Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director | April 06, 2017 | April 10, 2017 |
| Corteva, Inc.CTVA · Entity 3006 | Director | April 30, 2025 | May 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date April 06, 2017 · Filed April 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 935,571 |
Ending reported balance
After 2017-04-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-04-06 · Sale · Disposed 17,000 · Balance 952,571 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F2: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.585 to $53.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2017-04-07 · Sale · Disposed 17,000 · Balance 935,571 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.885 to $53.645, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Indirect2016 Trust | 200,000 |
Reported balance
Holding disclosure · report date 2017-04-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200,000 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Indirect2015 Trust | 41,273 |
Reported balance
Holding disclosure · report date 2017-04-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 41,273 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.
F2: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.585 to $53.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.885 to $53.645, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Corteva, Inc.
Report date April 30, 2025 · Filed May 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,784.1509 |
Reported balance
After 2025-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-30 · Grant · Acquired 2,990 · Balance 37,784.1509 F1: Includes acquisition of 336.7595 shares pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes acquisition of 336.7595 shares pursuant to dividend reinvestment.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DuPont de Nemours, Inc.
Report date September 18, 2017 · Filed June 26, 2019
Section 16 reporting ended · disclosed 2019-06-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,348 |
Reported balance
After 2017-09-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-18 · Purchase · Acquired 85 · Balance 18,348 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2: Represents unvested RSUs and direct ownership. |
| Common StockSEC Table I · non-derivative | Direct | 18,631.7889 |
Reported balance
After 2018-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-03-08 · Sale · Disposed 85 · Balance 18,631.7889 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F3: Represents unvested RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 22,231.3904 |
Reported balance
After 2019-05-21 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-05-21 · Purchase · Acquired 270 · Balance 22,231.3904 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2: Represents unvested RSUs and direct ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy.
F2: Represents unvested RSUs and direct ownership.
F3: Represents unvested RSUs.
EIDP, Inc.
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 14,242.6413 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2016 Filed Jun 30, 2016 21:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 9,800 | $72.79 | $713,342.00 |
DisclosureSEC source: 0000014272-16-000432 · wf-form4_146732294447247.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,194.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $72.04 to $73.03, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 28, 2016 Filed Jun 30, 2016 21:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 1,800 | $73.09 | $131,562.00 |
DisclosureSEC source: 0000014272-16-000432 · wf-form4_146732294447247.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,394.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $73.05 to $73.16, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 28, 2016 Filed Jun 30, 2016 21:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 1,100 | $71.94 | $79,134.00 |
DisclosureSEC source: 0000014272-16-000432 · wf-form4_146732294447247.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,994.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.85 to $72.06, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 28, 2016 Filed Jun 30, 2016 21:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 10,500 | $71.40 | $749,700.00 |
DisclosureSEC source: 0000014272-16-000432 · wf-form4_146732294447247.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,094.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $70.83 to $71.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 05, 2016 Filed May 6, 2016 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,600 | $70.59 | $818,844.00 |
DisclosureSEC source: 0000014272-16-000411 · wf-form4_146256798425439.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,594.001 F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $70.10 to $70.995, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 04, 2016 Filed May 6, 2016 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,600 | $70.48 | $817,568.00 |
DisclosureSEC source: 0000014272-16-000411 · wf-form4_146256798425439.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,194.001 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $70.20 to $70.94, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 02, 2016 Filed May 4, 2016 21:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 134,720 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0000014272-16-000405 · wf-form4_146239730665735.xml · derivative · entry 7 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, $0.10 par value · 134,720 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007. Read SEC document |
| May 02, 2016 Filed May 4, 2016 21:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 100,000 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0000014272-16-000405 · wf-form4_146239730665735.xml · derivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 100,000 shares Expires 2016-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006. Read SEC document |
| May 02, 2016 Filed May 4, 2016 21:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 134,720 | $71.87 | $9,682,191.68 |
DisclosureSEC source: 0000014272-16-000405 · wf-form4_146239730665735.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,794.001 F1 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.59 to $72.13, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.59 to $72.13, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 02, 2016 Filed May 4, 2016 21:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 100,000 | $71.89 | $7,188,600.00 |
DisclosureSEC source: 0000014272-16-000405 · wf-form4_146239730665735.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,514.001 F1 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.59 to $72.13, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.59 to $72.13, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 02, 2016 Filed May 4, 2016 21:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 134,720 | $27.01 | $3,638,787.20 |
DisclosureSEC source: 0000014272-16-000405 · wf-form4_146239730665735.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,514.001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2016 Filed May 4, 2016 21:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 100,000 | $24.74 | $2,474,000.00 |
DisclosureSEC source: 0000014272-16-000405 · wf-form4_146239730665735.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,794.001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2016 Filed Apr 6, 2016 20:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 200 | $66.70 | $13,340.00 |
DisclosureSEC source: 0000014272-16-000391 · wf-form4_145997388342731.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,794.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.65 to $66.745, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 05, 2016 Filed Apr 6, 2016 20:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,400 | $65.99 | $752,286.00 |
DisclosureSEC source: 0000014272-16-000391 · wf-form4_145997388342731.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,994.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.63 to $66.59, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 04, 2016 Filed Apr 6, 2016 20:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 4,700 | $66.08 | $310,576.00 |
DisclosureSEC source: 0000014272-16-000391 · wf-form4_145997388342731.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,394.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.955 to $66.30, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 04, 2016 Filed Apr 6, 2016 20:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 6,900 | $65.60 | $452,640.00 |
DisclosureSEC source: 0000014272-16-000391 · wf-form4_145997388342731.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,094.001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.96 to $65.94, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 31, 2016 Filed Jul 5, 2016 22:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantCommon Stock, $0.10 par value | 831 | $63.88 | $53,084.28 |
DisclosureSEC source: 0000014272-16-000434 · wf-form4_146775642077481.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,825.001 F1 · shares: Shares awarded to Mr. Andreotti for service as Non-Executive Chairman. Read SEC document |
