Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director | April 06, 2017 | April 10, 2017 |
| Corteva, Inc.CTVA · Entity 3006 | Director | April 30, 2025 | May 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date April 06, 2017 · Filed April 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 935,571 |
Ending reported balance
After 2017-04-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-04-06 · Sale · Disposed 17,000 · Balance 952,571 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F2: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.585 to $53.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2017-04-07 · Sale · Disposed 17,000 · Balance 935,571 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.885 to $53.645, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Indirect2016 Trust | 200,000 |
Reported balance
Holding disclosure · report date 2017-04-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200,000 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Indirect2015 Trust | 41,273 |
Reported balance
Holding disclosure · report date 2017-04-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 41,273 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.
F2: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.585 to $53.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.885 to $53.645, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Corteva, Inc.
Report date April 30, 2025 · Filed May 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,784.1509 |
Reported balance
After 2025-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-30 · Grant · Acquired 2,990 · Balance 37,784.1509 F1: Includes acquisition of 336.7595 shares pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes acquisition of 336.7595 shares pursuant to dividend reinvestment.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DuPont de Nemours, Inc.
Report date September 18, 2017 · Filed June 26, 2019
Section 16 reporting ended · disclosed 2019-06-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,348 |
Reported balance
After 2017-09-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-18 · Purchase · Acquired 85 · Balance 18,348 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2: Represents unvested RSUs and direct ownership. |
| Common StockSEC Table I · non-derivative | Direct | 18,631.7889 |
Reported balance
After 2018-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-03-08 · Sale · Disposed 85 · Balance 18,631.7889 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F3: Represents unvested RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 22,231.3904 |
Reported balance
After 2019-05-21 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-05-21 · Purchase · Acquired 270 · Balance 22,231.3904 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2: Represents unvested RSUs and direct ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy.
F2: Represents unvested RSUs and direct ownership.
F3: Represents unvested RSUs.
EIDP, Inc.
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 14,242.6413 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2015 Filed Nov 23, 2015 21:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,600 | $67.76 | $786,016.00 |
DisclosureSEC source: 0000014272-15-000241 · wf-form4_144831490231963.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,052 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.28 to $68.00, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 21:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 200 | $67.78 | $13,556.00 |
DisclosureSEC source: 0000014272-15-000241 · wf-form4_144831490231963.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,652 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.76 to $67.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 21:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,400 | $67.01 | $763,914.00 |
DisclosureSEC source: 0000014272-15-000241 · wf-form4_144831490231963.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,852 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.76 to $67.70, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2015 Filed Nov 23, 2015 21:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GiftCommon Stock, $0.10 par value | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000241 · wf-form4_144831490231963.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,052 Read SEC document |
| October 06, 2015 Filed Oct 8, 2015 20:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 1,700 | $60.82 | $103,394.00 |
DisclosureSEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,252 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F6 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.53 to $61.33, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 06, 2015 Filed Oct 8, 2015 20:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 6,700 | $59.86 | $401,062.00 |
DisclosureSEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,952 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.49 to $60.33, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 06, 2015 Filed Oct 8, 2015 20:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 3,200 | $58.89 | $188,448.00 |
DisclosureSEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,652 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.42 to $59.38, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 05, 2015 Filed Oct 8, 2015 20:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 1,700 | $62.83 | $106,811.00 |
DisclosureSEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,852 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $62.40 to $63.18, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 05, 2015 Filed Oct 8, 2015 20:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 9,900 | $61.84 | $612,216.00 |
DisclosureSEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,552 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.40 to $62.39, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 30, 2015 Filed Oct 2, 2015 20:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantCommon Stock, $0.10 par value | 578 | $59.20 | $34,217.60 |
DisclosureSEC source: 0000014272-15-000218 · wf-form4_144381786107232.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,452 F1 · shares: Shares awarded to Mr. Andreotti for service as Non-Executive Chairman. Read SEC document |
| September 03, 2015 Filed Sep 3, 2015 22:34 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 6,100 | $59.97 | $365,817.00 |
DisclosureSEC source: 0000014272-15-000216 · wf-form4_144131965853957.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,874 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.59 to $60.57, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2015 Filed Sep 3, 2015 22:34 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 5,500 | $59.13 | $325,215.00 |
DisclosureSEC source: 0000014272-15-000216 · wf-form4_144131965853957.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,974 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.63 to $59.56, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 02, 2015 Filed Sep 3, 2015 22:34 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,500 | $59.23 | $681,145.00 |
DisclosureSEC source: 0000014272-15-000216 · wf-form4_144131965853957.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,474 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.63 to $59.61, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 02, 2015 Filed Sep 3, 2015 22:34 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 100 | $58.60 | $5,860.00 |
DisclosureSEC source: 0000014272-15-000216 · wf-form4_144131965853957.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,974 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. Read SEC document |
| August 03, 2015 Filed Aug 5, 2015 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 1,211.2 | $65.34 | $79,139.81 |
DisclosureSEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · derivative · entry 7 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211.2 Underlying: Common Stock, $0.10 par value · 1,211.2 shares Expires not disclosed F5 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F6 · shares: Represents pro rata portion of the 2015 annual Deferred Share Units awards granted to the Company's directors. F5 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F5 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. Read SEC document |
| August 03, 2015 Filed Aug 5, 2015 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 200,000 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · derivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, $0.10 par value · 200,000 shares Expires 2016-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006. Read SEC document |
| August 03, 2015 Filed Aug 5, 2015 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 115,000 | $0.00 Strike: $22.73 | $0.00 |
DisclosureSEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · derivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 115,000 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006. Read SEC document |
| August 03, 2015 Filed Aug 5, 2015 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 283,800 | $65.43 | $18,569,034.00 |
DisclosureSEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,074 F2 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.78, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.78, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 03, 2015 Filed Aug 5, 2015 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 31,200 | $64.75 | $2,020,293.60 |
DisclosureSEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,874 F1 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.69 to $64.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.69 to $64.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 03, 2015 Filed Aug 5, 2015 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 200,000 | $24.74 | $4,948,000.00 |
DisclosureSEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2015 Filed Aug 5, 2015 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 115,000 | $22.73 | $2,613,950.00 |
DisclosureSEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000150 · wf-form4_142620095025201.xml · derivative · entry 8 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,713 Underlying: Common Stock, $0.10 par value · 21,237 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 27,613 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000150 · wf-form4_142620095025201.xml · derivative · entry 7 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,227 Underlying: Common Stock, $0.10 par value · 27,613 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 13,101 | $65.53 | $858,508.53 |
DisclosureSEC source: 0000014272-15-000150 · wf-form4_142620095025201.xml · nonDerivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,857.587 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,228 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000150 · wf-form4_142620095025201.xml · nonDerivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,958.587 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000150 · wf-form4_142620095025201.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,730.587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 25,194 | $65.53 | $1,650,962.82 |
DisclosureSEC source: 0000014272-15-000150 · wf-form4_142620095025201.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,493.587 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 17,512 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000150 · wf-form4_142620095025201.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,687.587 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 27,613 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000150 · wf-form4_142620095025201.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,175.587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2015 Filed Mar 23, 2015 21:01 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 13,101 | $65.53 | $858,508.53 |
DisclosureSEC source: 0000014272-15-000159 · wf-form4a_142714445477390.xml · nonDerivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,074.04 F4 · shares: Shares withheld for payment of taxes upon vesting of awards. F2 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions. A Form 4 filed on March 10, 2015 incorrectly reported in Column 5 the number of securities beneficially owned following the reported transactions included therein, and the incorrect amounts were carried over to this Form 4. Read SEC document |
| March 10, 2015 Filed Mar 23, 2015 21:01 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,228 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000159 · wf-form4a_142714445477390.xml · nonDerivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,175.04 F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. F2 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions. A Form 4 filed on March 10, 2015 incorrectly reported in Column 5 the number of securities beneficially owned following the reported transactions included therein, and the incorrect amounts were carried over to this Form 4. Read SEC document |
| March 10, 2015 Filed Mar 23, 2015 21:01 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000159 · wf-form4a_142714445477390.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,947.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. F2 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions. A Form 4 filed on March 10, 2015 incorrectly reported in Column 5 the number of securities beneficially owned following the reported transactions included therein, and the incorrect amounts were carried over to this Form 4. Read SEC document |
| March 10, 2015 Filed Mar 23, 2015 21:01 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 25,194 | $65.53 | $1,650,962.82 |
DisclosureSEC source: 0000014272-15-000159 · wf-form4a_142714445477390.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,710.04 F4 · shares: Shares withheld for payment of taxes upon vesting of awards. F2 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions. A Form 4 filed on March 10, 2015 incorrectly reported in Column 5 the number of securities beneficially owned following the reported transactions included therein, and the incorrect amounts were carried over to this Form 4. Read SEC document |
| March 10, 2015 Filed Mar 23, 2015 21:01 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 17,512 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000159 · wf-form4a_142714445477390.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,904.04 F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. F2 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions. A Form 4 filed on March 10, 2015 incorrectly reported in Column 5 the number of securities beneficially owned following the reported transactions included therein, and the incorrect amounts were carried over to this Form 4. Read SEC document |
| March 10, 2015 Filed Mar 23, 2015 21:01 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 27,613 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000159 · wf-form4a_142714445477390.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,392.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. F2 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions. A Form 4 filed on March 10, 2015 incorrectly reported in Column 5 the number of securities beneficially owned following the reported transactions included therein, and the incorrect amounts were carried over to this Form 4. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 29,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000117 · wf-form4_142602070496610.xml · derivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,240 Underlying: Common Stock, $0.10 par value · 29,240 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 31,525 | $65.12 | $2,052,908.00 |
DisclosureSEC source: 0000014272-15-000117 · wf-form4_142602070496610.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,562.587 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 27,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000117 · wf-form4_142602070496610.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,087.587 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 29,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000117 · wf-form4_142602070496610.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,862.587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 33,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000075 · wf-form4_142550722518064.xml · derivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 33,531 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 37,441 | $62.30 | $2,332,574.30 |
DisclosureSEC source: 0000014272-15-000075 · wf-form4_142550722518064.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,684 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 33,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000075 · wf-form4_142550722518064.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,125 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 33,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000075 · wf-form4_142550722518064.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 192,897.479 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 8 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,897.479 Underlying: Common Stock, $0.10 par value · 192,897.479 shares Expires 2017-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F12 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 3,838.4982 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 7 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,271.139 Underlying: Common Stock, $0.10 par value · 3,838.4982 shares Expires 2016-03-31 F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F10 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 83,601.119 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,432.6408 Underlying: Common Stock, $0.10 par value · 83,601.119 shares Expires 2016-03-31 F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F8 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 231,280.037 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 231,280.037 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 6,111.6873 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,280.037 Underlying: Common Stock, $0.10 par value · 6,111.6873 shares Expires 2015-03-31 F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F6 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 88,527.024 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · derivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,168.3497 Underlying: Common Stock, $0.10 par value · 88,527.024 shares Expires 2015-03-31 F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F4 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 129,125 | $62.30 | $8,044,487.50 |
DisclosureSEC source: 0000014272-15-000095 · wf-form4_142552300240797.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,839.037 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.