-004657 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.