Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335 | CFO | October 19, 2018 | October 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LATTICE SEMICONDUCTOR CORP
Report date October 19, 2018 · Filed October 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,039 |
Ending reported balance
After 2018-10-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-10-19 · Exercise / conversion · Acquired 1,217 · Balance 18,447 F1: Restricted Stock Units - no purchase price for this transaction. Row 2 · 2018-10-19 · Tax withholding · Disposed 408 · Balance 18,039 F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 60,847 |
Reported balance
After 2018-10-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-19 · Exercise / conversion · Disposed 1,217 · Balance 60,847 F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units - no purchase price for this transaction.
F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.
F5: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2017 Filed Dec 22, 2017 22:57 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 588 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000133 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 18:52 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000108 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,170 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 18:52 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 443 | $5.76 | $2,551.68 |
DisclosureSEC source: 0000855658-17-000108 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,972 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 18:52 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000108 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| October 18, 2017 Filed Nov 6, 2017 20:04 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 65,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000114 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,886 Underlying: Common Stock · 65,500 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 18, 2017 Filed Nov 6, 2017 20:04 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantPerformance Non-Qualified Stock Option (right to buy) · Derivative | 55,400 | $0.00 Strike: $5.73 | $0.00 |
DisclosureSEC source: 0000855658-17-000114 · edgardoc.xml · derivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,400 Underlying: Common Stock · 55,400 shares Expires 2024-10-18 F2 · derivative.exercise_date: Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions. Read SEC document |
| October 18, 2017 Filed Nov 6, 2017 20:04 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 79,900 | $0.00 Strike: $5.73 | $0.00 |
DisclosureSEC source: 0000855658-17-000114 · edgardoc.xml · derivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,900 Underlying: Common Stock · 79,900 shares Expires 2024-10-18 F1 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:38 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 801 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000102 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,386 Underlying: Common Stock · 801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:38 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 292 | $5.47 | $1,597.24 |
DisclosureSEC source: 0000855658-17-000102 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,199 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:38 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000102 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 17:48 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 589 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000099 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,187 Underlying: Common Stock · 589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 17:48 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 215 | $5.36 | $1,152.40 |
DisclosureSEC source: 0000855658-17-000099 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,690 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 17:48 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000099 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 21:00 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,867 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000080 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,776 Underlying: Common Stock · 4,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 21:00 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 1,770 | $6.73 | $11,912.10 |
DisclosureSEC source: 0000855658-17-000080 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,316 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 21:00 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 4,867 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000080 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| July 09, 2017 Filed Jul 11, 2017 18:32 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000064 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,643 Underlying: Common Stock · 802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| July 09, 2017 Filed Jul 11, 2017 18:32 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 292 | $6.53 | $1,906.76 |
DisclosureSEC source: 0000855658-17-000064 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,219 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| July 09, 2017 Filed Jul 11, 2017 18:32 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 802 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000064 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 21:16 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000061 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,445 Underlying: Common Stock · 588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 21:16 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 209 | $6.67 | $1,394.03 |
DisclosureSEC source: 0000855658-17-000061 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,709 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 21:16 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 588 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000061 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| April 09, 2017 Filed Apr 11, 2017 18:22 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 801 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000022 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,033 Underlying: Common Stock · 801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| April 09, 2017 Filed Apr 11, 2017 18:22 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 284 | $6.80 | $1,931.20 |
DisclosureSEC source: 0000855658-17-000022 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,330 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| April 09, 2017 Filed Apr 11, 2017 18:22 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000022 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 20:26 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 811 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000019 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,834 Underlying: Common Stock · 811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 20:26 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 338 | $6.97 | $2,355.86 |
DisclosureSEC source: 0000855658-17-000019 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,813 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 20:26 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 811 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000019 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 01:20 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 589 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000015 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,645 Underlying: Common Stock · 589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 01:20 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 246 | $6.98 | $1,717.08 |
DisclosureSEC source: 0000855658-17-000015 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,340 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 01:20 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000015 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 19:09 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 801 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000002 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,234 Underlying: Common Stock · 801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 19:09 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 334 | $7.20 | $2,404.80 |
DisclosureSEC source: 0000855658-17-000002 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,997 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 19:09 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000002 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| December 25, 2016 Filed Dec 28, 2016 21:50 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000319 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,035 Underlying: Common Stock · 810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| December 25, 2016 Filed Dec 28, 2016 21:50 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 295 | $7.30 | $2,153.50 |
DisclosureSEC source: 0000855658-16-000319 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,530 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| December 25, 2016 Filed Dec 28, 2016 21:50 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000319 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 18:26 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000315 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,845 Underlying: Common Stock · 588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 18:26 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 214 | $7.26 | $1,553.64 |
DisclosureSEC source: 0000855658-16-000315 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,015 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 18:26 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 588 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000315 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| October 09, 2016 Filed Oct 11, 2016 22:58 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 801 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000301 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,433 Underlying: Common Stock · 801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 09, 2016 Filed Oct 11, 2016 22:58 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 292 | $6.52 | $1,903.84 |
DisclosureSEC source: 0000855658-16-000301 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,641 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| October 09, 2016 Filed Oct 11, 2016 22:58 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000301 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 25, 2016 Filed Sep 27, 2016 21:47 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000298 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,234 Underlying: Common Stock · 810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| September 25, 2016 Filed Sep 27, 2016 21:47 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 295 | $6.53 | $1,926.35 |
DisclosureSEC source: 0000855658-16-000298 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,132 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| September 25, 2016 Filed Sep 27, 2016 21:47 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000298 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 22:46 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 589 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000294 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,044 Underlying: Common Stock · 589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 22:46 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 215 | $6.24 | $1,341.60 |
DisclosureSEC source: 0000855658-16-000294 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,617 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 22:46 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-16-000294 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.