Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Light & Wonder, Inc.SGMS · Entity 9758 | EVP & Grp Chief Exec Lottery | December 16, 2018 | December 17, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Light & Wonder, Inc.
Report date December 16, 2018 · Filed December 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,000 |
Reported balance
After 2018-12-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-16 · Grant · Acquired 15,000 · Balance 15,000 F1: The restricted stock units are scheduled to vest in three equal annual installments beginning in January, 2020. Each unit converts into a share of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units are scheduled to vest in three equal annual installments beginning in January, 2020. Each unit converts into a share of common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2017 Filed Jan 18, 2017 23:07 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-002847 · a4.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on January 14, 2016. The balance of the award is scheduled to vest in three equal installments on each of January 14, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on January 14, 2016. The balance of the award is scheduled to vest in three equal installments on each of January 14, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on January 14, 2016. The balance of the award is scheduled to vest in three equal installments on each of January 14, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| January 14, 2017 Filed Jan 18, 2017 23:07 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 5,873 | $15.56 | $91,383.88 |
DisclosureSEC source: 0001104659-17-002847 · a4.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,589 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| January 14, 2017 Filed Jan 18, 2017 23:07 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-002847 · a4.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:00 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-000624 · a4.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on January 1, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on January 1, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on January 1, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:00 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 2,899 | $13.89 | $40,267.11 |
DisclosureSEC source: 0001104659-17-000624 · a4.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,962 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:00 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-000624 · a4.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:53 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-163505 · a4.xml · derivative · entry 3 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:53 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 1,251 | $15.33 | $19,177.83 |
DisclosureSEC source: 0001104659-16-163505 · a4.xml · nonDerivative · entry 2 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,361 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:53 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-163505 · a4.xml · nonDerivative · entry 1 Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.