Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | COO | January 01, 2019 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date January 01, 2019 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,102 |
Ending reported balance
After 2019-01-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-01 · Exercise / conversion · Acquired 486 · Balance 8,296 F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Row 2 · 2019-01-01 · Tax withholding · Disposed 194 · Balance 8,102 F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,668 |
Reported balance
After 2019-01-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-01 · Exercise / conversion · Disposed 486 · Balance 11,668 F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2019 Filed Jan 3, 2019 18:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000737 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668 Underlying: Common Stock · 486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 18:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 194 | $24.81 | $4,813.14 |
DisclosureSEC source: 0001209191-19-000737 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,102 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 18:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000737 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058117 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,154 Underlying: Common Stock · 399 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 159 | $32.62 | $5,186.58 |
DisclosureSEC source: 0001209191-18-058117 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,810 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058117 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053142 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,553 Underlying: Common Stock · 486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 194 | $39.65 | $7,691.13 |
DisclosureSEC source: 0001209191-18-053142 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,570 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053142 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 18:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046973 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,039 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive aone share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units will will vest ratably on an annual basis over three years beginning on August 15, 2017. F5 · derivative.expiration_date: The restricted stock units will will vest ratably on an annual basis over three years beginning on August 15, 2017. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 18:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 1,200 | $42.73 | $51,270.00 |
DisclosureSEC source: 0001209191-18-046973 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,278 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 18:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046973 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to a Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on August 15, 2016 and ratified by the Board of Directors on October 26, 2016. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046160 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,039 Underlying: Common Stock · 399 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 159 | $42.73 | $6,793.28 |
DisclosureSEC source: 0001209191-18-046160 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,478 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046160 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040614 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,438 Underlying: Common Stock · 486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 194 | $32.88 | $6,377.75 |
DisclosureSEC source: 0001209191-18-040614 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,238 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040614 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028993 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,924 Underlying: Common Stock · 399 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 159 | $29.40 | $4,674.60 |
DisclosureSEC source: 0001209191-18-028993 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,946 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028993 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:02 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022835 · doc4.xml · derivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,323 Underlying: Common Stock · 487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:02 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022835 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009553 · doc4.xml · derivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,810 Underlying: Common Stock · 317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009553 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009244 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,127 Underlying: Common Stock · 1,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 940 | $44.95 | $42,253.00 |
DisclosureSEC source: 0001209191-18-009244 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009244 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmployee Stock Option (Rt to Buy) · Derivative | 21,040 | $44.95 Strike: $44.95 | $945,748.00 |
DisclosureSEC source: 0001209191-18-009155 · doc4.xml · derivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,400 Underlying: Common Stock · 21,040 shares Expires 2025-02-08 F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 6,675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009155 · doc4.xml · derivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,722 Underlying: Common Stock · 6,675 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 21:29 UTC Amendment | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009554 · doc4a.xml · derivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,127 Underlying: Common Stock · 1,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 21:29 UTC Amendment | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009554 · doc4a.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:11 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001088 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,047 Underlying: Common Stock · 487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:11 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 287 | $47.00 | $13,489.00 |
DisclosureSEC source: 0001209191-18-001088 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,307 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:11 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001088 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 23:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066863 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,534 Underlying: Common Stock · 1,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on December 19, 2014 vest over a 3 year ratable annual vesting period which began on December 19, 2015. F5 · derivative.expiration_date: These restricted stock units granted on December 19, 2014 vest over a 3 year ratable annual vesting period which began on December 19, 2015. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 23:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 745 | $47.90 | $35,685.50 |
DisclosureSEC source: 0001209191-17-066863 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 5, 2014 and ratified by the Board of Directors on December 10, 2014. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 23:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066863 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 5, 2014 and ratified by the Board of Directors on December 10, 2014. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 925 | $53.58 | $49,561.22 |
DisclosureSEC source: 0001209191-17-063591 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502 F1 · price: This is a weighted average of the price traded. Read SEC document |
| November 12, 2017 Filed Nov 13, 2017 22:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060399 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,884 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 12, 2017 Filed Nov 13, 2017 22:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 175 | $51.88 | $9,078.13 |
DisclosureSEC source: 0001209191-17-060399 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,427 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 12, 2017 Filed Nov 13, 2017 22:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060399 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055296 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,202 Underlying: Common Stock · 487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 269 | $63.83 | $17,168.93 |
DisclosureSEC source: 0001209191-17-055296 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055296 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 19:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049154 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,689 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive aone share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units will will vest ratably on an annual basis over three years beginning on August 15, 2017. F5 · derivative.expiration_date: The restricted stock units will will vest ratably on an annual basis over three years beginning on August 15, 2017. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 19:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 1,657 | $58.35 | $96,685.95 |
DisclosureSEC source: 0001209191-17-049154 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 19:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049154 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to a Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on August 15, 2016 and ratified by the Board of Directors on October 26, 2016. Read SEC document |
| August 12, 2017 Filed Aug 14, 2017 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048812 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,689 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 12, 2017 Filed Aug 14, 2017 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 175 | $58.90 | $10,307.50 |
DisclosureSEC source: 0001209191-17-048812 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.