Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARDINAL HEALTH INCCAH · Entity 3014 | Director | November 12, 2019 | November 13, 2019 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | February 08, 2016 | February 09, 2016 |
| Smurfit Westrock plcSW · Entity 3199 | Director | September 10, 2026 | September 14, 2026 |
| WRKCo Inc.WRK · Entity 162579 | Director | November 02, 2018 | November 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARDINAL HEALTH INC
Report date November 12, 2019 · Filed November 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 35,103 |
Reported balance
After 2019-11-12 transaction · row 1
1 source rowRow 1 · 2019-11-12 · Grant · Acquired 3,424 · Balance 35,103 F1: Grant of restricted share units that will vest on November 12, 2020, except if the 2020 Annual Meeting of Shareholders is prior to November 12, 2020, then the restricted share units will vest on the date of the 2020 Annual Meeting of Shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted share units that will vest on November 12, 2020, except if the 2020 Annual Meeting of Shareholders is prior to November 12, 2020, then the restricted share units will vest on the date of the 2020 Annual Meeting of Shareholders.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 08, 2016 · Filed February 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,178 |
Reported balance
After 2016-02-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-02-08 · Grant · Acquired 53 · Balance 5,178 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Smurfit Westrock plc
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 36,622.748 |
Reported balance
After 2026-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 343.768 · Balance 36,622.748 F1: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2: Includes 4,537 restricted stock units which will vest on the earlier of (i) May 1, 2027, or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 27,897.748 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
F2: Includes 4,537 restricted stock units which will vest on the earlier of (i) May 1, 2027, or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 27,897.748 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors.
WRKCo Inc.
Report date November 02, 2018 · Filed November 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-02 transaction · row 1
1 source rowRow 1 · 2018-11-02 · Disposition to issuer · Disposed 1,197 · Balance 0 F1: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers"). F2: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers").
F2: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WestRock Co
Report date July 05, 2024 · Filed July 08, 2024
Section 16 reporting ended · disclosed 2024-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 1
1 source rowRow 1 · 2024-07-05 · Disposition to issuer · Disposed 26,795.7 · Balance 0 F1: Includes an aggregate of 25,598.7 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. F2: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash (collectively, the "Merger Consideration"). With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes an aggregate of 25,598.7 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4.
F2: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash (collectively, the "Merger Consideration"). With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2012 Filed Feb 8, 2012 19:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 14,593 | $193.50 | $2,823,745.50 |
DisclosureSEC source: 0001181431-12-006745 · rrd333220.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,895.6918 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 20:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 11,320 | $193.61 | $2,191,665.20 |
DisclosureSEC source: 0001181431-12-005676 · rrd332460.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,488.6918 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 20:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 26,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-005676 · rrd332460.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,808.6918 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2009-2011) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2011 Filed Nov 9, 2011 19:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-055552 · rrd325460.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,486 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 03, 2011 Filed Nov 4, 2011 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,000 | $185.04 | $740,160.00 |
DisclosureSEC source: 0001181431-11-054720 · rrd324964.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,730.3349 Read SEC document |
| October 28, 2011 Filed Nov 4, 2011 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-054720 · rrd324964.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,730.3349 Read SEC document |
| October 28, 2011 Filed Nov 4, 2011 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-054720 · rrd324964.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,880.3349 Read SEC document |
| August 08, 2011 Filed Aug 9, 2011 15:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044559 · rrd319510.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,474 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 13, 2011 Filed May 16, 2011 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 150 | $172.06 | $25,809.00 |
DisclosureSEC source: 0001181431-11-029848 · rrd311808.xml · nonDerivative · entry 4 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,004.9101 Read SEC document |
| May 13, 2011 Filed May 16, 2011 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 565 | $172.05 | $97,208.25 |
DisclosureSEC source: 0001181431-11-029848 · rrd311808.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,154.9101 Read SEC document |
| May 13, 2011 Filed May 16, 2011 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 72 | $172.04 | $12,386.88 |
DisclosureSEC source: 0001181431-11-029848 · rrd311808.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,719.9101 Read SEC document |
| May 13, 2011 Filed May 16, 2011 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 506 | $172.00 | $87,032.00 |
DisclosureSEC source: 0001181431-11-029848 · rrd311808.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,791.9101 Read SEC document |
| May 08, 2011 Filed May 10, 2011 01:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028397 · rrd311000.xml · derivative · entry 6 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2011 Filed May 10, 2011 01:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,076 | $169.21 | $182,069.96 |
DisclosureSEC source: 0001181431-11-028397 · rrd311000.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,297.9101 Read SEC document |
| May 08, 2011 Filed May 10, 2011 01:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028397 · rrd311000.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,373.9101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 10, 2011 01:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028397 · rrd311000.xml · derivative · entry 7 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,458 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F6 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F7 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F7 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 05, 2011 Filed May 10, 2011 01:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028397 · rrd311000.xml · nonDerivative · entry 5 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · daughter Disclosed balance after: 370 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 05, 2011 Filed May 10, 2011 01:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028397 · rrd311000.xml · nonDerivative · entry 4 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · son Disclosed balance after: 370 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 05, 2011 Filed May 10, 2011 01:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028397 · rrd311000.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 3,524 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.direct: The Form 4 filed on May 5, 2011 understated this amount by 280 shares. The column directly above was overstated by the same amount. The current amount of securities beneficially owned in these columns are reflected in this Form 4. Read SEC document |
