Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | COO | January 01, 2019 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date January 01, 2019 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,102 |
Ending reported balance
After 2019-01-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-01 · Exercise / conversion · Acquired 486 · Balance 8,296 F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Row 2 · 2019-01-01 · Tax withholding · Disposed 194 · Balance 8,102 F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,668 |
Reported balance
After 2019-01-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-01 · Exercise / conversion · Disposed 486 · Balance 11,668 F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2017 Filed Aug 14, 2017 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048812 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043328 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,007 Underlying: Common Stock · 487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 269 | $67.21 | $18,079.62 |
DisclosureSEC source: 0001209191-17-043328 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043328 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032378 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,494 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 175 | $64.13 | $11,221.88 |
DisclosureSEC source: 0001209191-17-032378 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032378 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 23:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024305 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,812 Underlying: Common Stock · 487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 23:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 269 | $67.98 | $18,285.28 |
DisclosureSEC source: 0001209191-17-024305 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 23:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024305 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:07 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 3,500 | $72.15 | $252,525.00 |
DisclosureSEC source: 0001209191-17-013972 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 15:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010319 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,299 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 15:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 173 | $62.48 | $10,808.18 |
DisclosureSEC source: 0001209191-17-010319 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,501 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 15:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010319 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmployee Stock Option (Rt to Buy) · Derivative | 15,300 | $62.70 Strike: $62.70 | $959,310.00 |
DisclosureSEC source: 0001209191-17-009224 · doc4.xml · derivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,360 Underlying: Common Stock · 15,300 shares Expires 2024-02-08 F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 4,785 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009224 · doc4.xml · derivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,617 Underlying: Common Stock · 4,785 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 23:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000458 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,832 Underlying: Common Stock · 1,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 23:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 1,193 | $65.78 | $78,469.58 |
DisclosureSEC source: 0001209191-17-000458 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 23:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000458 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156148 · doc4.xml · derivative · entry 6 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,779 Underlying: Common Stock · 1,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F8 · derivative.exercise_date: These restricted stock units granted on December 19, 2014 vest over a 3 year ratable annual vesting period which began on December 19, 2015. F8 · derivative.expiration_date: These restricted stock units granted on December 19, 2014 vest over a 3 year ratable annual vesting period which began on December 19, 2015. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156148 · doc4.xml · derivative · entry 5 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,129 Underlying: Common Stock · 2,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F7 · derivative.exercise_date: These restricted stock units granted on December 19, 2013 vest over a 3 year ratable annual vesting period which began on December 19, 2014. F7 · derivative.expiration_date: These restricted stock units granted on December 19, 2013 vest over a 3 year ratable annual vesting period which began on December 19, 2014. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 633 | $66.88 | $42,331.88 |
DisclosureSEC source: 0001209191-16-156148 · doc4.xml · nonDerivative · entry 4 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F5 · price: Price determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 5, 2014 and ratified by the Board of Directors on December 10, 2014. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156148 · doc4.xml · nonDerivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 5, 2014 and ratified by the Board of Directors on December 10, 2014. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 1,014 | $66.88 | $67,811.25 |
DisclosureSEC source: 0001209191-16-156148 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,885 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on December 11, 2013. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156148 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on December 11, 2013. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150042 · doc4.xml · derivative · entry 3 HUGHES LOUIS SYLVESTER · CIK 0001630923 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,829 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 119 | $67.00 | $7,973.00 |
DisclosureSEC source: 0001209191-16-150042 · doc4.xml · nonDerivative · entry 2 HUGHES LOUIS SYLVESTER · CIK 0001630923 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150042 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 18:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 398 | $76.07 | $30,275.86 |
DisclosureSEC source: 0001209191-16-140003 · doc4.xml · nonDerivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 15, 2016 Filed Oct 19, 2016 23:42 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146410 · doc4.xml · derivative · entry 1 HUGHES LOUIS SYLVESTER · CIK 0001630923 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,147 Underlying: Common Stock · 9,000 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on August 15, 2016 and will vest ratably on an annual basis over three years beginning on August 15, 2017. F1 · shares: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on August 15, 2016 and will vest ratably on an annual basis over three years beginning on August 15, 2017. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on August 15, 2016 and will vest ratably on an annual basis over three years beginning on August 15, 2017. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on August 15, 2016 and will vest ratably on an annual basis over three years beginning on August 15, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.