person · Reporting owner
SCHAEPE CHRISTOPHER J
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEROHIVE NETWORKS, INCHIVE · Entity 155534 | Director | December 12, 2018 | December 14, 2018 |
| Forty Seven, Inc.FTSV · Entity 16035 | Director · 10% owner | August 16, 2018 | August 20, 2018 |
| Nutanix, Inc.NTNX · Entity 3296 | 10% owner | March 28, 2018 | March 30, 2018 |
| Tintri, Inc.TNTR · Entity 165007 | Director · 10% owner | February 26, 2018 | March 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEROHIVE NETWORKS, INC
Report date December 12, 2018 · Filed December 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P. | 0 |
Reported balance
After 2018-12-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-12-12 · Other · Disposed 628,277 · Balance 0 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner VII, L.P. | 0 |
Last balance in matching sequence
After 2018-12-12 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-12-12 · Other · Acquired 130,678 · Balance 130,678 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII. Row 3 · 2018-12-12 · Other · Disposed 130,678 · Balance 0 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII. |
| Common StockSEC Table I · non-derivative | IndirectBy The Schaepe-Chiu Living Trust dated November 5, 1997 | 224,802 |
Reported balance
After 2018-12-12 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-12-12 · Other · Acquired 19,145 · Balance 224,802 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VIII, L.P. | 0 |
Last balance in matching sequence
After 2018-12-14 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2018-12-13 · Sale · Disposed 5,094 · Balance 5,098 F7: These sales were executed in multiple trades at prices ranging from $3.40 to $3.555. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F8: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Row 6 · 2018-12-14 · Sale · Disposed 5,098 · Balance 0 F9: These sales were executed in multiple trades at prices ranging from $3.36 to $3.51. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F8: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 124,195 |
Reported balance
Holding disclosure · report date 2018-12-12 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 124,195 F10: Includes 30,352 restricted stock units (RSUs), each of which represents the right to receive, following vesting, one share of Common Stock of Aerohive Networks. 100% of the RSUs shall vest on the earlier of (a) the one-year anniversary of the grant date, (b) the date immediately preceding the Aerohive Networks 2019 Annual Meeting of Stockholders, subject to the Participant continuing through such date to be a Service Provider, or (c) upon a Change in Control (as that term is defined in the Company's 2014 Equity Incentive Plan). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F3: The shares are held of record by Lightspeed VII.
F4: The shares are held of record by LGP VII.
F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F6: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
F7: These sales were executed in multiple trades at prices ranging from $3.40 to $3.555. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F8: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F9: These sales were executed in multiple trades at prices ranging from $3.36 to $3.51. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F10: Includes 30,352 restricted stock units (RSUs), each of which represents the right to receive, following vesting, one share of Common Stock of Aerohive Networks. 100% of the RSUs shall vest on the earlier of (a) the one-year anniversary of the grant date, (b) the date immediately preceding the Aerohive Networks 2019 Annual Meeting of Stockholders, subject to the Participant continuing through such date to be a Service Provider, or (c) upon a Change in Control (as that term is defined in the Company's 2014 Equity Incentive Plan).
Forty Seven, Inc.
