Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Light & Wonder, Inc.SGMS · Entity 9758 | EVP & Grp Chief Exec Lottery | December 16, 2018 | December 17, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Light & Wonder, Inc.
Report date December 16, 2018 · Filed December 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,000 |
Reported balance
After 2018-12-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-16 · Grant · Acquired 15,000 · Balance 15,000 F1: The restricted stock units are scheduled to vest in three equal annual installments beginning in January, 2020. Each unit converts into a share of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units are scheduled to vest in three equal annual installments beginning in January, 2020. Each unit converts into a share of common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2018 Filed Dec 17, 2018 21:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000204 · wf-form4_154508393735633.xml · derivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in three equal annual installments beginning in January, 2020. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in three equal annual installments beginning in January, 2020. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in three equal annual installments beginning in January, 2020. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:32 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000073 · wf-form4_152520673074713.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,481 Underlying: Common Stock · 5,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award (5,481 shares) is scheduled to vest on April 27, 2019. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award (5,481 shares) is scheduled to vest on April 27, 2019. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award (5,481 shares) is scheduled to vest on April 27, 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:32 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 2,487 | $51.02 | $126,886.74 |
DisclosureSEC source: 0000750004-18-000073 · wf-form4_152520673074713.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,241 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:32 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000073 · wf-form4_152520673074713.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:06 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 14,530 | $0.00 Strike: $41.13 | $0.00 |
DisclosureSEC source: 0000750004-18-000055 · wf-form4_152278957088179.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,530 Underlying: Common Stock · 14,530 shares Expires 2028-03-29 F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2019 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $49.36 (the "Performance Goal") prior to March 20, 2022. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2022, all stock options are forfeited. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:06 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 14,530 | $0.00 Strike: $41.13 | $0.00 |
DisclosureSEC source: 0000750004-18-000055 · wf-form4_152278957088179.xml · derivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,530 Underlying: Common Stock · 14,530 shares Expires 2028-03-29 F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2019. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:06 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 7,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000055 · wf-form4_152278957088179.xml · derivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,344 Underlying: Common Stock · 7,344 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:27 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 3,496 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000035 · wf-form4_152176839307192.xml · derivative · entry 6 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,489 Underlying: Common Stock · 3,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (3,496 shares), 2020 (3,496 shares) and 2021 (3,497 shares). Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (3,496 shares), 2020 (3,496 shares) and 2021 (3,497 shares). Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (3,496 shares), 2020 (3,496 shares) and 2021 (3,497 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:27 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 7,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000035 · wf-form4_152176839307192.xml · derivative · entry 5 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 Underlying: Common Stock · 7,826 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21,2016. The balance of the award is scheduled to vest in two equal installments of 7,826 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21,2016. The balance of the award is scheduled to vest in two equal installments of 7,826 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21,2016. The balance of the award is scheduled to vest in two equal installments of 7,826 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:27 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 1,586 | $46.10 | $73,114.60 |
DisclosureSEC source: 0000750004-18-000035 · wf-form4_152176839307192.xml · nonDerivative · entry 4 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,248 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:27 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 3,496 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000035 · wf-form4_152176839307192.xml · nonDerivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:27 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 3,550 | $46.10 | $163,655.00 |
DisclosureSEC source: 0000750004-18-000035 · wf-form4_152176839307192.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,338 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:27 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 7,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000035 · wf-form4_152176839307192.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:06 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 18,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000021 · wf-form4_152149715073967.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents cliff vesting of the 21,921 restricted stock units granted on 4/27/2015 subject to the achievement of performance criteria over a three-year period. Based on the level of achievement, 84.5% of the RSUs vested and converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents cliff vesting of the 21,921 restricted stock units granted on 4/27/2015 subject to the achievement of performance criteria over a three-year period. Based on the level of achievement, 84.5% of the RSUs vested and converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents cliff vesting of the 21,921 restricted stock units granted on 4/27/2015 subject to the achievement of performance criteria over a three-year period. Based on the level of achievement, 84.5% of the RSUs vested and converted into a share of common stock on a one-for-one basis. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:06 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 8,401 | $45.99 | $386,361.99 |
DisclosureSEC source: 0000750004-18-000021 · wf-form4_152149715073967.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,062 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:06 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 18,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000021 · wf-form4_152149715073967.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2018 Filed Jan 17, 2018 21:37 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000005 · wf-form4_151622502958289.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on January 14, 2016. The balance of the award is scheduled to vest in two equal installments on each of January 14, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on January 14, 2016. The balance of the award is scheduled to vest in two equal installments on each of January 14, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on January 14, 2016. The balance of the award is scheduled to vest in two equal installments on each of January 14, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| January 14, 2018 Filed Jan 17, 2018 21:37 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 5,924 | $53.98 | $319,777.52 |
DisclosureSEC source: 0000750004-18-000005 · wf-form4_151622502958289.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,940 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| January 14, 2018 Filed Jan 17, 2018 21:37 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000005 · wf-form4_151622502958289.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 22:43 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000214 · wf-form4_151398260794156.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 22:43 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 1,799 | $52.13 | $93,781.87 |
DisclosureSEC source: 0000750004-17-000214 · wf-form4_151398260794156.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,364 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 22:43 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000214 · wf-form4_151398260794156.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 21:31 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | SaleClass A Common Stock | 69,616 | $48.28 | $3,361,060.48 |
