Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | See Remarks | December 27, 2018 | December 31, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date December 27, 2018 · Filed December 31, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,277 |
Last balance in matching sequence
After 2018-12-27 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-12-27 · Exercise / conversion · Acquired 1,647 · Balance 63,985 F1: A portion of these shares is subject to vesting. Row 2 · 2018-12-27 · Exercise / conversion · Acquired 292 · Balance 64,277 F1: A portion of these shares is subject to vesting. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.98 · Expires 2021-09-29 | Direct | 41,375 |
Reported balance
After 2018-12-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-12-27 · Exercise / conversion · Disposed 1,647 · Balance 41,375 F2: All options are vested and exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.49 · Expires 2022-02-06 | Direct | 1,708 |
Reported balance
After 2018-12-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-12-27 · Exercise / conversion · Disposed 292 · Balance 1,708 F3: All options are vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: A portion of these shares is subject to vesting.
F2: All options are vested and exercisable.
F3: All options are vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2018 Filed Dec 31, 2018 22:42 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 292 | $0.00 Strike: $4.49 | $0.00 |
DisclosureSEC source: 0001321732-18-000144 · wf-form4_154629615889300.xml · derivative · entry 4 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708 Underlying: Common Stock · 292 shares Expires 2022-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All options are vested and exercisable. Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 22:42 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 1,647 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001321732-18-000144 · wf-form4_154629615889300.xml · derivative · entry 3 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,375 Underlying: Common Stock · 1,647 shares Expires 2021-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All options are vested and exercisable. Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 22:42 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 292 | $4.49 | $1,311.08 |
DisclosureSEC source: 0001321732-18-000144 · wf-form4_154629615889300.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 22:42 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 1,647 | $3.98 | $6,555.06 |
DisclosureSEC source: 0001321732-18-000144 · wf-form4_154629615889300.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:29 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 3,949 | $134.26 | $530,192.74 |
DisclosureSEC source: 0001321732-18-000140 · wf-form4_154267374793239.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,338 F1 · kind: These shares were withheld by or surrendered to Penumbra to pay the reporting person's tax withholding obligations incurred in connection with the vesting of the related restricted stock. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 11, 2018 Filed Sep 14, 2018 00:03 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001321732-18-000126 · wf-form4_153688339796883.xml · derivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,022 Underlying: Common Stock · 8,500 shares Expires 2021-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: All options are vested and exercisable. Read SEC document |
| September 11, 2018 Filed Sep 14, 2018 00:03 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 8,500 | $3.98 | $33,830.00 |
DisclosureSEC source: 0001321732-18-000126 · wf-form4_153688339796883.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2018 Filed Aug 30, 2018 00:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,814 | $130.76 | $498,718.64 |
DisclosureSEC source: 0001321732-18-000112 · wf-form4_153558914375124.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,787 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $130.50 to $131.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 27, 2018 Filed Aug 30, 2018 00:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,686 | $129.98 | $479,106.28 |
DisclosureSEC source: 0001321732-18-000112 · wf-form4_153558914375124.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,601 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $129.50 to $130.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 23:20 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-18-000108 · wf-form4_153498001939893.xml · derivative · entry 4 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,817 Underlying: Common Stock · 7,500 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 23:20 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 35 | $126.55 | $4,429.25 |
DisclosureSEC source: 0001321732-18-000108 · wf-form4_153498001939893.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,287 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 23:20 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 7,465 | $125.04 | $933,423.60 |
DisclosureSEC source: 0001321732-18-000108 · wf-form4_153498001939893.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,322 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.00 to $125.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 23:20 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 7,500 | $12.36 | $92,700.00 |
DisclosureSEC source: 0001321732-18-000108 · wf-form4_153498001939893.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 00:24 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · derivative · entry 7 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,317 Underlying: Common Stock · 7,500 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 00:24 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 196 | $146.50 | $28,714.00 |
DisclosureSEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 6 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,287 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 00:24 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 977 | $146.03 | $142,671.31 |
DisclosureSEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 5 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,483 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 00:24 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,080 | $144.73 | $301,038.40 |
DisclosureSEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 4 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,460 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $144.50 to $145.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 00:24 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,244 | $144.10 | $467,460.40 |
DisclosureSEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,540 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $143.48 to $144.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 00:24 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,003 | $142.93 | $143,358.79 |
DisclosureSEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,784 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $142.48 to $143.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 00:24 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 7,500 | $12.36 | $92,700.00 |
DisclosureSEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 23:00 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-18-000092 · wf-form4_153238683519053.xml · derivative · entry 4 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,817 Underlying: Common Stock · 7,500 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 23:00 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,925 | $140.31 | $691,026.75 |
DisclosureSEC source: 0001321732-18-000092 · wf-form4_153238683519053.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,287 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $139.95 to $140.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 23:00 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,575 | $139.18 | $358,388.50 |
DisclosureSEC source: 0001321732-18-000092 · wf-form4_153238683519053.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,212 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $138.65 to $139.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 23:00 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 7,500 | $12.36 | $92,700.00 |