Report date August 16, 2018 · Filed August 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Schaepe-Chiu Investments I LP - Fund 1 | 66,542 |
Reported balance
After 2018-08-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-16 · Purchase · Acquired 66,542 · Balance 66,542 F1: The price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $14.79 to $15.25, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F2: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Reporting Person serves as co-trustee of the general partner of such entity. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 67,036 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 67,036 F3: Shares are held by Lightspeed Affiliates X, L.P., or Lightspeed Affiliates. F4: Lightspeed General Partner X, L.P., or Lightspeed GP X, is the general partner of Lightspeed X and Lightspeed Affiliates. Lightspeed Ultimate General Partner X, Ltd., or Lightspeed UGP X, is the general partner of Lightspeed GP X. Christopher J. Schaepe, Barry Eggers, Ravi Mhatre, Peter Nieh and Jeremy Liew are the directors of Lightspeed UGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 2,474,368 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,474,368 F4: Lightspeed General Partner X, L.P., or Lightspeed GP X, is the general partner of Lightspeed X and Lightspeed Affiliates. Lightspeed Ultimate General Partner X, Ltd., or Lightspeed UGP X, is the general partner of Lightspeed GP X. Christopher J. Schaepe, Barry Eggers, Ravi Mhatre, Peter Nieh and Jeremy Liew are the directors of Lightspeed UGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. F5: Shares are held by Lightspeed Venture Partners X, L.P., or Lightspeed X. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select II, L.P. | 1,784,269 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,784,269 F6: Shares are held by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Select II GP, is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd., or Select II UGP, is the general partner of Select II GP. Messrs. Schaepe, Eggers, Mhatre, Nieh and Liew are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $14.79 to $15.25, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
F2: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Reporting Person serves as co-trustee of the general partner of such entity.
F3: Shares are held by Lightspeed Affiliates X, L.P., or Lightspeed Affiliates.
F4: Lightspeed General Partner X, L.P., or Lightspeed GP X, is the general partner of Lightspeed X and Lightspeed Affiliates. Lightspeed Ultimate General Partner X, Ltd., or Lightspeed UGP X, is the general partner of Lightspeed GP X. Christopher J. Schaepe, Barry Eggers, Ravi Mhatre, Peter Nieh and Jeremy Liew are the directors of Lightspeed UGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F5: Shares are held by Lightspeed Venture Partners X, L.P., or Lightspeed X.
F6: Shares are held by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Select II GP, is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd., or Select II UGP, is the general partner of Select II GP. Messrs. Schaepe, Eggers, Mhatre, Nieh and Liew are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Nutanix, Inc.
Report date March 28, 2018 · Filed March 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997 | 113,955 |
Reported balance
After 2018-03-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-03-28 · Sale · Disposed 100,000 · Balance 113,955 F1: These sales were executed in multiple trades at prices ranging from $47.75 to $48.49. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F2: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Schaepe-Chiu Investments I LP - Fund 1 | 152,075 |
Reported balance
Holding disclosure · report date 2018-03-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 152,075 F3: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: These sales were executed in multiple trades at prices ranging from $47.75 to $48.49. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F2: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
F3: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
Tintri, Inc.
Report date February 26, 2018 · Filed March 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Note Purchase Agreement (obligations to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.00 | Indirectsee footnote | 0 |
Reported balance
After 2018-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-26 · Other · Disposed 4,275,000 · Balance 0 F1: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock. F2: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F3: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock.
F2: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share.
F3: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").
F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guardant Health, Inc.
