Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Chief Compliance & Ethics Off | September 03, 2017 | September 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date September 03, 2017 · Filed September 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 37,973.789 |
Ending reported balance
After 2017-09-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-03 · Exercise / conversion · Acquired 1,594 · Balance 38,810.789 F1: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date. Row 2 · 2017-09-03 · Tax withholding · Disposed 837 · Balance 37,973.789 F2: Shares withheld for payment of taxes upon vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-09-03 | Direct | 1,594 |
Reported balance
After 2017-09-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-09-03 · Exercise / conversion · Disposed 1,594 · Balance 1,594 F3: Each restricted stock unit converts into one share of common stock upon vesting. F1: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-third of restricted stock units granted on September 3, 2013. The balance of the award is scheduled to vest on the fifth anniversaries of the grant date.
F2: Shares withheld for payment of taxes upon vesting of restricted stock units.
F3: Each restricted stock unit converts into one share of common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2016 Filed Mar 8, 2016 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 724 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000340 · wf-form4_145747339362220.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,821.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 03, 2016 Filed Mar 7, 2016 22:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 9,530.75 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000315 · wf-form4_145739048696056.xml · derivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,530.75 Underlying: Common Stock, $0.10 par value · 9,530.75 shares Expires 2018-03-10 F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award. F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 3,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · derivative · entry 9 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,794 Underlying: Common Stock, $0.10 par value · 3,794 shares Expires 2019-03-10 F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · derivative · entry 8 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Underlying: Common Stock, $0.10 par value · 1,099 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · derivative · entry 7 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,378 Underlying: Common Stock, $0.10 par value · 689 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 503 | $65.53 | $32,961.59 |
DisclosureSEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 6 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,097.331 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 5 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,600.331 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,485.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 466 | $65.53 | $30,536.98 |
DisclosureSEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,386.331 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 437 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,852.331 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000146 · wf-form4_142620089460536.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,415.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 724 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000124 · wf-form4_142602081148648.xml · derivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724 Underlying: Common Stock, $0.10 par value · 724 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 579 | $65.12 | $37,704.48 |
DisclosureSEC source: 0000014272-15-000124 · wf-form4_142602081148648.xml · nonDerivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,726.331 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000124 · wf-form4_142602081148648.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,305.331 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 724 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000124 · wf-form4_142602081148648.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,631.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000076 · wf-form4_142550723803807.xml · derivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,033 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 844 | $62.30 | $52,581.20 |
DisclosureSEC source: 0000014272-15-000076 · wf-form4_142550723803807.xml · nonDerivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,552.2 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000076 · wf-form4_142550723803807.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,396.2 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:14 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000076 · wf-form4_142550723803807.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,363.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 9,988.052 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000099 · wf-form4_142552306097703.xml · derivative · entry 8 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,988.052 Underlying: Common Stock, $0.10 par value · 9,988.052 shares Expires 2017-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F12 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 95.7021 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000099 · wf-form4_142552306097703.xml · derivative · entry 7 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,621.816 Underlying: Common Stock, $0.10 par value · 95.7021 shares Expires 2016-03-31 F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F10 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 2,084.502 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000099 · wf-form4_142552306097703.xml · derivative · entry 6 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,526.1139 Underlying: Common Stock, $0.10 par value · 2,084.502 shares Expires 2016-03-31 F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F8 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 5,725.331 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000099 · wf-form4_142552306097703.xml · derivative · entry 5 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 5,725.331 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 151.591 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000099 · wf-form4_142552306097703.xml · derivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,725.331 Underlying: Common Stock, $0.10 par value · 151.591 shares Expires 2015-03-31 F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F6 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 2,191.982 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000099 · wf-form4_142552306097703.xml · derivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,573.74 Underlying: Common Stock, $0.10 par value · 2,191.982 shares Expires 2015-03-31 F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F4 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,370 | $62.30 | $147,651.00 |
DisclosureSEC source: 0000014272-15-000099 · wf-form4_142552306097703.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,907.531 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 5,725.331 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000099 · wf-form4_142552306097703.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,277.531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 4,399 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · derivative · entry 5 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,399 Underlying: Common Stock, $0.10 par value · 4,399 shares Expires 2018-03-10 F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · derivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067 Underlying: Common Stock, $0.10 par value · 688 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 414 | $56.14 | $23,241.96 |
DisclosureSEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · nonDerivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,330.195 F3 · acquired: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,744.195 F2 · acquired: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,432.195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 724 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000118 · wf-form4_139448415936464.xml · derivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,448 Underlying: Common Stock, $0.10 par value · 724 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 504 | $55.56 | $28,002.24 |
DisclosureSEC source: 0000014272-14-000118 · wf-form4_139448415936464.xml · nonDerivative · entry 3 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,744.195 F3 · acquired: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000118 · wf-form4_139448415936464.xml · nonDerivative · entry 2 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,248.195 F2 · acquired: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 724 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000118 · wf-form4_139448415936464.xml · nonDerivative · entry 1 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,756.195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 43.6119 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 17 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,441.6119 Underlying: Common Stock, $0.10 par value · 43.6119 shares Expires 2016-03-31 F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F18 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 1,398 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 16 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398 Underlying: Common Stock, $0.10 par value · 1,398 shares Expires 2016-03-31 F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F16 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 71.8373 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 15 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,381.758 Underlying: Common Stock, $0.10 par value · 71.8373 shares Expires 2015-03-31 F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F14 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 1,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 14 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,309.9207 Underlying: Common Stock, $0.10 par value · 1,470 shares Expires 2015-03-31 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F12 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 11,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 13 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 11,186 shares Expires 2014-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 241.3172 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 12 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,186 Underlying: Common Stock, $0.10 par value · 241.3172 shares Expires 2014-03-31 F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F10 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,187 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 11 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,944.6828 Underlying: Common Stock, $0.10 par value · 5,187 shares Expires 2014-03-31 F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F8 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 10 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033 Underlying: Common Stock, $0.10 par value · 1,032 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 914 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 9 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 914 shares Expires 2014-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,616 | $53.49 | $246,909.84 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 8 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,032.195 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 11,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 7 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,648.195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 854 | $53.49 | $45,680.46 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 6 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,462.195 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 5 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,316.195 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 4 Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,284.195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.