person · Reporting owner

SCHAEPE CHRISTOPHER J

Disclosed activity across 7 companies

Tapewire entity: 161743
SEC CIK: 0001185068

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AEROHIVE NETWORKS, INCHIVE · Entity 155534	Director	December 12, 2018	December 14, 2018
Forty Seven, Inc.FTSV · Entity 16035	Director · 10% owner	August 16, 2018	August 20, 2018
Nutanix, Inc.NTNX · Entity 3296	10% owner	March 28, 2018	March 30, 2018
Tintri, Inc.TNTR · Entity 165007	Director · 10% owner	February 26, 2018	March 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEROHIVE NETWORKS, INC

Report date December 12, 2018 · Filed December 14, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VII, L.P.	0	Reported balance After 2018-12-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-12-12 · Other · Disposed 628,277 · Balance 0 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII.
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed General Partner VII, L.P.	0	Last balance in matching sequence After 2018-12-12 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2018-12-12 · Other · Acquired 130,678 · Balance 130,678 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII. Row 3 · 2018-12-12 · Other · Disposed 130,678 · Balance 0 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII.
Common StockSEC Table I · non-derivative	IndirectBy The Schaepe-Chiu Living Trust dated November 5, 1997	224,802	Reported balance After 2018-12-12 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-12-12 · Other · Acquired 19,145 · Balance 224,802 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VIII, L.P.	0	Last balance in matching sequence After 2018-12-14 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 5 · 2018-12-13 · Sale · Disposed 5,094 · Balance 5,098 F7: These sales were executed in multiple trades at prices ranging from $3.40 to $3.555. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F8: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Row 6 · 2018-12-14 · Sale · Disposed 5,098 · Balance 0 F9: These sales were executed in multiple trades at prices ranging from $3.36 to $3.51. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F8: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	124,195	Reported balance Holding disclosure · report date 2018-12-12 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 124,195 F10: Includes 30,352 restricted stock units (RSUs), each of which represents the right to receive, following vesting, one share of Common Stock of Aerohive Networks. 100% of the RSUs shall vest on the earlier of (a) the one-year anniversary of the grant date, (b) the date immediately preceding the Aerohive Networks 2019 Annual Meeting of Stockholders, subject to the Participant continuing through such date to be a Service Provider, or (c) upon a Change in Control (as that term is defined in the Company's 2014 Equity Incentive Plan).

Filing footnotes · ownership attribution and instrument terms

F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

F4: The shares are held of record by LGP VII.

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

F7: These sales were executed in multiple trades at prices ranging from $3.40 to $3.555. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F8: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F9: These sales were executed in multiple trades at prices ranging from $3.36 to $3.51. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F10: Includes 30,352 restricted stock units (RSUs), each of which represents the right to receive, following vesting, one share of Common Stock of Aerohive Networks. 100% of the RSUs shall vest on the earlier of (a) the one-year anniversary of the grant date, (b) the date immediately preceding the Aerohive Networks 2019 Annual Meeting of Stockholders, subject to the Participant continuing through such date to be a Service Provider, or (c) upon a Change in Control (as that term is defined in the Company's 2014 Equity Incentive Plan).

Forty Seven, Inc.

Report date August 16, 2018 · Filed August 20, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Schaepe-Chiu Investments I LP - Fund 1	66,542	Reported balance After 2018-08-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-08-16 · Purchase · Acquired 66,542 · Balance 66,542 F1: The price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $14.79 to $15.25, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F2: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Reporting Person serves as co-trustee of the general partner of such entity.
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Affiliates X, L.P.	67,036	Reported balance Holding disclosure · report date 2018-08-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 67,036 F3: Shares are held by Lightspeed Affiliates X, L.P., or Lightspeed Affiliates. F4: Lightspeed General Partner X, L.P., or Lightspeed GP X, is the general partner of Lightspeed X and Lightspeed Affiliates. Lightspeed Ultimate General Partner X, Ltd., or Lightspeed UGP X, is the general partner of Lightspeed GP X. Christopher J. Schaepe, Barry Eggers, Ravi Mhatre, Peter Nieh and Jeremy Liew are the directors of Lightspeed UGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners X, L.P.	2,474,368	Reported balance Holding disclosure · report date 2018-08-16 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 2,474,368 F4: Lightspeed General Partner X, L.P., or Lightspeed GP X, is the general partner of Lightspeed X and Lightspeed Affiliates. Lightspeed Ultimate General Partner X, Ltd., or Lightspeed UGP X, is the general partner of Lightspeed GP X. Christopher J. Schaepe, Barry Eggers, Ravi Mhatre, Peter Nieh and Jeremy Liew are the directors of Lightspeed UGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. F5: Shares are held by Lightspeed Venture Partners X, L.P., or Lightspeed X.
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners Select II, L.P.	1,784,269	Reported balance Holding disclosure · report date 2018-08-16 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,784,269 F6: Shares are held by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Select II GP, is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd., or Select II UGP, is the general partner of Select II GP. Messrs. Schaepe, Eggers, Mhatre, Nieh and Liew are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $14.79 to $15.25, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Reporting Person serves as co-trustee of the general partner of such entity.