Report date October 09, 2018 · Filed October 11, 2018
Jointly reported with Lightspeed Ultimate General Partner X, Ltd., Lightspeed Affiliates X, L.P., Lightspeed Venture Partners X, L.P., Lightspeed General Partner X, L.P., Eggers Barry, Liew Jeremy, Mhatre Ravi, Nieh Peter
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 58,458 |
Reported balance
After 2018-10-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-09 · Conversion · Acquired 58,458 · Balance 58,458 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 1,169,163 |
Reported balance
After 2018-10-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-09 · Conversion · Acquired 1,169,163 · Balance 1,169,163 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Lightspeed Affiliates X, L.P. | 0 |
Reported balance
After 2018-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-09 · Conversion · Disposed 58,458 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners X, L.P. | 0 |
Reported balance
After 2018-10-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-09 · Conversion · Disposed 1,169,163 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
MULESOFT, INC
Report date May 01, 2018 · Filed May 03, 2018
Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., Lightspeed Ultimate General Partner VII, Ltd., Eggers Barry, Nieh Peter
Section 16 reporting ended · disclosed 2018-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P. | 0 |
Last balance in matching sequence
After 2018-05-01 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-05-01 · Conversion · Acquired 10,847,715 · Balance 10,847,715 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 3 · 2018-05-01 · Other · Disposed 10,847,715 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Last balance in matching sequence
After 2018-05-01 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-05-01 · Conversion · Acquired 3,171,808 · Balance 3,171,808 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 4 · 2018-05-01 · Other · Disposed 3,171,808 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008 | 0 |
Reported balance
After 2018-05-01 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-05-01 · Other · Disposed 4,099 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4. F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Peter Y. Nieh | 0 |
Reported balance
After 2018-05-01 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-05-01 · Other · Disposed 170,647 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997 | 0 |
Reported balance
After 2018-05-01 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-05-01 · Other · Disposed 164,330 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4. F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Investments LP - Fund 3 | 0 |
Reported balance
After 2018-05-01 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2018-05-01 · Other · Disposed 945 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Schaepe-Chiu Investments I LP - Fund 2 | 0 |
Reported balance
After 2018-05-01 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2018-05-01 · Other · Disposed 567 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners VII, L.P. | 0 |
Reported balance
After 2018-05-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-05-01 · Conversion · Disposed 10,847,715 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Reported balance
After 2018-05-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-05-01 · Conversion · Disposed 3,171,808 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock.
F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock.
F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4.
F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4.
F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4.
F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.
F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.
Stitch Fix, Inc.
Report date September 06, 2018 · Filed September 10, 2018
Jointly reported with LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Mhatre Ravi, Nieh Peter
Section 16 reporting ended · disclosed 2018-09-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VIII, L.P. | 0 |
Last balance in matching sequence
After 2018-09-06 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-09-06 · Conversion · Acquired 1,148,686 · Balance 1,148,686 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Row 2 · 2018-09-06 · Other · Disposed 1,148,686 · Balance 0 F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner VIII, L.P. | 0 |
Last balance in matching sequence
After 2018-09-06 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2018-09-06 · Other · Acquired 246,032 · Balance 246,032 F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F6: Shares held by LGP VIII. F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Row 4 · 2018-09-06 · Other · Disposed 246,032 · Balance 0 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: Shares held by LGP VIII. F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Eggers Investments, L.P. - Fund 1 | 31,886 |
Reported balance
After 2018-09-06 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-09-06 · Other · Acquired 31,886 · Balance 31,886 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8: Shares held by Eggers Investments, L.P. - Fund 1. Barry Eggers serves as trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 1 | 65,992 |
Reported balance
After 2018-09-06 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-09-06 · Other · Acquired 32,996 · Balance 65,992 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F9: Shares held by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 1 | 95,858 |
Reported balance
After 2018-09-06 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-09-06 · Other · Acquired 31,886 · Balance 95,858 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F10: Includes 200 shares held by Peter Nieh's wife. F11: Shares held by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Schaepe-Chiu Investments I LP - Fund 1 | 127,544 |
Reported balance
After 2018-09-06 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2018-09-06 · Other · Acquired 31,886 · Balance 127,544 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F12: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnotes | 2,297,368 |
Reported balance
After 2018-09-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-09-06 · Conversion · Disposed 1,148,686 · Balance 2,297,368 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or
F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.
F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").
F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).
F6: Shares held by LGP VIII.
F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F8: Shares held by Eggers Investments, L.P. - Fund 1. Barry Eggers serves as trustee of the general partner of such entity.
F9: Shares held by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity.
F10: Includes 200 shares held by Peter Nieh's wife.
F11: Shares held by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.
