Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Senior VP & Treasurer | November 07, 2017 | November 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date November 07, 2017 · Filed November 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,423 |
Reported balance
After 2017-11-07 transaction · row 1
1 source rowRow 1 · 2017-11-07 · Sale · Disposed 9,242 · Balance 97,423 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2017 Filed Nov 9, 2017 20:44 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 9,242 | $32.12 | $296,806.83 |
DisclosureSEC source: 0001127602-17-031719 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Retired Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,423 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:10 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerRestricted Stock Unit · Derivative | 1,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031174 · form4.xml · derivative · entry 8 ROGUS MARK S · CIK 0001206156 · Retired Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,235 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F5 · shares: Represents the forfeiture of Restricted Stock Units awarded March 31, 2017, per terms of March 2017 Agreement approved by Compensation Committee. F6 · derivative.exercise_date: Restricted Stock Units awarded March 31, 2017 were forfeited on November 1, 2017 per terms of March 2017 Agreement approved by Compensation Committee. F7 · derivative.expiration_date: Not applicable, Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 6,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-031174 · form4.xml · derivative · entry 7 ROGUS MARK S · CIK 0001206156 · Retired Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235 Underlying: Common Stock · 6,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F4 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until November 1, 2017, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. F4 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until November 1, 2017, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 8,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-031174 · form4.xml · derivative · entry 6 ROGUS MARK S · CIK 0001206156 · Retired Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2016 remained restricted until November 1, 2017, when they vested and converted into GLW common stock per terms of March 2016 Agreement approved by Compensation Committee. F3 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2016 remained restricted until November 1, 2017, when they vested and converted into GLW common stock per terms of March 2016 Agreement approved by Compensation Committee. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 8,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-031174 · form4.xml · derivative · entry 5 ROGUS MARK S · CIK 0001206156 · Retired Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2015 remained restricted until November 1, 2017, when they vested and converted into GLW common stock per terms of March 2015 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2015 remained restricted until November 1, 2017, when they vested and converted into GLW common stock per terms of March 2015 Agreement approved by Compensation Committee. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:10 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 11,506 | $31.63 | $363,934.78 |
DisclosureSEC source: 0001127602-17-031174 · form4.xml · nonDerivative · entry 4 ROGUS MARK S · CIK 0001206156 · Retired Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,665 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031174 · form4.xml · nonDerivative · entry 3 ROGUS MARK S · CIK 0001206156 · Retired Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 8,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031174 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Retired Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 8,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031174 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Retired Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:27 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 8,943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-015079 · form4.xml · derivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2014 remained restricted until April 17, 2017, when they vested and converted into GLW common stock per terms of March 2014 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2014 remained restricted until April 17, 2017, when they vested and converted into GLW common stock per terms of March 2014 Agreement approved by Compensation Committee. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:27 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 3,097 | $26.54 | $82,194.38 |
DisclosureSEC source: 0001127602-17-015079 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,091 Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:27 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 8,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015079 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:33 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 7,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013953 · form4.xml · derivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,407 Underlying: Common Stock · 7,407 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2020. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2020. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2020. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2020. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2020. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2020. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:33 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 13,335 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013953 · form4.xml · derivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,335 Underlying: Common Stock · 13,335 shares Expires 2027-03-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $24.61 | $0.00 |
DisclosureSEC source: 0001127602-17-010113 · form4.xml · derivative · entry 5 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001127602-17-010113 · form4.xml · derivative · entry 4 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 18,000 | $28.14 | $506,514.60 |
DisclosureSEC source: 0001127602-17-010113 · form4.xml · nonDerivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,245 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.13 to $28.145, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,000 | $24.61 | $221,490.00 |
DisclosureSEC source: 0001127602-17-010113 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,000 | $23.37 | $210,330.00 |
DisclosureSEC source: 0001127602-17-010113 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,110 | $26.71 | $29,648.10 |
