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ROGUS MARK S

Disclosed activity across 1 company

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16153
SEC CIK
0001206156

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Senior VP & TreasurerNovember 07, 2017November 09, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date November 07, 2017 · Filed November 09, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect97,423 Reported balance After 2017-11-07 transaction · row 1
1 source row

Row 1 · 2017-11-07 · Sale · Disposed 9,242 · Balance 97,423

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2016 Filed Jan 6, 2016 21:33 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 799 $17.91 $14,310.09
Disclosure

SEC source: 0001127602-16-036385 · form4.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,314

Read SEC document
January 04, 2016 Filed Jan 6, 2016 21:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 799 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-036385 · form4.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
May 29, 2015 Filed Jun 1, 2015 20:16 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 4,805 $0.00 Strike: $20.81 $0.00
Disclosure

SEC source: 0001127602-15-019137 · form4.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

Underlying: Common Stock · 4,805 shares

Expires 2025-05-29

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
May 29, 2015 Filed Jun 26, 2015 20:18 UTC Amendment CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 4,780 $0.00 Strike: $20.92 $0.00
Disclosure

SEC source: 0001127602-15-021464 · form4a.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

Underlying: Common Stock · 4,780 shares

Expires 2025-05-29

F1 · derivative.exercise_price: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

F1 · shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

F2 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

F1 · derivative.underlying_shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

F1 · balance_after: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

Read SEC document
May 31, 2007 Filed Jun 1, 2007 20:20 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 17,651 $25.00 $441,275.00
Disclosure

SEC source: 0000024741-07-000311 · doc.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,919

Read SEC document
February 07, 2007 Filed Feb 9, 2007 21:18 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000187 · doc.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,570

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated February 7, 2007.

Read SEC document
February 01, 2007 Filed Feb 2, 2007 21:19 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 9,000 $0.00 Strike: $20.86 $0.00
Disclosure

SEC source: 0000024741-07-000112 · doc.xml · derivative · entry 5

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2017-01-31

Read SEC document
February 01, 2007 Filed Feb 2, 2007 21:19 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 6,307 $20.86 $131,564.02
Disclosure

SEC source: 0000024741-07-000112 · doc.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,070

Read SEC document
February 01, 2007 Filed Feb 2, 2007 21:19 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 3,042 $20.86 $63,456.12
Disclosure

SEC source: 0000024741-07-000112 · doc.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,377

Read SEC document
January 02, 2007 Filed Jan 3, 2007 23:14 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $18.85 $0.00
Disclosure

SEC source: 0000024741-07-000056 · edgar.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2017-01-01

Read SEC document
December 06, 2006 Filed Dec 7, 2006 21:17 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 11,100 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0000024741-06-000416 · c0001206156d20061207f4f.xml · derivative · entry 5

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,100 shares

Expires 2013-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2006 Filed Dec 7, 2006 21:17 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 11,100 $22.00 $244,200.00
Disclosure

SEC source: 0000024741-06-000416 · c0001206156d20061207f4f.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,419

Read SEC document
December 06, 2006 Filed Dec 7, 2006 21:17 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 11,100 $4.15 $46,065.00
Disclosure

SEC source: 0000024741-06-000416 · c0001206156d20061207f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2006 Filed Dec 8, 2006 13:26 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 18,000 $0.00 Strike: $21.89 $0.00
Disclosure

SEC source: 0000024741-06-000434 · edgar.xml · derivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2016-12-05

Read SEC document
December 06, 2006 Filed Dec 8, 2006 13:26 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000434 · edgar.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,419

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to restrictions and terms contained in an agreement dated December 6, 2006.

Read SEC document
December 05, 2006 Filed Dec 6, 2006 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 3,900 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0000024741-06-000412 · c0001206156d20061206f4f.xml · derivative · entry 7

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

Underlying: Common Stock · 3,900 shares

Expires 2013-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2006 Filed Dec 6, 2006 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000024741-06-000412 · c0001206156d20061206f4f.xml · derivative · entry 6

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2013-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2006 Filed Dec 6, 2006 21:05 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 18,900 $22.00 $415,800.00
Disclosure

SEC source: 0000024741-06-000412 · c0001206156d20061206f4f.xml · nonDerivative · entry 3

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,419

Read SEC document
December 05, 2006 Filed Dec 6, 2006 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 3,900 $4.15 $16,185.00
Disclosure

SEC source: 0000024741-06-000412 · c0001206156d20061206f4f.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2006 Filed Dec 6, 2006 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,000 $3.80 $57,000.00
Disclosure

SEC source: 0000024741-06-000412 · c0001206156d20061206f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2006 Filed Nov 29, 2006 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 32,446 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000402 · c0001206156d20061129f4f.xml · derivative · entry 5

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,446 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2006 Filed Nov 29, 2006 21:16 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 32,446 $20.97 $680,327.73
Disclosure

SEC source: 0000024741-06-000402 · c0001206156d20061129f4f.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,419