F12: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2018 Filed May 3, 2018 18:55 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 10,847,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F4 · kind: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F4 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F2 · ownership.nature: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| May 01, 2018 Filed May 3, 2018 18:55 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 3,171,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 3,171,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · price: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3 · ownership.nature: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| May 01, 2018 Filed May 3, 2018 18:55 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 10,847,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 10,847,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · price: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2 · ownership.nature: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 18:00 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 100,000 | $48.14 | $4,813,760.00 |
DisclosureSEC source: 0001104659-18-021578 · a4.xml · nonDerivative · entry 1 SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 113,955 F1 · price: These sales were executed in multiple trades at prices ranging from $47.75 to $48.49. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F2 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| February 26, 2018 Filed Mar 2, 2018 17:33 UTC | Tintri, Inc. TNTR · Entity 165007 | OtherNote Purchase Agreement (obligations to purchase) · Derivative | 4,275,000 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015877 · doc4.xml · derivative · entry 1 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Common Stock · 610,714 shares Expires not disclosed F1 · kind: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock. F2 · shares: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F1 · derivative.exercise_date: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock. F1 · derivative.expiration_date: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock. F1 · derivative.underlying_shares: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock. F3 · ownership.nature: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:12 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013148 · doc4.xml · derivative · entry 10 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture partners VII, L.P. Disclosed balance after: 10,847,715 Underlying: Class A Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.exercise_date: Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.expiration_date: Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:12 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 56,359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 7 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 172,415 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:12 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 56,359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Peter Y. Nieh Disclosed balance after: 172,037 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:12 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 56,359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 56,359 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:12 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 386,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:12 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 386,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 386,250 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:12 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:12 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Lightspeed Venture Partners VII, L.P. Disclosed balance after: 1,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 20:02 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064281 · doc4.xml · derivative · entry 10 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture partners VII, L.P. Disclosed balance after: 12,347,715 Underlying: Class A Common Stock · 1,700,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.exercise_date: Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.expiration_date: Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 20:02 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 7 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 116,056 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 20:02 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Peter Y. Nieh Disclosed balance after: 115,678 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 20:02 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 20:02 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 395,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 20:02 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 395,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 395,670 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 20:02 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 20:02 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Lightspeed Venture Partners VII, L.P. Disclosed balance after: 1,700,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · derivative · entry 19 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 3,171,808 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · derivative · entry 18 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture partners VII, L.P. Disclosed balance after: 14,047,715 Underlying: Class A Common Stock · 1,700,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 17 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By John Vrionis Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 16 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeremy Liew Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 15 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Schaepe-Chiu Investments I LP - Fund 2 Disclosed balance after: 567 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F16 · ownership.nature: The shares are held of record by Schaepe-Chiu Investments I LP-Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 14 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 378 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 13 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Investments LP - Fund 3 Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F15 · ownership.nature: The shares are held of record by Nieh Family Investments LP-Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 12 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Eggers Investments LP - Fund 2 Disclosed balance after: 945 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F14 · ownership.nature: The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 6,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 11 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner Select, L.P. Disclosed balance after: 0 F13 · kind: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F13 · price: Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis). F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12 · ownership.nature: The shares are held of record by LGP Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 6,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 10 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner Select, L.P. Disclosed balance after: 6,033 F11 · kind: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F11 · price: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F12 · ownership.nature: The shares are held of record by LGP Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 9 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 0 F11 · kind: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F11 · price: Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select). F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 8 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 400,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F9 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F10 · ownership.nature: The shares are held of record by Lightspeed Select. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 7 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Peter Y. Nieh Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 57,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 395,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 395,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 395,670 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass A Common Stock | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 02:24 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 1,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062958 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Vrionis John · CIK 0001700541 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Lightspeed Venture Partners VII, L.P. Disclosed balance after: 1,700,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 08:01 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | ConversionClass B Common Stock · Derivative | 10,338,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062236 · doc4.xml · derivative · entry 4 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 10,338,170 Underlying: Class A Common Stock · 10,338,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 08:01 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | ConversionSeries C Preferred Stock · Derivative | 448,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062236 · doc4.xml · derivative · entry 3 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 448,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series C Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date. F5 · derivative.exercise_date: The Series C Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date. F5 · derivative.expiration_date: The Series C Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date. F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 08:01 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | ConversionSeries A-1 Preferred Stock · Derivative | 1,554,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062236 · doc4.xml · derivative · entry 2 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 1,554,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series A-1 Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A-1 Preferred Stock had no expiration date. F4 · derivative.exercise_date: The Series A-1 Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A-1 Preferred Stock had no expiration date. F4 · derivative.expiration_date: The Series A-1 Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A-1 Preferred Stock had no expiration date. F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 08:01 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | ConversionSeries A Preferred Stock · Derivative | 8,335,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062236 · doc4.xml · derivative · entry 1 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 8,335,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 19:16 UTC | Tintri, Inc. TNTR · Entity 165007 | OtherNote Purchase Agreement (obligation to purchase) · Derivative | Not disclosed | $0.00 Strike: $7.00 | $4,275,000.00 |
DisclosureSEC source: 0001209191-17-044691 · doc4.xml · derivative · entry 25 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 610,714 Underlying: Common Stock · 610,714 shares Expires not disclosed F17 · derivative.exercise_date: At any time on or after December 1, 2019, upon the election of the Issuer pursuant to the approval of a majority of the members of the Issuer's board of directors and subject to the terms and conditions of any outstanding Note(s), any outstanding principal amount of the Note(s) and all accrued and unpaid interest on the Note(s) shall automatically convert into fully paid and nonassessable shares of common stock at the initial public offering price of $7.00 per share. F18 · derivative.expiration_date: The Issuer's right to draw funds under the Note Purchase Agreement and to cause any resulting Note(s) to convert into common stock will expire on December 1, 2019. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, shall be due and payable on the earlier of (i) 540 days from the date of issuance of such Note(s), or (ii) when, upon the occurrence and during the continuance of an Event of Default (as defined in such Note(s)), such amounts are declared due and payable by Reporting Person or made automatically due and payable, in each case, in accordance with the terms of such Note(s). F19 · ownership.nature: 3. See Exhibit 99.1 Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 19:16 UTC | Tintri, Inc. TNTR · Entity 165007 | ConversionSeries F-2 Preferred Stock · Derivative | 113,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044691 · doc4.xml · derivative · entry 24 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 190,978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Series F-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock had no expiration date. F8 · derivative.exercise_date: The Series F-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock had no expiration date. F8 · derivative.expiration_date: The Series F-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock had no expiration date. F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 19:16 UTC | Tintri, Inc. TNTR · Entity 165007 | ConversionSeries E-1 Preferred Stock · Derivative | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044691 · doc4.xml · derivative · entry 23 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 140,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Series E-1 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock had no expiration date. F7 · derivative.exercise_date: The Series E-1 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock had no expiration date. F7 · derivative.expiration_date: The Series E-1 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock had no expiration date. F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 19:16 UTC | Tintri, Inc. TNTR · Entity 165007 | ConversionSeries E-2 Preferred Stock · Derivative | 208,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044691 · doc4.xml · derivative · entry 22 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 350,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series E-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock had no expiration date. F6 · derivative.exercise_date: The Series E-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock had no expiration date. F6 · derivative.expiration_date: The Series E-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock had no expiration date. F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 19:16 UTC | Tintri, Inc. TNTR · Entity 165007 | ConversionSeries D Preferred Stock · Derivative | 217,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044691 · doc4.xml · derivative · entry 21 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 217,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock had no expiration date. F5 · derivative.exercise_date: The Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock had no expiration date. F5 · derivative.expiration_date: The Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock had no expiration date. F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 19:16 UTC | Tintri, Inc. TNTR · Entity 165007 | ConversionSeries C Preferred Stock · Derivative | 580,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044691 · doc4.xml · derivative · entry 20 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 580,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date. F4 · derivative.exercise_date: The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date. F4 · derivative.expiration_date: The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date. F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.