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ROGUS MARK S

Disclosed activity across 1 company

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16153
SEC CIK
0001206156

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Senior VP & TreasurerNovember 07, 2017November 09, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date November 07, 2017 · Filed November 09, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect97,423 Reported balance After 2017-11-07 transaction · row 1
1 source row

Row 1 · 2017-11-07 · Sale · Disposed 9,242 · Balance 97,423

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2005 Filed Aug 24, 2005 20:00 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 45.04 $19.24 Strike: $0.00 $866.57
Disclosure

SEC source: 0000024741-05-000471 · c0001206156d20050824f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,260.48

Underlying: Common Stock · 45.04 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 13,625 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0000024741-05-000427 · c0001206156d20050803f4f.xml · derivative · entry 9

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,625 shares

Expires 2006-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 14,000 $0.00 Strike: $12.79 $0.00
Disclosure

SEC source: 0000024741-05-000427 · c0001206156d20050803f4f.xml · derivative · entry 8

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2014-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 7,083 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0000024741-05-000427 · c0001206156d20050803f4f.xml · derivative · entry 7

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,084

Underlying: Common Stock · 7,083 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:13 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 34,708 $19.29 $669,378.49
Disclosure

SEC source: 0000024741-05-000427 · c0001206156d20050803f4f.xml · nonDerivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,781

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 14,000 $12.79 $179,060.00
Disclosure

SEC source: 0000024741-05-000427 · c0001206156d20050803f4f.xml · nonDerivative · entry 3

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,083 $7.74 $54,822.42
Disclosure

SEC source: 0000024741-05-000427 · c0001206156d20050803f4f.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 13,625 $15.28 $208,190.00
Disclosure

SEC source: 0000024741-05-000427 · c0001206156d20050803f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2005 Filed Jul 21, 2005 18:39 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000024741-05-000391 · c0001206156d20050721f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,781

Read SEC document
July 19, 2005 Filed Jul 21, 2005 18:39 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 47.67 $18.18 Strike: $0.00 $866.64
Disclosure

SEC source: 0000024741-05-000391 · c0001206156d20050721f4f.xml · derivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,215.44

Underlying: Common Stock · 47.67 shares

Expires not disclosed

F2 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F2 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F2 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
June 21, 2005 Filed Jun 22, 2005 19:15 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 52.56 $16.49 Strike: $0.00 $866.71
Disclosure

SEC source: 0000024741-05-000353 · c0001206156d20050622f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167.77

Underlying: Common Stock · 52.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
May 17, 2005 Filed May 18, 2005 18:28 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 58.8 $14.74 Strike: $0.00 $866.71
Disclosure

SEC source: 0000024741-05-000294 · c0001206156d20050518f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,115.21

Underlying: Common Stock · 58.8 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
May 09, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 119 $15.25 $1,814.75
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · nonDerivative · entry 8

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,781

Read SEC document
May 09, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 3,000 $15.09 $45,270.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · nonDerivative · entry 7

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,900

Read SEC document
May 09, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 15,800 $15.10 $238,580.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · nonDerivative · entry 6

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,900

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 3,951 $0.00 Strike: $14.43 $0.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · derivative · entry 16

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,951

Underlying: Common Stock · 3,951 shares

Expires 2015-01-02

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 2,876 $0.00 Strike: $14.43 $0.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · derivative · entry 15

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,876

Underlying: Common Stock · 2,876 shares

Expires 2013-02-02

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 4,221 $0.00 Strike: $14.43 $0.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · derivative · entry 14

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221

Underlying: Common Stock · 4,221 shares

Expires 2012-12-03

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · derivative · entry 13

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 10,000 shares

Expires 2013-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · derivative · entry 12

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · derivative · entry 11

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2013-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 10,033 $14.43 $144,736.06
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · nonDerivative · entry 5

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,700

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 11,048 $14.43 $159,378.45
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · nonDerivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,733

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,000 $4.15 $41,500.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · nonDerivative · entry 3

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,000 $4.06 $60,900.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2005 Filed May 10, 2005 20:54 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,000 $3.80 $57,000.00
Disclosure

SEC source: 0000024741-05-000269 · c0001206156d20050510f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2005 Filed Apr 21, 2005 20:35 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 74.14 $11.69 Strike: $0.00 $866.70
Disclosure