DisclosureSEC source: 0000750004-17-000192 · wf-form4_151009028419167.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,413 F2 · price: The transaction was executed in multiple trades at prices ranging from $48.15 to $48.45. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:31 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | SaleClass A Common Stock | 30,384 | $48.35 | $1,469,066.40 |
DisclosureSEC source: 0000750004-17-000192 · wf-form4_151009028419167.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,029 F1 · price: The transaction was executed in multiple trades at prices ranging from $48.30 to $48.38. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 33,730 | $0.00 Strike: $8.90 | $0.00 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · derivative · entry 14 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,730 shares Expires 2021-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option became exercisable on March 22, 2012 (8,432 shares), 2013 (8,433 shares), 2014 (8,432 shares) and 2015 (8,433 shares). Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 16,129 | $0.00 Strike: $16.03 | $0.00 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · derivative · entry 13 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 Underlying: Common Stock · 16,129 shares Expires 2024-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The option became exercisable on March 20, 2015 (5,376 shares), 2016 (5,377 shares) and 2017 (5,376 shares) and becomes exercisable as to 5,377 shares on March 20, 2018. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,872 | $0.00 Strike: $12.83 | $0.00 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · derivative · entry 12 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,872 Underlying: Common Stock · 21,872 shares Expires 2025-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option became exercisable as to 10,936 shares on each of April 27, 2016 and 2017 and becomes exercisable as to 10,936 shares on each of April 27, 2018 and 2019. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,475 | $0.00 Strike: $9.65 | $0.00 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · derivative · entry 11 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,427 Underlying: Common Stock · 15,475 shares Expires 2026-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Vesting of these options was contingent on the Company's Class A Common Stock attaining a rolling 60-trading day average closing price of $15.00 per share on or before March 20, 2020. The $15.00 average closing price was achieved on February 2, 2017. The option became exercisable as to 15,475 shares on March 20, 2017 and becomes exercisable on March 20, 2018 (15,476 shares), 2019 (15,475 shares) and 2020 (15,476 shares). Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,475 | $0.00 Strike: $9.65 | $0.00 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · derivative · entry 10 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,427 Underlying: Common Stock · 15,475 shares Expires 2026-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option became exercisable as to 15,475 shares on March 20, 2017 and becomes exercisable on March 20, 2018 (15,476 shares), 2019 (15,475 shares) and 2020 (15,476 shares). Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | SaleClass A Common Stock | 20,000 | $37.09 | $741,800.00 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · nonDerivative · entry 9 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,413 F5 · price: The transaction was executed in multiple trades at prices ranging from $37.05 to $37.15. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | SaleClass A Common Stock | 33,730 | $37.05 | $1,249,696.50 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · nonDerivative · entry 8 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,413 F4 · price: The transaction was executed in multiple trades at prices ranging from $37.00 to $37.23. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 33,730 | $8.90 | $300,197.00 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · nonDerivative · entry 7 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | SaleClass A Common Stock | 16,129 | $37.02 | $597,095.58 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · nonDerivative · entry 6 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,413 F3 · price: The transaction was executed in multiple trades at prices ranging from $37.00 to $37.08. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 16,129 | $16.03 | $258,547.87 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · nonDerivative · entry 5 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | SaleClass A Common Stock | 21,872 | $37.26 | $814,950.72 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · nonDerivative · entry 4 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,413 F2 · price: The transaction was executed in multiple trades at prices ranging from $37.08 to $37.28. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 21,872 | $12.83 | $280,617.76 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · nonDerivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | SaleClass A Common Stock | 30,950 | $37.24 | $1,152,578.00 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,413 F1 · price: The transaction was executed in multiple trades at prices ranging from $37.00 to $37.28. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 30,950 | $9.65 | $298,667.50 |
DisclosureSEC source: 0000750004-17-000183 · wf-form4_150170753128125.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:35 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000079 · wf-form4_149367089731548.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 Underlying: Common Stock · 5,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award is scheduled to vest on April 27, 2018 (5,480 shares) and 2019 (5,481 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award is scheduled to vest on April 27, 2018 (5,480 shares) and 2019 (5,481 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award is scheduled to vest on April 27, 2018 (5,480 shares) and 2019 (5,481 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:35 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 2,628 | $22.85 | $60,049.80 |
DisclosureSEC source: 0000750004-17-000079 · wf-form4_149367089731548.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,413 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:35 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000079 · wf-form4_149367089731548.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 20:32 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 7,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000056 · wf-form4_149073313430140.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 25, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 25, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 25, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 20:32 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 3,593 | $21.65 | $77,788.45 |
DisclosureSEC source: 0000750004-17-000056 · wf-form4_149073313430140.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,561 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 20:32 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 7,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000056 · wf-form4_149073313430140.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:38 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 7,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000051 · wf-form4_149021511917992.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,478 Underlying: Common Stock · 7,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in three equal installments as to 7,826 shares on each of March 20, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in three equal installments as to 7,826 shares on each of March 20, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in three equal installments as to 7,826 shares on each of March 20, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:38 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 3,753 | $21.56 | $80,914.68 |
DisclosureSEC source: 0000750004-17-000051 · wf-form4_149021511917992.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,661 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:38 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 7,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000051 · wf-form4_149021511917992.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:47 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 27,637 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000033 · wf-form4_148943803141359.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,637 Underlying: Common Stock · 27,637 shares Expires 2027-03-08 F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $28.08 (the "Performance Goal") prior to March 20, 2021. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2021, all stock options are forfeited. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:47 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 27,637 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000033 · wf-form4_148943803141359.xml · derivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,637 Underlying: Common Stock · 27,637 shares Expires 2027-03-08 F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:47 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 13,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000033 · wf-form4_148943803141359.xml · derivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,985 Underlying: Common Stock · 13,985 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.