Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nutanix, Inc.NTNX · Entity 3296 | VP, Corporate Controller & CAO | October 01, 2018 | October 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nutanix, Inc.
Report date October 01, 2018 · Filed October 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 131,063 |
Reported balance
After 2018-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-10-01 · Exercise / conversion · Acquired 2,500 · Balance 131,063 F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2018. |
| Class A Common StockSEC Table I · non-derivative | Direct | 129,816 |
Reported balance
After 2018-10-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-10-02 · Tax withholding · Disposed 1,247 · Balance 129,816 F2: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 38,125 |
Reported balance
After 2018-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-01 · Exercise / conversion · Disposed 2,500 · Balance 38,125 F3: Each RSU represents a contingent right to receive one share of Issuer common stock. F4: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2018.
F2: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F3: Each RSU represents a contingent right to receive one share of Issuer common stock.
F4: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2017 Filed Jul 20, 2017 17:06 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 30,000 | $24.00 | $720,060.00 |
DisclosureSEC source: 0001334367-17-000002 · wf-form4_150058476605113.xml · nonDerivative · entry 2 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,234 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $24.00 to $24.08. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 17:06 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 30,000 | $1.22 | $36,600.00 |
DisclosureSEC source: 0001334367-17-000002 · wf-form4_150058476605113.xml · nonDerivative · entry 1 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2017 Filed Jun 19, 2017 19:36 UTC | Nutanix, Inc. NTNX · Entity 3296 | Tax withholdingClass A Common Stock | 715 | $17.30 | $12,367.07 |
DisclosureSEC source: 0001618732-17-000070 · wf-form4_149791537849538.xml · nonDerivative · entry 2 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,234 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:36 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000070 · wf-form4_149791537849538.xml · derivative · entry 3 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022. F3 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:36 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000070 · wf-form4_149791537849538.xml · nonDerivative · entry 1 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 31, 2017 17:52 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001618732-17-000053 · wf-form4_149626753050472.xml · derivative · entry 3 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Class A Common Stock · 30,000 shares Expires 2023-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter. Read SEC document |
| May 26, 2017 Filed May 31, 2017 17:52 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 30,000 | $19.76 | $592,800.00 |
DisclosureSEC source: 0001618732-17-000053 · wf-form4_149626753050472.xml · nonDerivative · entry 2 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,074 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $19.40 to $20.80. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| May 26, 2017 Filed May 31, 2017 17:52 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 30,000 | $1.22 | $36,600.00 |
DisclosureSEC source: 0001618732-17-000053 · wf-form4_149626753050472.xml · nonDerivative · entry 1 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Tax withholdingClass A Common Stock | 5,051 | $15.23 | $76,932.29 |
DisclosureSEC source: 0001618732-17-000041 · wf-form4_149427989919305.xml · nonDerivative · entry 1 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,074 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units. Read SEC document |
| April 28, 2017 Filed May 2, 2017 19:06 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 13,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000033 · wf-form4_149376635458748.xml · derivative · entry 2 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,875 Underlying: Class A Common Stock · 13,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: On April 28, 2017, 13,125 RSUs vested and became issuable. In addition (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. F3 · derivative.expiration_date: On April 28, 2017, 13,125 RSUs vested and became issuable. In addition (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. Read SEC document |
| April 28, 2017 Filed May 2, 2017 19:06 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 13,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000033 · wf-form4_149376635458748.xml · nonDerivative · entry 1 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:28 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 8 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Class A Common Stock · 70,000 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F6 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock. F7 · derivative.exercise_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. F7 · derivative.expiration_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:28 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 7 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 70,000 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F6 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock. F7 · derivative.exercise_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. F7 · derivative.expiration_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:28 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 6 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2024-05-19 F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock. F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:28 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 5 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 100,000 shares Expires 2024-05-19 F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock. F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:28 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 4 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2023-06-07 F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock. F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:28 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 3 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 100,000 shares Expires 2023-06-07 F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock. F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:28 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · derivative · entry 2 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock. F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock. F1 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock. F1 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:28 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001618732-17-000012 · wf-form4_149039090172479.xml · nonDerivative · entry 1 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock. F1 · price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:37 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031296 · doc4.xml · derivative · entry 8 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Class B Common Stock · 70,000 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. F6 · derivative.expiration_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:37 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031296 · doc4.xml · derivative · entry 7 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. F6 · derivative.expiration_date: On April 28, 2017, 13,125 RSUs vest and become issuable and an additional (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:37 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0000899243-16-031296 · doc4.xml · derivative · entry 6 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class B Common Stock · 100,000 shares Expires 2024-05-19 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:37 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0000899243-16-031296 · doc4.xml · derivative · entry 5 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2024-05-19 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:37 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0000899243-16-031296 · doc4.xml · derivative · entry 4 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class B Common Stock · 100,000 shares Expires 2023-06-07 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:37 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0000899243-16-031296 · doc4.xml · derivative · entry 3 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2023-06-07 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:37 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031296 · doc4.xml · derivative · entry 2 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F2 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:37 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-031296 · doc4.xml · nonDerivative · entry 1 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.