F3: Shares are held by Lightspeed Affiliates X, L.P., or Lightspeed Affiliates.

F4: Lightspeed General Partner X, L.P., or Lightspeed GP X, is the general partner of Lightspeed X and Lightspeed Affiliates. Lightspeed Ultimate General Partner X, Ltd., or Lightspeed UGP X, is the general partner of Lightspeed GP X. Christopher J. Schaepe, Barry Eggers, Ravi Mhatre, Peter Nieh and Jeremy Liew are the directors of Lightspeed UGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F5: Shares are held by Lightspeed Venture Partners X, L.P., or Lightspeed X.

F6: Shares are held by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Select II GP, is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd., or Select II UGP, is the general partner of Select II GP. Messrs. Schaepe, Eggers, Mhatre, Nieh and Liew are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Nutanix, Inc.

Report date March 28, 2018 · Filed March 30, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997	113,955	Reported balance After 2018-03-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-03-28 · Sale · Disposed 100,000 · Balance 113,955 F1: These sales were executed in multiple trades at prices ranging from $47.75 to $48.49. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F2: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy Schaepe-Chiu Investments I LP - Fund 1	152,075	Reported balance Holding disclosure · report date 2018-03-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 152,075 F3: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Filing footnotes · ownership attribution and instrument terms

F1: These sales were executed in multiple trades at prices ranging from $47.75 to $48.49. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F2: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

F3: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Tintri, Inc.

Report date February 26, 2018 · Filed March 02, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Note Purchase Agreement (obligations to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.00	Indirectsee footnote	0	Reported balance After 2018-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2018-02-26 · Other · Disposed 4,275,000 · Balance 0 F1: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock. F2: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F3: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock.

F2: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share.

F3: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Guardant Health, Inc.

Report date October 09, 2018 · Filed October 11, 2018

Jointly reported with Lightspeed Ultimate General Partner X, Ltd., Lightspeed Affiliates X, L.P., Lightspeed Venture Partners X, L.P., Lightspeed General Partner X, L.P., Eggers Barry, Liew Jeremy, Mhatre Ravi, Nieh Peter

Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	IndirectBy Lightspeed Affiliates X, L.P.	58,458	Reported balance After 2018-10-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-10-09 · Conversion · Acquired 58,458 · Balance 58,458 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
COMMON STOCKSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners X, L.P.	1,169,163	Reported balance After 2018-10-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-10-09 · Conversion · Acquired 1,169,163 · Balance 1,169,163 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security	IndirectBy Lightspeed Affiliates X, L.P.	0	Reported balance After 2018-10-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-10-09 · Conversion · Disposed 58,458 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners X, L.P.	0	Reported balance After 2018-10-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-10-09 · Conversion · Disposed 1,169,163 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

MULESOFT, INC

Report date May 01, 2018 · Filed May 03, 2018

Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., Lightspeed Ultimate General Partner VII, Ltd., Eggers Barry, Nieh Peter