DisclosureSEC source: 0001127602-17-004588 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,245 Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,000 | $0.00 Strike: $24.92 | $0.00 |
DisclosureSEC source: 0001127602-17-002493 · form4.xml · derivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 18,000 | $26.72 | $480,988.80 |
DisclosureSEC source: 0001127602-17-002493 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,355 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.72 to $26.725, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 18,000 | $24.92 | $448,560.00 |
DisclosureSEC source: 0001127602-17-002493 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-001055 · form4.xml · derivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2016 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2016 agreement. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 685 | $24.30 | $16,645.50 |
DisclosureSEC source: 0001127602-17-001055 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,355 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 685 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001055 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,667 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-16-068093 · form4.xml · derivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,667 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 17,667 | $23.82 | $420,827.94 |
DisclosureSEC source: 0001127602-16-068093 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,355 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 17,667 | $10.25 | $181,086.75 |
DisclosureSEC source: 0001127602-16-068093 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-16-066682 · form4.xml · derivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,667 Underlying: Common Stock · 15,000 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 15,000 | $23.16 | $347,359.50 |
DisclosureSEC source: 0001127602-16-066682 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,355 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.151 to $23.165, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,000 | $10.25 | $153,750.00 |
DisclosureSEC source: 0001127602-16-066682 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 1, 2016 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $20.86 | $0.00 |
DisclosureSEC source: 0001127602-16-059062 · form4.xml · derivative · entry 5 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 1, 2016 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,000 | $0.00 Strike: $21.89 | $0.00 |
DisclosureSEC source: 0001127602-16-059062 · form4.xml · derivative · entry 4 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2016-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 1, 2016 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 27,000 | $22.35 | $603,477.00 |
DisclosureSEC source: 0001127602-16-059062 · form4.xml · nonDerivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,355 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.35 to $22.355, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| August 01, 2016 Filed Aug 1, 2016 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,000 | $20.86 | $187,740.00 |
DisclosureSEC source: 0001127602-16-059062 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2016 Filed Aug 1, 2016 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 18,000 | $21.89 | $394,020.00 |
DisclosureSEC source: 0001127602-16-059062 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2016 Filed Jun 8, 2016 20:01 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001127602-16-055025 · form4.xml · derivative · entry 4 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2016 Filed Jun 8, 2016 20:01 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 1,896 | $21.19 | $40,166.76 |
DisclosureSEC source: 0001127602-16-055025 · form4.xml · nonDerivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,355 Read SEC document |
| June 07, 2016 Filed Jun 8, 2016 20:01 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 9,000 | $21.18 | $190,662.30 |
DisclosureSEC source: 0001127602-16-055025 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,251 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.18 to $21.19, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| June 07, 2016 Filed Jun 8, 2016 20:01 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,000 | $18.85 | $169,650.00 |
DisclosureSEC source: 0001127602-16-055025 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2016 Filed Jun 1, 2016 20:20 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 4,787 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-16-054139 · form4.xml · derivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,787 Underlying: Common Stock · 4,787 shares Expires 2026-05-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 29, 2016 Filed May 2, 2016 20:20 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 5,356 | $0.00 Strike: $18.67 | $0.00 |
DisclosureSEC source: 0001127602-16-050467 · form4.xml · derivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,356 Underlying: Common Stock · 5,356 shares Expires 2026-04-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 18, 2016 Filed Apr 19, 2016 20:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 13,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-049485 · form4.xml · derivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee. Read SEC document |
| April 18, 2016 Filed Apr 19, 2016 20:19 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 4,788 | $20.92 | $100,164.96 |
DisclosureSEC source: 0001127602-16-049485 · form4.xml · nonDerivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,251 Read SEC document |
| April 18, 2016 Filed Apr 19, 2016 20:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 13,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-049485 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 4,787 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-16-048142 · form4.xml · derivative · entry 2 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,787 Underlying: Common Stock · 4,787 shares Expires 2026-03-31 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 9,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-048142 · form4.xml · derivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,574 Underlying: Common Stock · 9,574 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019. Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,104 | $18.34 | $20,247.36 |
DisclosureSEC source: 0001127602-16-040189 · form4.xml · nonDerivative · entry 1 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,210 Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 21:33 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 799 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-036385 · form4.xml · derivative · entry 3 ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,019 Underlying: Common Stock · 799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.