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ROGUS MARK S

Disclosed activity across 1 company

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16153
SEC CIK
0001206156

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Senior VP & TreasurerNovember 07, 2017November 09, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date November 07, 2017 · Filed November 09, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect97,423 Reported balance After 2017-11-07 transaction · row 1
1 source row

Row 1 · 2017-11-07 · Sale · Disposed 9,242 · Balance 97,423

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 30,000 $12.10 $363,000.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · nonDerivative · entry 5

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,831

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 24,900 $12.12 $301,788.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · nonDerivative · entry 4

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,831

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,000 $3.80 $57,000.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · nonDerivative · entry 3

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,000 $4.06 $60,900.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 12:33 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,950 $9.38 $18,291.00
Disclosure

SEC source: 0000024741-04-000259 · c0001206156d20040426f4s3f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2004 Filed Apr 22, 2004 20:05 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 80.83 $10.31 Strike: $0.00 $833.36
Disclosure

SEC source: 0000024741-04-000251 · c0001206156d20040422f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208.26

Underlying: Common Stock · 80.83 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
March 23, 2004 Filed Mar 24, 2004 21:28 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 79.36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-04-000211 · c0001206156d20040324f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127.43

Underlying: Common Stock · 79.36 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
February 17, 2004 Filed Feb 18, 2004 21:11 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-04-000148 · c0001206156d20040218f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,048.07

Underlying: Common Stock · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
February 02, 2004 Filed Feb 3, 2004 21:12 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 14,000 $0.00 Strike: $12.79 $0.00
Disclosure

SEC source: 0000024741-04-000067 · c0001206156d20040203f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior Vice Pres. & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2014-02-01

Read SEC document
January 02, 2004 Filed Jan 5, 2004 21:16 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 14,000 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0000024741-04-000031 · c0001206156d20040105f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2014-01-01

Read SEC document
December 23, 2003 Filed Dec 24, 2003 20:01 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 26.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000402 · c0001206156d20031224f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983.07

Underlying: Common Stock · 26.7 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
December 03, 2003 Filed Dec 5, 2003 21:03 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 28,000 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0000024741-03-000379 · c0001206156d20031205f4s1f.xml · derivative · entry 4

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2013-12-02

Read SEC document
December 03, 2003 Filed Dec 5, 2003 21:03 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000379 · c0001206156d20031205f4s1f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,781

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated December 3, 2003.

Read SEC document
November 18, 2003 Filed Nov 20, 2003 19:24 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 26.09 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000343 · c0001206156d20031120f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,956.37

Underlying: Common Stock · 26.09 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
October 21, 2003 Filed Oct 22, 2003 20:54 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 25.51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000279 · c0001206156d20031022f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930.28

Underlying: Common Stock · 25.51 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
September 23, 2003 Filed Sep 24, 2003 15:37 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 28.92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000213 · c0001206156d20030924f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904.77

Underlying: Common Stock · 28.92 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

Read SEC document
September 05, 2003 Filed Sep 8, 2003 20:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 12,251 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0000024741-03-000192 · c0001206156d20030908f4f.xml · derivative · entry 7

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,124

Underlying: Common Stock · 12,251 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2003 Filed Sep 8, 2003 20:25 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 10,861 $8.73 Strike: $0.00 $94,816.53
Disclosure

SEC source: 0000024741-03-000192 · c0001206156d20030908f4f.xml · derivative · entry 6

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,861

Underlying: Common Stock · 10,861 shares

Expires 2012-01-31

Read SEC document
September 05, 2003 Filed Sep 8, 2003 20:25 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 10,861 $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000192 · c0001206156d20030908f4f.xml · nonDerivative · entry 3

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,781.1986

Read SEC document
September 05, 2003 Filed Sep 8, 2003 20:25 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000192 · c0001206156d20030908f4f.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,642.1986

Read SEC document
September 05, 2003 Filed Sep 8, 2003 20:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 12,251 $7.74 $94,822.74
Disclosure

SEC source: 0000024741-03-000192 · c0001206156d20030908f4f.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,112.1986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2003 Filed Aug 20, 2003 19:34 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 33.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000169 · c0001206156d20030820f4f.xml · derivative · entry 16

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,875.85

Underlying: Common Stock · 33.54 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 15:58 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 33.41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000140 · c0001206156d20030724f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,842.31

Underlying: Common Stock · 33.41 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 18:14 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 34.76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000073 · c0001206156d20030619f4f.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · VICE PRESIDENT AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34.76

Underlying: Common Stock · 34.76 shares

Expires 1988-08-08

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

Read SEC document
June 17, 2003 Filed Jun 25, 2003 20:04 UTC Amendment CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock Units · Derivative 34.76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-03-000084 · primary_doc.xml · derivative · entry 1

ROGUS MARK S · CIK 0001206156 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,808.9

Underlying: Common Stock · 34.76 shares

Expires 1988-08-08

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service.

F2 · balance_after: Amendment corrects total aggregate number beneficially owned following reported transaction (item 9).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.