Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | See Remarks | December 27, 2018 | December 31, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date December 27, 2018 · Filed December 31, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,277 |
Last balance in matching sequence
After 2018-12-27 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-12-27 · Exercise / conversion · Acquired 1,647 · Balance 63,985 F1: A portion of these shares is subject to vesting. Row 2 · 2018-12-27 · Exercise / conversion · Acquired 292 · Balance 64,277 F1: A portion of these shares is subject to vesting. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.98 · Expires 2021-09-29 | Direct | 41,375 |
Reported balance
After 2018-12-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-12-27 · Exercise / conversion · Disposed 1,647 · Balance 41,375 F2: All options are vested and exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.49 · Expires 2022-02-06 | Direct | 1,708 |
Reported balance
After 2018-12-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-12-27 · Exercise / conversion · Disposed 292 · Balance 1,708 F3: All options are vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: A portion of these shares is subject to vesting.
F2: All options are vested and exercisable.
F3: All options are vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,201 | $72.17 | $86,676.17 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 11 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,941 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F11 · price: This transaction was executed in multiple trades at prices ranging from $72.10 to $72.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,099 | $71.89 | $79,007.11 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 10 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,142 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F10 · price: This transaction was executed in multiple trades at prices ranging from $71.60 to $72.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $70.62 | $21,186.00 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 9 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,241 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $70.40 to $71.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $69.55 | $13,910.00 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 8 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,541 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $69.10 to $70.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 2,800 | $12.36 | $34,608.00 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 7 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 3,624 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · derivative · entry 12 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,376 Underlying: Common Stock · 3,624 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 767 | $70.17 | $53,820.39 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 6 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,941 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $70.15 to $70.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,157 | $69.86 | $150,688.02 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 5 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,708 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $69.15 to $70.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 700 | $68.64 | $48,048.00 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 4 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,865 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $68.15 to $69.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 3,624 | $12.36 | $44,792.64 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $69.58 | $20,874.00 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,941 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $69.45 to $69.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,000 | $68.90 | $68,900.00 |
DisclosureSEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,241 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $68.35 to $69.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 01:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $69.73 | $34,865.00 |
DisclosureSEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 6 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,241 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $69.65 to $70.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 01:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,100 | $69.22 | $76,142.00 |
DisclosureSEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 5 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,741 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $68.65 to $69.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 01:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,497 | $70.64 | $105,748.08 |
DisclosureSEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 4 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,841 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $70.30 to $70.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 01:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,211 | $69.83 | $84,564.13 |
DisclosureSEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,338 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $69.20 to $70.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 01:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 400 | $70.54 | $28,216.00 |
DisclosureSEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,549 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $70.40 to $70.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 01:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,100 | $69.81 | $76,791.00 |
DisclosureSEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,949 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $69.40 to $70.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 00:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $71.60 | $21,480.00 |
DisclosureSEC source: 0001321732-17-000018 · wf-form4_148599694605345.xml · nonDerivative · entry 6 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,049 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $71.40 to $71.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 00:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,300 | $70.78 | $92,014.00 |
DisclosureSEC source: 0001321732-17-000018 · wf-form4_148599694605345.xml · nonDerivative · entry 5 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,349 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $70.35 to $71.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 00:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $71.56 | $35,780.00 |
DisclosureSEC source: 0001321732-17-000018 · wf-form4_148599694605345.xml · nonDerivative · entry 4 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,649 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $71.55 to $71.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 00:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,500 | $71.24 | $178,100.00 |
DisclosureSEC source: 0001321732-17-000018 · wf-form4_148599694605345.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,149 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $70.55 to $71.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 30, 2017 Filed Feb 2, 2017 00:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,098 | $71.04 | $78,001.92 |
DisclosureSEC source: 0001321732-17-000018 · wf-form4_148599694605345.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,649 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $70.85 to $71.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 30, 2017 Filed Feb 2, 2017 00:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,600 | $70.48 | $112,768.00 |
DisclosureSEC source: 0001321732-17-000018 · wf-form4_148599694605345.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,747 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $69.85 to $70.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 27, 2017 Filed Jan 28, 2017 01:29 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $73.40 | $14,680.00 |
DisclosureSEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 7 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,347 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $73.15 to $73.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 27, 2017 Filed Jan 28, 2017 01:29 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,432 | $72.39 | $103,662.48 |
DisclosureSEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 6 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,547 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $72.05 to $72.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 26, 2017 Filed Jan 28, 2017 01:29 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $75.00 | $7,500.00 |
DisclosureSEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 5 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,979 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 26, 2017 Filed Jan 28, 2017 01:29 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,407 | $73.69 | $103,681.83 |
DisclosureSEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 4 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,079 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $73.45 to $74.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 26, 2017 Filed Jan 28, 2017 01:29 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,808 | $72.93 | $131,857.44 |
DisclosureSEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,486 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $72.45 to $73.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 25, 2017 Filed Jan 28, 2017 01:29 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,901 | $75.68 | $143,867.68 |
DisclosureSEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,294 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $75.50 to $75.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 25, 2017 Filed Jan 28, 2017 01:29 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,122 | $75.04 | $309,314.88 |
DisclosureSEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,195 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $74.45 to $75.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:39 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 4,809 | $63.80 | $306,814.20 |
DisclosureSEC source: 0001321732-17-000002 · wf-form4_148366676868246.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,317 F1 · kind: These shares were withheld by or surrendered to Penumbra to pay the reporting person's tax withholding obligations incurred in connection with the vesting of the related restricted stock. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 00:39 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-16-000091 · wf-form4_147925677463019.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,126 F1 · shares: On November 15, 2016, the Reporting Person was granted 30,000 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2017, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 01:11 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 8,500 | $71.22 | $605,370.00 |
DisclosureSEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 5 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,126 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $71.07 to $71.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 01:11 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,200 | $70.87 | $155,914.00 |
DisclosureSEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 4 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,626 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $70.06 to $71.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 01:11 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,500 | $70.47 | $317,115.00 |
DisclosureSEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 3 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,826 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $70.10 to $70.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 01:11 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $70.39 | $7,039.00 |
DisclosureSEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 2 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,326 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 01:11 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,300 | $69.90 | $160,770.00 |
DisclosureSEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 1 Davis Daniel Donen · CIK 0001651322 · President, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,426 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $69.28 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.