Section 16 reporting ended · disclosed 2018-05-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VII, L.P.	Last balance in matching sequence After 2018-05-01 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2018-05-01 · Conversion · Acquired 10,847,715 · Balance 10,847,715 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 3 · 2018-05-01 · Other · Disposed 10,847,715 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners Select, L.P.	Last balance in matching sequence After 2018-05-01 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2018-05-01 · Conversion · Acquired 3,171,808 · Balance 3,171,808 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 4 · 2018-05-01 · Other · Disposed 3,171,808 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008	Reported balance After 2018-05-01 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2018-05-01 · Other · Disposed 4,099 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4. F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy Peter Y. Nieh	Reported balance After 2018-05-01 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2018-05-01 · Other · Disposed 170,647 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4.
Class A Common StockSEC Table I · non-derivative	IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997	Reported balance After 2018-05-01 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2018-05-01 · Other · Disposed 164,330 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4. F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy Nieh Investments LP - Fund 3	Reported balance After 2018-05-01 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2018-05-01 · Other · Disposed 945 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.
Class A Common StockSEC Table I · non-derivative	IndirectBy Schaepe-Chiu Investments I LP - Fund 2	Reported balance After 2018-05-01 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2018-05-01 · Other · Disposed 567 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners VII, L.P.	Reported balance After 2018-05-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2018-05-01 · Conversion · Disposed 10,847,715 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners Select, L.P.	Reported balance After 2018-05-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2018-05-01 · Conversion · Disposed 3,171,808 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock.

F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.

F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.

F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock.

F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4.

F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4.

F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4.

F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.

F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.

Stitch Fix, Inc.

Report date September 06, 2018 · Filed September 10, 2018

Jointly reported with LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Mhatre Ravi, Nieh Peter

Section 16 reporting ended · disclosed 2018-09-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VIII, L.P.	0	Last balance in matching sequence After 2018-09-06 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2018-09-06 · Conversion · Acquired 1,148,686 · Balance 1,148,686 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Row 2 · 2018-09-06 · Other · Disposed 1,148,686 · Balance 0 F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed General Partner VIII, L.P.	0	Last balance in matching sequence After 2018-09-06 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2018-09-06 · Other · Acquired 246,032 · Balance 246,032 F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F6: Shares held by LGP VIII. F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Row 4 · 2018-09-06 · Other · Disposed 246,032 · Balance 0 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: Shares held by LGP VIII. F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Eggers Investments, L.P. - Fund 1	31,886	Reported balance After 2018-09-06 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2018-09-06 · Other · Acquired 31,886 · Balance 31,886 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8: Shares held by Eggers Investments, L.P. - Fund 1. Barry Eggers serves as trustee of the general partner of such entity.
Class A Common StockSEC Table I · non-derivative	IndirectBy Mhatre Investments LP - Fund 1	65,992	Reported balance After 2018-09-06 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2018-09-06 · Other · Acquired 32,996 · Balance 65,992 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F9: Shares held by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity.
Class A Common StockSEC Table I · non-derivative	IndirectBy Nieh Family Investments LP - Fund 1	95,858	Reported balance After 2018-09-06 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2018-09-06 · Other · Acquired 31,886 · Balance 95,858 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F10: Includes 200 shares held by Peter Nieh's wife. F11: Shares held by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.
Class A Common StockSEC Table I · non-derivative	IndirectBy Schaepe-Chiu Investments I LP - Fund 1	127,544	Reported balance After 2018-09-06 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2018-09-06 · Other · Acquired 31,886 · Balance 127,544 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F12: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee Footnotes	2,297,368	Reported balance After 2018-09-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2018-09-06 · Conversion · Disposed 1,148,686 · Balance 2,297,368 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or

F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).

F6: Shares held by LGP VIII.

F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F8: Shares held by Eggers Investments, L.P. - Fund 1. Barry Eggers serves as trustee of the general partner of such entity.

F9: Shares held by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity.

F10: Includes 200 shares held by Peter Nieh's wife.

F11: Shares held by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.

