Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARDINAL HEALTH INCCAH · Entity 3014 | Director | November 12, 2019 | November 13, 2019 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | February 08, 2016 | February 09, 2016 |
| Smurfit Westrock plcSW · Entity 3199 | Director | September 10, 2026 | September 14, 2026 |
| WRKCo Inc.WRK · Entity 162579 | Director | November 02, 2018 | November 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARDINAL HEALTH INC
Report date November 12, 2019 · Filed November 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 35,103 |
Reported balance
After 2019-11-12 transaction · row 1
1 source rowRow 1 · 2019-11-12 · Grant · Acquired 3,424 · Balance 35,103 F1: Grant of restricted share units that will vest on November 12, 2020, except if the 2020 Annual Meeting of Shareholders is prior to November 12, 2020, then the restricted share units will vest on the date of the 2020 Annual Meeting of Shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted share units that will vest on November 12, 2020, except if the 2020 Annual Meeting of Shareholders is prior to November 12, 2020, then the restricted share units will vest on the date of the 2020 Annual Meeting of Shareholders.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 08, 2016 · Filed February 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,178 |
Reported balance
After 2016-02-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-02-08 · Grant · Acquired 53 · Balance 5,178 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Smurfit Westrock plc
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 36,622.748 |
Reported balance
After 2026-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 343.768 · Balance 36,622.748 F1: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share. F2: Includes 4,537 restricted stock units which will vest on the earlier of (i) May 1, 2027, or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 27,897.748 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
F2: Includes 4,537 restricted stock units which will vest on the earlier of (i) May 1, 2027, or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders and 27,897.748 fully vested restricted stock units that will be settled in ordinary shares following the Reporting Person's cessation of service as a member of the Issuer's board of directors in accordance with the terms of the WestRock Company 2016 Deferred Compensation Plan for Non-Employee Directors.
WRKCo Inc.
Report date November 02, 2018 · Filed November 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-02 transaction · row 1
1 source rowRow 1 · 2018-11-02 · Disposition to issuer · Disposed 1,197 · Balance 0 F1: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers"). F2: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers").
F2: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WestRock Co
Report date July 05, 2024 · Filed July 08, 2024
Section 16 reporting ended · disclosed 2024-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 1
1 source rowRow 1 · 2024-07-05 · Disposition to issuer · Disposed 26,795.7 · Balance 0 F1: Includes an aggregate of 25,598.7 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. F2: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash (collectively, the "Merger Consideration"). With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes an aggregate of 25,598.7 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4.
F2: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash (collectively, the "Merger Consideration"). With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2014 Filed May 6, 2014 16:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.08 | $38,216.00 |
DisclosureSEC source: 0001181431-14-018023 · rrd408649.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,898.7997 Read SEC document |
| May 05, 2014 Filed May 6, 2014 16:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 10 | $191.07 | $1,910.70 |
DisclosureSEC source: 0001181431-14-018023 · rrd408649.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,098.7997 Read SEC document |
| May 05, 2014 Filed May 6, 2014 16:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,200 | $191.06 | $802,452.00 |
DisclosureSEC source: 0001181431-14-018023 · rrd408649.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,108.7997 Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 21:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-005797 · rrd401801.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,876 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 6,037 | $176.59 | $1,066,043.65 |
DisclosureSEC source: 0001181431-14-004828 · rrd401216.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,301.5672 Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 13,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-004828 · rrd401216.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,338.5672 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2013 Filed Nov 7, 2013 22:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-057673 · rrd394754.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,851 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 07, 2013 Filed Aug 8, 2013 20:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-043678 · rrd387848.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,826 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2013 Filed May 9, 2013 16:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026490 · rrd379233.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,801 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 28, 2013 Filed Mar 1, 2013 16:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 9,730 | $203.00 | $1,975,190.00 |
DisclosureSEC source: 0001181431-13-013492 · rrd372429.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,848.7919 Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 17:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-007477 · rrd369359.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,780 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,645 | $204.58 | $1,768,594.10 |
DisclosureSEC source: 0001181431-13-006600 · rrd368702.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,577.3159 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 18,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-006600 · rrd368702.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,222.3159 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2010-2012) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 21:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,979 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-000954 · rrd365650.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,979 Underlying: Common Stock · 7,979 shares Expires not disclosed F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $189.27 | $18,927.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 19 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,842.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $189.26 | $56,778.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 18 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,942.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $189.21 | $18,921.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 17 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,242.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $189.20 | $18,920.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 16 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,342.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $189.19 | $37,838.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 15 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,442.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $189.18 | $18,918.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 14 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,642.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $189.16 | $75,664.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 13 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,742.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $189.15 | $37,830.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 12 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,142.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $189.14 | $37,828.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 11 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,342.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $189.13 | $75,652.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 10 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,542.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $189.12 | $113,472.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 9 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,942.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $189.11 | $75,644.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 8 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,542.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $189.09 | $56,727.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 7 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,942.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $189.08 | $75,632.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 6 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,242.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $189.07 | $94,535.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 5 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,642.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $189.05 | $37,810.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 4 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,142.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $189.02 | $75,608.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,342.0039 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $189.01 | $37,802.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,742.0039 Read SEC document |
| November 12, 2012 Filed Nov 14, 2012 16:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,942.0039 Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-057553 · rrd359928.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 20:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 9,709 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-048739 · rrd355206.xml · derivative · entry 6 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 20:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,404 | $195.01 | $858,802.02 |
DisclosureSEC source: 0001181431-12-048739 · rrd355206.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,095.3125 Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 20:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 9,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-048739 · rrd355206.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,499.3125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2012 Filed Aug 9, 2012 14:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-044564 · rrd352999.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 07, 2012 Filed Aug 8, 2012 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 553 | $200.56 | $110,909.68 |
DisclosureSEC source: 0001181431-12-044301 · rrd352702.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,788.7884 Read SEC document |
| August 07, 2012 Filed Aug 8, 2012 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 449 | $200.55 | $90,048.39 |
DisclosureSEC source: 0001181431-12-044301 · rrd352702.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,341.7884 Read SEC document |
| August 07, 2012 Filed Aug 8, 2012 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 147 | $200.55 | $29,480.85 |
DisclosureSEC source: 0001181431-12-044301 · rrd352702.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,790.7884 Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028751 · rrd344628.xml · derivative · entry 8 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,719 Underlying: Common Stock · 20 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F5 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028751 · rrd344628.xml · derivative · entry 7 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 954 | $201.38 | $192,116.52 |
DisclosureSEC source: 0001181431-12-028751 · rrd344628.xml · nonDerivative · entry 3 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,932.4823 Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028751 · rrd344628.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,886.4823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2012 Filed May 9, 2012 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 967 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028751 · rrd344628.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,783.4823 Read SEC document |
| May 02, 2012 Filed May 4, 2012 00:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 1,202 | $208.06 Strike: $0.00 | $250,088.12 |
DisclosureSEC source: 0001181431-12-027650 · rrd343872.xml · derivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,699 Underlying: Common Stock · 1,202 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2012 Filed Feb 9, 2012 18:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-007126 · rrd333502.xml · derivative · entry 6 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,498 Underlying: Common Stock · 14 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2012 Filed Feb 9, 2012 18:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-007126 · rrd333502.xml · nonDerivative · entry 2 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,741.0859 Read SEC document |
| February 08, 2012 Filed Feb 9, 2012 18:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-007126 · rrd333502.xml · nonDerivative · entry 1 Arnold Colleen F. · CIK 0001409123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,819.0859 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.