Read SEC document
November 28, 2006 Filed Nov 29, 2006 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 32,446 $9.95 $322,837.70
Disclosure

SEC source: 0000024741-06-000402 · c0001206156d20061129f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 5,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · derivative · entry 12

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 5,000 $24.00 $120,000.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · nonDerivative · entry 8

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,419

Read SEC document
February 14, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 5,000 $4.06 $20,300.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · nonDerivative · entry 7

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 13,625 $0.00 Strike: $21.15 $0.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · derivative · entry 15

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,625 shares

Expires 2006-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 10,054 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · derivative · entry 14

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,446

Underlying: Common Stock · 10,054 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 7,084 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · derivative · entry 13

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,084 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · derivative · entry 11

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 10,000 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 10,000 $23.88 $238,800.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · nonDerivative · entry 6

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,419

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 13,625 $23.88 $325,365.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · nonDerivative · entry 5

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,419

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,000 $4.06 $40,600.00
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · nonDerivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 13,625 $21.15 $288,168.75
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · nonDerivative · entry 3

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,084 $7.74 $54,830.16
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 14, 2006 22:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,054 $9.95 $100,037.30
Disclosure

SEC source: 0000024741-06-000157 · c0001206156d20060214f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2006 Filed Feb 3, 2006 22:12 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 10,750 $0.00 Strike: $24.72 $0.00
Disclosure

SEC source: 0000024741-06-000116 · c0001206156d20060202f4f.xml · derivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,750

Underlying: Common Stock · 10,750 shares

Expires 2016-01-31

Read SEC document
February 01, 2006 Filed Feb 3, 2006 22:12 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000116 · c0001206156d20060202f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,281

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated February 1, 2006.

Read SEC document
January 02, 2006 Filed Jan 3, 2006 19:51 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 10,750 $0.00 Strike: $19.68 $0.00
Disclosure

SEC source: 0000024741-06-000029 · c0001206156d20060103f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,750

Underlying: Common Stock · 10,750 shares

Expires 2016-01-01

Read SEC document
December 20, 2005 Filed Dec 21, 2005 18:35 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 43.7 $19.83 Strike: $0.00 $866.57
Disclosure

SEC source: 0000024741-05-000806 · c0001206156d20051221f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831.01

Underlying: Common Stock · 43.7 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
December 07, 2005 Filed Dec 8, 2005 21:09 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 21,500 $0.00 Strike: $21.08 $0.00
Disclosure

SEC source: 0000024741-05-000770 · c0001206156d20051208f4f.xml · derivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2015-12-06

Read SEC document
December 07, 2005 Filed Dec 8, 2005 21:09 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0000024741-05-000770 · c0001206156d20051208f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,781

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated December 7, 2005.

Read SEC document
November 22, 2005 Filed Nov 23, 2005 17:04 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 41.23 $21.02 Strike: $0.00 $866.65
Disclosure

SEC source: 0000024741-05-000738 · c0001206156d20051123f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787.31

Underlying: Common Stock · 41.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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November 14, 2005 Filed Nov 15, 2005 22:21 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0000024741-05-000695 · edgar.xml · derivative · entry 5

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 20,000 shares

Expires 2013-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2005 Filed Nov 15, 2005 22:21 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 3,605.42 $20.05 Strike: $0.00 $72,288.67
Disclosure

SEC source: 0000024741-05-000695 · edgar.xml · derivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746.08

Underlying: Common Stock · 3,605.42 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1 conversion of phantom stock units

F3 · kind: Intra-plan transfer of funds from phantom stock units in Supplemental Investment Plan into another fund within the Plan.

F4 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F4 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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November 14, 2005 Filed Nov 15, 2005 22:21 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 20,000 $4.15 $83,000.00
Disclosure

SEC source: 0000024741-05-000695 · edgar.xml · nonDerivative · entry 3

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2005 Filed Nov 15, 2005 22:21 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 20,000 $19.97 $399,400.00
Disclosure

SEC source: 0000024741-05-000695 · edgar.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,781

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November 14, 2005 Filed Nov 15, 2005 22:21 UTC CORNING INC /NY GLW · Entity 2883 OtherCommon Stock 1,320.75 $20.05 $26,481.04
Disclosure

SEC source: 0000024741-05-000695 · edgar.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · TRUSTEE W/EMPLOYEE BENEFIT PLAN

Disclosed balance after: 1,409.77

F1 · kind: Intra-plan transfer of funds from Corning common stock fund of 401(k) Investment Plan to another fund within the Plan.

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October 18, 2005 Filed Oct 19, 2005 14:20 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 47.88 $18.10 Strike: $0.00 $866.63
Disclosure

SEC source: 0000024741-05-000604 · c0001206156d20051019f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,351.5

Underlying: Common Stock · 47.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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September 20, 2005 Filed Sep 21, 2005 14:30 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 43.14 $20.09 Strike: $0.00 $866.68
Disclosure

SEC source: 0000024741-05-000538 · c0001206156d20050921f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,303.62

Underlying: Common Stock · 43.14 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.