F12: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 14, 2018 Filed Dec 14, 2018 19:42 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	SaleCommon Stock	5,098	$3.45	$17,569.24	Disclosure SEC source: 0001104659-18-073165 · a4.xml · nonDerivative · entry 6 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P. Disclosed balance after: 0 F9 · price: These sales were executed in multiple trades at prices ranging from $3.36 to $3.51. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F8 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
December 13, 2018 Filed Dec 14, 2018 19:42 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	SaleCommon Stock	5,094	$3.47	$17,663.45	Disclosure SEC source: 0001104659-18-073165 · a4.xml · nonDerivative · entry 5 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P. Disclosed balance after: 5,098 F7 · price: These sales were executed in multiple trades at prices ranging from $3.40 to $3.555. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F8 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Read SEC document
December 12, 2018 Filed Dec 14, 2018 19:42 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,145	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-073165 · a4.xml · nonDerivative · entry 4 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated November 5, 1997 Disclosed balance after: 224,802 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
December 12, 2018 Filed Dec 14, 2018 19:42 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,678	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-073165 · a4.xml · nonDerivative · entry 3 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
December 12, 2018 Filed Dec 14, 2018 19:42 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,678	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-073165 · a4.xml · nonDerivative · entry 2 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,678 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
December 12, 2018 Filed Dec 14, 2018 19:42 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,277	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-073165 · a4.xml · nonDerivative · entry 1 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
December 06, 2018 Filed Dec 10, 2018 19:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-072172 · a4.xml · nonDerivative · entry 4 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated November 5, 1997 Disclosed balance after: 205,657 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
December 06, 2018 Filed Dec 10, 2018 19:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-072172 · a4.xml · nonDerivative · entry 3 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
December 06, 2018 Filed Dec 10, 2018 19:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-072172 · a4.xml · nonDerivative · entry 2 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,679 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
December 06, 2018 Filed Dec 10, 2018 19:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,270	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-072172 · a4.xml · nonDerivative · entry 1 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 628,277 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
November 28, 2018 Filed Nov 29, 2018 18:24 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-070674 · a4.xml · nonDerivative · entry 4 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated November 5, 1997 Disclosed balance after: 186,511 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
November 28, 2018 Filed Nov 29, 2018 18:24 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-070674 · a4.xml · nonDerivative · entry 3 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
November 28, 2018 Filed Nov 29, 2018 18:24 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-070674 · a4.xml · nonDerivative · entry 2 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,679 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
November 28, 2018 Filed Nov 29, 2018 18:24 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,270	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-070674 · a4.xml · nonDerivative · entry 1 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 1,256,547 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
November 16, 2018 Filed Nov 19, 2018 17:08 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-069215 · a4.xml · nonDerivative · entry 4 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated November 5, 1997 Disclosed balance after: 167,365 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
November 16, 2018 Filed Nov 19, 2018 17:08 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-069215 · a4.xml · nonDerivative · entry 3 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
November 16, 2018 Filed Nov 19, 2018 17:08 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-069215 · a4.xml · nonDerivative · entry 2 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,679 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
November 16, 2018 Filed Nov 19, 2018 17:08 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,270	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-069215 · a4.xml · nonDerivative · entry 1 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 1,884,817 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
November 07, 2018 Filed Nov 9, 2018 16:03 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-067390 · a4.xml · nonDerivative · entry 4 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated November 5, 1997 Disclosed balance after: 148,219 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
November 07, 2018 Filed Nov 9, 2018 16:03 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-067390 · a4.xml · nonDerivative · entry 3 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
November 07, 2018 Filed Nov 9, 2018 16:03 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-067390 · a4.xml · nonDerivative · entry 2 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,679 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
November 07, 2018 Filed Nov 9, 2018 16:03 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,270	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-067390 · a4.xml · nonDerivative · entry 1 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 2,513,087 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES C PREFERRED STOCK · Derivative	1,169,163	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012469 · wf-form4_153927861420408.xml · derivative · entry 4 Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners X, L.P. Disclosed balance after: 0 Underlying: COMMON STOCK · 1,169,163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES C PREFERRED STOCK · Derivative	58,458	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012469 · wf-form4_153927861420408.xml · derivative · entry 3 Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Affiliates X, L.P. Disclosed balance after: 0 Underlying: COMMON STOCK · 58,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	1,169,163	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012469 · wf-form4_153927861420408.xml · nonDerivative · entry 2 Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners X, L.P. Disclosed balance after: 1,169,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	58,458	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012469 · wf-form4_153927861420408.xml · nonDerivative · entry 1 Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Affiliates X, L.P. Disclosed balance after: 58,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES E PREFERRED STOCK · Derivative	44,866	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · derivative · entry 6 Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 0 Underlying: COMMON STOCK · 44,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES D PREFERRED STOCK · Derivative	508,497	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · derivative · entry 5 Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 0 Underlying: COMMON STOCK · 508,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES C PREFERRED STOCK · Derivative	2,046,035	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · derivative · entry 4 Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 0 Underlying: COMMON STOCK · 2,046,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	44,866	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · nonDerivative · entry 3 Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 2,599,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	508,497	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · nonDerivative · entry 2 Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 2,554,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:23 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	2,046,035	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012468 · wf-form4_153927856828683.xml · nonDerivative · entry 1 Lightspeed Ultimate General Partner Select, Ltd. · CIK 0001700544 · 10% owner Lightspeed Venture Partners Select, L.P. · CIK 0001602575 · 10% owner Lightspeed General Partner Select, L.P. · CIK 0001700551 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Liew Jeremy · CIK 0001700539 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 2,046,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
September 13, 2018 Filed Sep 14, 2018 20:19 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056977 · a4.xml · nonDerivative · entry 4 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated November 5, 1997 Disclosed balance after: 129,073 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
September 13, 2018 Filed Sep 14, 2018 20:19 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056977 · a4.xml · nonDerivative · entry 3 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
September 13, 2018 Filed Sep 14, 2018 20:19 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056977 · a4.xml · nonDerivative · entry 2 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,679 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
September 13, 2018 Filed Sep 14, 2018 20:19 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,270	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056977 · a4.xml · nonDerivative · entry 1 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 3,141,357 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:29 UTC	Stitch Fix, Inc. SFIX · Entity 5637	ConversionClass B Common Stock · Derivative	1,148,686	$0.00	$0.00	Disclosure SEC source: 0001104659-18-056051 · a4.xml · derivative · entry 9 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,297,368 Underlying: Class A Common Stock · 1,148,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2 · derivative.exercise_price: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2 · kind: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2 · derivative.exercise_date: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2 · derivative.expiration_date: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F3 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:29 UTC	Stitch Fix, Inc. SFIX · Entity 5637	OtherClass A Common Stock	31,886	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056051 · a4.xml · nonDerivative · entry 8 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Schaepe-Chiu Investments I LP - Fund 1 Disclosed balance after: 127,544 F7 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F12 · ownership.nature: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:29 UTC	Stitch Fix, Inc. SFIX · Entity 5637	OtherClass A Common Stock	31,886	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056051 · a4.xml · nonDerivative · entry 7 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Family Investments LP - Fund 1 Disclosed balance after: 95,858 F7 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F10 · balance_after: Includes 200 shares held by Peter Nieh's wife. F11 · ownership.nature: Shares held by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:29 UTC	Stitch Fix, Inc. SFIX · Entity 5637	OtherClass A Common Stock	32,996	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056051 · a4.xml · nonDerivative · entry 6 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mhatre Investments LP - Fund 1 Disclosed balance after: 65,992 F7 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F9 · ownership.nature: Shares held by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:29 UTC	Stitch Fix, Inc. SFIX · Entity 5637	OtherClass A Common Stock	31,886	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056051 · a4.xml · nonDerivative · entry 5 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Eggers Investments, L.P. - Fund 1 Disclosed balance after: 31,886 F7 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.nature: Shares held by Eggers Investments, L.P. - Fund 1. Barry Eggers serves as trustee of the general partner of such entity. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:29 UTC	Stitch Fix, Inc. SFIX · Entity 5637	OtherClass A Common Stock	246,032	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056051 · a4.xml · nonDerivative · entry 4 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VIII, L.P. Disclosed balance after: 0 F7 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: Shares held by LGP VIII. F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:29 UTC	Stitch Fix, Inc. SFIX · Entity 5637	OtherClass A Common Stock	246,032	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056051 · a4.xml · nonDerivative · entry 3 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VIII, L.P. Disclosed balance after: 246,032 F5 · kind: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F5 · price: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F6 · ownership.nature: Shares held by LGP VIII. F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:29 UTC	Stitch Fix, Inc. SFIX · Entity 5637	OtherClass A Common Stock	1,148,686	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056051 · a4.xml · nonDerivative · entry 2 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F5 · price: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F3 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:29 UTC	Stitch Fix, Inc. SFIX · Entity 5637	ConversionClass A Common Stock	1,148,686	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056051 · a4.xml · nonDerivative · entry 1 LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P. Disclosed balance after: 1,148,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2 · kind: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2 · price: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F3 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:30 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056052 · a4.xml · nonDerivative · entry 4 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated November 5, 1997 Disclosed balance after: 109,927 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:30 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056052 · a4.xml · nonDerivative · entry 3 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:30 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056052 · a4.xml · nonDerivative · entry 2 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,679 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
September 06, 2018 Filed Sep 10, 2018 18:30 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,270	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-056052 · a4.xml · nonDerivative · entry 1 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 3,769,627 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:24 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-055108 · a4.xml · nonDerivative · entry 4 SCHAEPE CHRISTOPHER J · CIK 0001185068 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust dated November 5, 1997 Disclosed balance after: 90,781 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.