Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | SVP, Chief Strategy Officer | March 10, 2017 | March 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 20,137.783 |
Ending reported balance
After 2017-03-10 transaction · row 14
14 source rows · reconciled sequenceRow 1 · 2017-03-10 · Exercise / conversion · Acquired 953 · Balance 13,250.783 F1: Represents vesting of one-quarter of market share units granted on March 10, 2013. Row 2 · 2017-03-10 · Other · Acquired 467 · Balance 13,717.783 F2: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 3 · 2017-03-10 · Tax withholding · Disposed 602 · Balance 13,115.783 F3: Shares withheld for payment of taxes upon vesting of awards. Row 4 · 2017-03-10 · Exercise / conversion · Acquired 948 · Balance 14,063.783 F4: Represents vesting of one-quarter of market share units granted on March 10, 2014. Row 5 · 2017-03-10 · Other · Acquired 7 · Balance 14,070.783 F2: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 6 · 2017-03-10 · Tax withholding · Disposed 394 · Balance 13,676.783 F3: Shares withheld for payment of taxes upon vesting of awards. Row 7 · 2017-03-10 · Exercise / conversion · Acquired 1,412 · Balance 15,088.783 F5: Represents vesting of one-quarter of market share units granted on March 10, 2015. Row 8 · 2017-03-10 · Other · Disposed 185 · Balance 14,903.783 F6: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 9 · 2017-03-10 · Tax withholding · Disposed 506 · Balance 14,397.783 F3: Shares withheld for payment of taxes upon vesting of awards. Row 10 · 2017-03-10 · Exercise / conversion · Acquired 1,347 · Balance 15,744.783 F7: Represents vesting of one-quarter of market share units granted on March 10, 2016. Row 11 · 2017-03-10 · Other · Disposed 194 · Balance 15,550.783 F6: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 12 · 2017-03-10 · Tax withholding · Disposed 476 · Balance 15,074.783 F3: Shares withheld for payment of taxes upon vesting of awards. Row 13 · 2017-03-10 · Exercise / conversion · Acquired 8,615 · Balance 23,689.783 F8: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Row 14 · 2017-03-10 · Tax withholding · Disposed 3,552 · Balance 20,137.783 F3: Shares withheld for payment of taxes upon vesting of awards. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2017-03-10 | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-03-10 · Exercise / conversion · Disposed 953 · Balance 0 F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1: Represents vesting of one-quarter of market share units granted on March 10, 2013. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2018-03-10 | Direct | 949 |
Reported balance
After 2017-03-10 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-03-10 · Exercise / conversion · Disposed 948 · Balance 949 F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4: Represents vesting of one-quarter of market share units granted on March 10, 2014. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2019-03-10 | Direct | 2,827 |
Reported balance
After 2017-03-10 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-03-10 · Exercise / conversion · Disposed 1,412 · Balance 2,827 F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5: Represents vesting of one-quarter of market share units granted on March 10, 2015. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2020-03-10 | Direct | 4,044 |
Reported balance
After 2017-03-10 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-03-10 · Exercise / conversion · Disposed 1,347 · Balance 4,044 F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7: Represents vesting of one-quarter of market share units granted on March 10, 2016. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2021-03-10 | Direct | 6,144 |
Reported balance
After 2017-03-10 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-03-10 · Grant · Acquired 6,144 · Balance 6,144 F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2017-03-10 | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-03-10 · Exercise / conversion · Disposed 8,615 · Balance 0 F11: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F8: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2020-03-10 | Direct | 9,216 |
Reported balance
After 2017-03-10 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-03-10 · Grant · Acquired 9,216 · Balance 9,216 F12: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-quarter of market share units granted on March 10, 2013.
F2: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
F3: Shares withheld for payment of taxes upon vesting of awards.
F4: Represents vesting of one-quarter of market share units granted on March 10, 2014.
F5: Represents vesting of one-quarter of market share units granted on March 10, 2015.
F6: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
F7: Represents vesting of one-quarter of market share units granted on March 10, 2016.
F8: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F10: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
F11: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.
F12: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2015 Filed Jul 7, 2015 21:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 951 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000207 · wf-form4_143630359143340.xml · nonDerivative · entry 1 Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 952.7825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.