DisclosureSEC source: 0001321732-18-000092 · wf-form4_153238683519053.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 00:45 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 13,478 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0000950103-18-002705 · dp87501_4-davis.xml · derivative · entry 3 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,478 Underlying: Common Stock · 13,478 shares Expires 2021-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All options are vested and exercisable. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 00:45 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 13,478 | $3.98 | $53,642.44 |
DisclosureSEC source: 0000950103-18-002705 · dp87501_4-davis.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:36 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 10,190 | $98.20 | $1,000,658.00 |
DisclosureSEC source: 0001321732-18-000025 · wf-form4_151917339428526.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,809 F3 · shares: On February 16, 2018, the Reporting Person was granted 10,190 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 16, 2019, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:36 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 2,479 | $98.20 | $243,437.80 |
DisclosureSEC source: 0001321732-18-000025 · wf-form4_151917339428526.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,619 F1 · kind: These shares were withheld by or surrendered to Penumbra to pay the reporting person's tax withholding obligations incurred in connection with the vesting of the related restricted stock unit. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:51 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 20,500 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-18-000012 · wf-form4_151631586042498.xml · derivative · entry 7 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,317 Underlying: Common Stock · 20,500 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:51 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,350 | $91.19 | $123,106.50 |
DisclosureSEC source: 0001321732-18-000012 · wf-form4_151631586042498.xml · nonDerivative · entry 6 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,098 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $91.15 to $91.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:51 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 5,534 | $90.81 | $502,542.54 |
DisclosureSEC source: 0001321732-18-000012 · wf-form4_151631586042498.xml · nonDerivative · entry 5 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,448 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $90.20 to $91.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:51 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,116 | $89.59 | $368,752.44 |
DisclosureSEC source: 0001321732-18-000012 · wf-form4_151631586042498.xml · nonDerivative · entry 4 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,982 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $89.15 to $90.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:51 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 6,235 | $88.62 | $552,545.70 |
DisclosureSEC source: 0001321732-18-000012 · wf-form4_151631586042498.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,098 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $88.20 to $89.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:51 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 12,765 | $87.51 | $1,117,065.15 |
DisclosureSEC source: 0001321732-18-000012 · wf-form4_151631586042498.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,333 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $87.15 to $88.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:51 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 20,500 | $12.36 | $253,380.00 |
DisclosureSEC source: 0001321732-18-000012 · wf-form4_151631586042498.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 01:34 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 4,988 | $90.35 | $450,665.80 |
DisclosureSEC source: 0001321732-18-000002 · wf-form4_151511606280545.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,598 F1 · kind: These shares were withheld by or surrendered to Penumbra to pay the reporting person's tax withholding obligations incurred in connection with the vesting of the related restricted stock. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:36 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 3,914 | $104.70 | $409,795.80 |
DisclosureSEC source: 0001321732-17-000173 · wf-form4_151095459353166.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,586 F1 · kind: These shares were withheld by or surrendered to Penumbra to pay the reporting person's tax withholding obligations incurred in connection with the vesting of the related restricted stock. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:00 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 30,559 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · derivative · entry 6 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,817 Underlying: Common Stock · 30,559 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The original option grant vests over four years, with 25% of the options vesting on January 26, 2016 and 1/48 vesting each month thereafter. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:00 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,763 | $80.98 | $223,747.74 |
DisclosureSEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 5 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $80.75 to $81.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:00 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 7,954 | $80.19 | $637,831.26 |
DisclosureSEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 4 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,263 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $79.75 to $80.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:00 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 14,433 | $79.22 | $1,143,382.26 |
DisclosureSEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,217 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $78.75 to $79.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:00 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 6,850 | $78.31 | $536,423.50 |
DisclosureSEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,650 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $77.75 to $78.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:00 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 30,559 | $12.36 | $377,709.24 |
DisclosureSEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 13, 2017 Filed Mar 1, 2018 00:45 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-002705 · dp87501_4-davis.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,809 F1 · date: This transaction is being reported late due to administrative oversight. F2 · shares: On February 13, 2017, the Reporting Person was granted 20,000 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2018, subject to continued service by the Reporting Person on the applicable vesting date. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:54 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 2,200 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · derivative · entry 5 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,376 Underlying: Common Stock · 2,200 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:54 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2 | $72.40 | $144.80 |
DisclosureSEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · nonDerivative · entry 4 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,941 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:54 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,998 | $72.05 | $143,955.90 |
DisclosureSEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,943 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $71.60 to $72.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:54 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $70.70 | $14,140.00 |
DisclosureSEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,941 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.40 to $71.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:54 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 2,200 | $12.36 | $27,192.00 |
DisclosureSEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 2,800 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · derivative · entry 13 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,576 Underlying: Common Stock · 2,800 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.