| March 15, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 54,489.425 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000368 · wf-form4_145800620684301.xml · derivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,760.567 Underlying: Common Stock, $0.10 par value · 54,489.425 shares Expires 2016-03-10 F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F4 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 204,447.001 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000368 · wf-form4_145800620684301.xml · derivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 204,447.001 shares Expires 2016-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F1 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 4,686.434 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000368 · wf-form4_145800620684301.xml · derivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,447.001 Underlying: Common Stock, $0.10 par value · 4,686.434 shares Expires 2016-03-10 F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F6 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 114,107 | $64.94 | $7,410,108.58 |
DisclosureSEC source: 0000014272-16-000368 · wf-form4_145800620684301.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,994.001 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 204,447.001 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000368 · wf-form4_145800620684301.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,101.001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. Read SEC document |
| March 09, 2016 Filed Mar 10, 2016 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 200 | $66.35 | $13,270.00 |
DisclosureSEC source: 0000014272-16-000344 · wf-form4_145764579494061.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,654 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.25 to $66.45, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2016 Filed Mar 10, 2016 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,400 | $65.35 | $744,990.00 |
DisclosureSEC source: 0000014272-16-000344 · wf-form4_145764579494061.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,854 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.04 to $65.94, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2016 Filed Mar 10, 2016 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,600 | $66.06 | $766,296.00 |
DisclosureSEC source: 0000014272-16-000344 · wf-form4_145764579494061.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,254 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.74 to $66.31, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2016 Filed Feb 16, 2016 21:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 500 | $60.18 | $30,090.00 |
DisclosureSEC source: 0000014272-16-000291 · wf-form4_145565830079780.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,854 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.18 to $60.19, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2016 Filed Feb 16, 2016 21:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,100 | $59.69 | $662,559.00 |
DisclosureSEC source: 0000014272-16-000291 · wf-form4_145565830079780.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,354 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.17 to $60.15, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2016 Filed Feb 16, 2016 21:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 300 | $60.08 | $18,024.00 |
DisclosureSEC source: 0000014272-16-000291 · wf-form4_145565830079780.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,454 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.02 to $60.11, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2016 Filed Feb 16, 2016 21:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,300 | $59.50 | $672,350.00 |
DisclosureSEC source: 0000014272-16-000291 · wf-form4_145565830079780.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,754 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.97 to $59.88, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 63,713 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · derivative · entry 13 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 63,713 shares Expires 2016-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 55,227 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · derivative · entry 12 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 55,227 shares Expires 2016-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 29,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · derivative · entry 11 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 29,240 shares Expires 2016-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 42,858 | $59.70 | $2,558,622.60 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 9 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,054 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 13,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 8 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,912 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 63,713 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 7 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 54,993 | $59.70 | $3,283,082.10 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,107 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 43,237 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,100 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 55,227 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 30,268 | $59.70 | $1,806,999.60 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,636 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 29,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,904 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 21:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 29,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000285 · wf-form4_145496709380150.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These market share units vested in connection with the reporting person's retirement as the Company's Chief Executive Officer as of August 3, 2015. However, the reporting person was not entitled to receipt of the shares underlying this portion of the original award until the 409A deferral period lapsed on February 4, 2016. Read SEC document |
| February 01, 2016 Filed Feb 3, 2016 21:59 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantDeferred Share Units · Derivative | 2,795.133 | $60.82 | $169,999.99 |
DisclosureSEC source: 0000014272-16-000276 · wf-form4_145453677448447.xml · derivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,020.759 Underlying: Common Stock, $0.10 par value · 2,795.133 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 05, 2016 Filed Jan 6, 2016 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 600 | $68.78 | $41,268.00 |
DisclosureSEC source: 0000014272-16-000257 · wf-form4_145211642895188.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,424 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.73 to $68.85, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 05, 2016 Filed Jan 6, 2016 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,000 | $68.16 | $749,760.00 |
DisclosureSEC source: 0000014272-16-000257 · wf-form4_145211642895188.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,024 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.66 to $68.57, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 100 | $67.52 | $6,752.00 |
DisclosureSEC source: 0000014272-16-000257 · wf-form4_145211642895188.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,024 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,500 | $66.92 | $769,580.00 |
DisclosureSEC source: 0000014272-16-000257 · wf-form4_145211642895188.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,124 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.40 to $67.35, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 31, 2015 Filed Jan 5, 2016 23:21 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantCommon Stock, $0.10 par value | 772 | $68.79 | $53,105.88 |
DisclosureSEC source: 0000014272-16-000252 · wf-form4_145203609677312.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,624 F1 · shares: Shares awarded to Mr. Andreotti for service as Non-Executive Chairman. Read SEC document |
| December 15, 2015 Filed Dec 16, 2015 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,600 | $70.05 | $812,580.00 |
DisclosureSEC source: 0000014272-15-000243 · wf-form4_145030194039025.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,852 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.46 to $70.43, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2015 Filed Dec 16, 2015 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 300 | $68.52 | $20,556.00 |
DisclosureSEC source: 0000014272-15-000243 · wf-form4_145030194039025.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,452 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.44 to $68.575, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2015 Filed Dec 16, 2015 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 11,300 | $67.99 | $768,287.00 |
DisclosureSEC source: 0000014272-15-000243 · wf-form4_145030194039025.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,752 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.44 to $68.295, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.