SEC source: 0000024741-05-000208 · c0001206156d20050421f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,056.41

Underlying: Common Stock · 74.14 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
March 22, 2005 Filed Mar 23, 2005 19:51 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 61.99 $10.97 Strike: $0.00 $680.03
Disclosure

SEC source: 0000024741-05-000160 · c0001206156d20050323f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,982.27

Underlying: Common Stock · 61.99 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
February 22, 2005 Filed Feb 23, 2005 17:55 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 132.11 $11.48 Strike: $0.00 $1,516.62
Disclosure

SEC source: 0000024741-05-000138 · c0001206156d20050223f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,920.28

Underlying: Common Stock · 132.11 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
February 02, 2005 Filed Feb 3, 2005 13:29 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000024741-05-000066 · c0001206156d20050202f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,781

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated February 2, 2005.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 13:29 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 16,250 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0000024741-05-000066 · c0001206156d20050202f4f.xml · derivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2015-01-31

Read SEC document
January 03, 2005 Filed Jan 4, 2005 16:41 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 16,250 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0000024741-05-000016 · c0001206156d20050104f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2015-01-02

Read SEC document
December 20, 2004 Filed Dec 22, 2004 21:19 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 71.71 $11.62 Strike: $0.00 $833.27
Disclosure

SEC source: 0000024741-04-000612 · c0001206156d20041222f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,788.17

Underlying: Common Stock · 71.71 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
December 01, 2004 Filed Dec 2, 2004 21:12 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 32,500 $0.00 Strike: $12.70 $0.00
Disclosure

SEC source: 0000024741-04-000582 · c0001206156d20041202f4s1f.xml · derivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2014-11-30

Read SEC document
December 01, 2004 Filed Dec 2, 2004 21:12 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0000024741-04-000582 · c0001206156d20041202f4s1f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,781

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated December 1, 2004.

Read SEC document
November 23, 2004 Filed Nov 24, 2004 19:58 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 66.56 $12.52 Strike: $0.00 $833.33
Disclosure

SEC source: 0000024741-04-000543 · c0001206156d20041124f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716.46

Underlying: Common Stock · 66.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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October 19, 2004 Filed Oct 20, 2004 17:32 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 81.62 $10.21 Strike: $0.00 $833.34
Disclosure

SEC source: 0000024741-04-000482 · c0001206156d20041020f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,649.9

Underlying: Common Stock · 81.62 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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September 21, 2004 Filed Sep 22, 2004 19:22 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 72.53 $11.49 Strike: $0.00 $833.37
Disclosure

SEC source: 0000024741-04-000441 · c0001206156d20040922f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,568.28

Underlying: Common Stock · 72.53 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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August 17, 2004 Filed Aug 18, 2004 19:29 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 78.17 $10.66 Strike: $0.00 $833.29
Disclosure

SEC source: 0000024741-04-000416 · c0001206156d20040818f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,495.75

Underlying: Common Stock · 78.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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July 20, 2004 Filed Jul 21, 2004 17:30 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 65.67 $12.69 Strike: $0.00 $833.35
Disclosure

SEC source: 0000024741-04-000371 · c0001206156d20040721f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,417.58

Underlying: Common Stock · 65.67 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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June 22, 2004 Filed Jun 23, 2004 18:46 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 68.03 $12.25 Strike: $0.00 $833.37
Disclosure

SEC source: 0000024741-04-000330 · c0001206156d20040623f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,351.91

Underlying: Common Stock · 68.03 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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May 18, 2004 Filed May 20, 2004 19:23 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 75.62 $11.02 Strike: $0.00 $833.33
Disclosure

SEC source: 0000024741-04-000298 · c0001206156d20040520f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283.88

Underlying: Common Stock · 75.62 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 1,950 $0.00 Strike: $9.38 $0.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · derivative · entry 15

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,950 shares

Expires 2008-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 16,875 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · derivative · entry 14

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,167

Underlying: Common Stock · 16,875 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 16,082 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · derivative · entry 13

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,042

Underlying: Common Stock · 16,082 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · derivative · entry 12

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · derivative · entry 11

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires 2013-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 10,007 $12.11 $121,184.77
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · nonDerivative · entry 8

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,781

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,875 $7.74 $130,612.50
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · nonDerivative · entry 7

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,082 $7.74 $124,474.68
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · nonDerivative · entry 6

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.