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HOPE RICHARDS JUDITH

Disclosed activity across 1 company

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16324
SEC CIK
0001227314

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNION PACIFIC CORPUNP · Entity 2854DirectorApril 01, 2016April 04, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNION PACIFIC CORP

Report date April 01, 2016 · Filed April 04, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct56,510 Reported balance After 2016-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-04-01 · Grant · Acquired 801 · Balance 56,510

F1: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2008 Filed Oct 2, 2008 17:08 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-08-000119 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,955

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 25, 2008 Filed Jul 29, 2008 18:24 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 600 $76.67 $46,004.40
Disclosure

SEC source: 0000100885-08-000100 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Son

Disclosed balance after: 0

F1 · kind: Previously inadvertently reported as directly held but are held in trust for the benefit of the reporting person's children. The reporting person serves as trustee with respect to these trusts and disclaims beneficial ownership of these securities.

F1 · ownership.nature: Previously inadvertently reported as directly held but are held in trust for the benefit of the reporting person's children. The reporting person serves as trustee with respect to these trusts and disclaims beneficial ownership of these securities.

Read SEC document
July 01, 2008 Filed Jul 2, 2008 21:28 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 388 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-08-000087 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,538

Underlying: Common Stock · 388 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
April 01, 2008 Filed Apr 2, 2008 18:43 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-08-000048 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,575

Underlying: Common Stock · 221 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2008 Filed Jan 3, 2008 22:21 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 126 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-08-000012 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,354

Underlying: Common Stock · 126 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 19:35 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 121 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000182 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,228

Underlying: Common Stock · 121 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2007 Filed Jul 3, 2007 18:09 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000155 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,107

Underlying: Common Stock · 118 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 01, 2007 Filed Jun 4, 2007 14:51 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,600 $0.00 Strike: $49.88 $0.00
Disclosure

SEC source: 0000100885-07-000137 · edgardoc.xml · derivative · entry 3

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2007 Filed Jun 4, 2007 14:51 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 3,600 $122.21 $439,953.84
Disclosure

SEC source: 0000100885-07-000137 · edgardoc.xml · nonDerivative · entry 2

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485

Read SEC document
June 01, 2007 Filed Jun 4, 2007 14:51 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 3,600 $49.88 $179,568.00
Disclosure

SEC source: 0000100885-07-000137 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2007 Filed Apr 3, 2007 23:34 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000102 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,989

Underlying: Common Stock · 135 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 30, 2007 Filed Jan 31, 2007 19:35 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 1,850 $0.00 Strike: $96.98 $0.00
Disclosure

SEC source: 0000100885-07-000031 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Common Stock · 1,850 shares

Expires 2017-01-30

Read SEC document
January 03, 2007 Filed Jan 4, 2007 20:29 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000010 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,854

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 02, 2006 Filed Oct 2, 2006 23:48 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000213 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712

Underlying: Common Stock · 151 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:29 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000160 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,561

Underlying: Common Stock · 143 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 15:28 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000123 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,418

Underlying: Common Stock · 139 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 26, 2006 Filed Jan 27, 2006 16:29 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 2,100 $0.00 Strike: $86.05 $0.00
Disclosure

SEC source: 0000100885-06-000033 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires 2016-01-26

Read SEC document
January 03, 2006 Filed Jan 4, 2006 20:14 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000015 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 164 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 04, 2005 Filed Oct 4, 2005 18:29 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000241 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,115

Underlying: Common Stock · 177 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2005 Filed Jul 5, 2005 16:05 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000208 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,938

Underlying: Common Stock · 194 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 07, 2005 Filed Jun 9, 2005 21:18 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 600 $66.73 $40,038.00
Disclosure

SEC source: 0000100885-05-000194 · edgardoc.xml · nonDerivative · entry 2

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · security: The reporting person originally purchased the securities in June 2002, under authority granted to her in a power of attorney and as co-trustee of a revocable trust for the account and benefit of Joseph C. Richards, the father of the reporting person. The revocable trust converted to an irrevocable trust for the account and benefit of the children of the reporting person. The reporting person currently is the trustee of this irrevocable trust. The reporting person disclaims beneficial ownership of such securities, and the filing of this report does not constitute and should not be deemed an admission that the reporting person is the beneficial owner of such securities.

Read SEC document
June 07, 2005 Filed Jun 9, 2005 21:18 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 900 $66.76 $60,084.00
Disclosure

SEC source: 0000100885-05-000194 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485

Read SEC document
April 01, 2005 Filed Apr 4, 2005 19:19 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000186 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,744

Underlying: Common Stock · 186 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 27, 2005 Filed Jan 28, 2005 23:16 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,050 $0.00 Strike: $59.12 $0.00
Disclosure

SEC source: 0000100885-05-000079 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

Underlying: Common Stock · 3,050 shares

Expires 2015-01-27

Read SEC document
January 03, 2005 Filed Jan 4, 2005 19:25 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000015 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Common Stock · 192 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2004 Filed Oct 4, 2004 18:31 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000190 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366

Underlying: Common Stock · 216 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2004 Filed Jul 6, 2004 18:19 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000170 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,150

Underlying: Common Stock · 216 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 19:05 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000141 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,934

Underlying: Common Stock · 212 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:31 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 2,750 $0.00 Strike: $65.10 $0.00
Disclosure

SEC source: 0000100885-04-000067 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2014-01-29

Read SEC document
January 02, 2004 Filed Jan 5, 2004 20:39 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000015 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Underlying: Common Stock · 183 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 20:31 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-03-000061 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,539

Underlying: Common Stock · 209 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2003 Filed Jul 3, 2003 12:55 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-03-000034 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,330

Underlying: Common Stock · 212 shares

Expires 1988-08-08

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. (This footnote applies to both dates in Column 6 of Table II, "Date Exercisable" and "Expiration Date".)

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.