Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Chief Compliance & Ethics Off | September 03, 2017 | September 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date September 03, 2017 · Filed September 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 37,973.789 |
Ending reported balance
After 2017-09-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-03 · Exercise / conversion · Acquired 1,594 · Balance 38,810.789 F1: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date. Row 2 · 2017-09-03 · Tax withholding · Disposed 837 · Balance 37,973.789 F2: Shares withheld for payment of taxes upon vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-09-03 | Direct | 1,594 |
Reported balance
After 2017-09-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-09-03 · Exercise / conversion · Disposed 1,594 · Balance 1,594 F3: Each restricted stock unit converts into one share of common stock upon vesting. F1: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date.
F2: Shares withheld for payment of taxes upon vesting of restricted stock units.
F3: Each restricted stock unit converts into one share of common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 757 | $53.49 | $40,491.93 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,252.195 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 914 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,009.195 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 914 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,095.195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 16:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-13-000009 · wf-form4_137831122656188.xml · derivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,784 Underlying: Common Stock, $0.10 par value · 4,784 shares Expires 2018-09-03 F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments begining on September 3, 2016. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments begining on September 3, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.