| May 04, 2011 Filed May 5, 2011 13:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $170.00 | $170,000.00 |
DisclosureSEC source: 0001181431-11-027276 · rrd310345.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,283.3179 Read SEC document |
| May 03, 2011 Filed May 5, 2011 13:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-027276 · rrd310345.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,283.3179 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-008498 · rrd300586.xml · derivative · entry 7 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,443 Underlying: Common Stock · 14 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,000 | $165.00 | $660,000.00 |
DisclosureSEC source: 0001181431-11-008498 · rrd300586.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,336.6267 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-008498 · rrd300586.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,336.6267 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-008498 · rrd300586.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,427.6267 Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,666 | $162.98 | $597,484.68 |
DisclosureSEC source: 0001181431-11-006779 · rrd299581.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,457.2573 Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 9,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-006779 · rrd299581.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,123.2573 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2008-2010) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 19, 2010 Filed Dec 1, 2010 18:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058296 · rrd292319.xml · nonDerivative · entry 4 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · son Disclosed balance after: 230 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2010 Filed Dec 1, 2010 18:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058296 · rrd292319.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · daughter Disclosed balance after: 230 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2010 Filed Dec 1, 2010 18:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058296 · rrd292319.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,721.7361 Read SEC document |
| November 19, 2010 Filed Dec 1, 2010 18:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058296 · rrd292319.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,821.7361 Read SEC document |
| November 08, 2010 Filed Nov 9, 2010 19:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054319 · rrd290507.xml · derivative · entry 5 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,430 Underlying: Common Stock · 16 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 08, 2010 Filed Nov 9, 2010 19:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054319 · rrd290507.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,921.7182 Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 21:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,917 | $142.00 | $982,214.00 |
DisclosureSEC source: 0001181431-10-052654 · rrd289611.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,035.1589 Read SEC document |
| October 25, 2010 Filed Oct 26, 2010 19:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 12,196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052035 · rrd289283.xml · derivative · entry 6 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| October 25, 2010 Filed Oct 26, 2010 19:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 5,279 | $140.61 | $742,253.80 |
DisclosureSEC source: 0001181431-10-052035 · rrd289283.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,952.301 Read SEC document |
| October 25, 2010 Filed Oct 26, 2010 19:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 12,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052035 · rrd289283.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,231.301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2010 Filed Aug 9, 2010 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-040936 · rrd283322.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,417 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 18, 2010 Filed May 19, 2010 19:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,810 | $131.20 | $368,672.00 |
DisclosureSEC source: 0001181431-10-027902 · rrd276147.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,002.1992 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025523 · rrd274906.xml · derivative · entry 9 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,103 Underlying: Common Stock · 2,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units are payable in cash or the company's common stock upon lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units are payable in cash or the company's common stock upon lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units are payable in cash or the company's common stock upon lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025523 · rrd274906.xml · derivative · entry 8 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units are payable in cash or the company's common stock upon lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units are payable in cash or the company's common stock upon lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units are payable in cash or the company's common stock upon lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,445 | $122.19 | $176,557.33 |
DisclosureSEC source: 0001181431-10-025523 · rrd274906.xml · nonDerivative · entry 4 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,812.1992 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 973 | $122.19 | $118,886.01 |
DisclosureSEC source: 0001181431-10-025523 · rrd274906.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,257.1992 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025523 · rrd274906.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,230.1992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025523 · rrd274906.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,105.1992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2010 Filed May 7, 2010 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025148 · rrd274763.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,402 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 15:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-007512 · rrd265429.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,521 | $123.88 | $312,288.88 |
DisclosureSEC source: 0001181431-10-006034 · rrd264634.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,985.4932 Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 6,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-006034 · rrd264634.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,506.4932 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2007-2009) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.