Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEW JERSEY RESOURCES CORPNJR · Entity 3851 | Executive V.P. | January 03, 2019 | January 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEW JERSEY RESOURCES CORP
Report date January 03, 2019 · Filed January 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 196,951.603 |
Reported balance
After 2019-01-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-03 · Tax withholding · Disposed 7,934 · Balance 196,951.603 F1: Shares withheld for the payment of taxes upon the distribution of deferred equity compensation in the New Jersey Resources Corporation (NJR) Officers' Deferred Compensation Plan. F2: Total has been adjusted to reflect dividends reinvested under the NJR Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for the payment of taxes upon the distribution of deferred equity compensation in the New Jersey Resources Corporation (NJR) Officers' Deferred Compensation Plan.
F2: Total has been adjusted to reflect dividends reinvested under the NJR Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2019 Filed Jan 7, 2019 22:54 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 7,934 | $44.32 | $351,634.88 |
DisclosureSEC source: 0000356309-19-000024 · wf-form4_154690163863570.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,951.603 F1 · shares: Shares withheld for the payment of taxes upon the distribution of deferred equity compensation in the New Jersey Resources Corporation (NJR) Officers' Deferred Compensation Plan. F2 · balance_after: Total has been adjusted to reflect dividends reinvested under the NJR Dividend Reinvestment Plan. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 15:57 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GrantCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-18-000157 · wf-form4_154411182950856.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,959.743 F1 · balance_after: Represents grant of deferred stock units under the New Jersey Resources Corporation (NJR) 2017 Stock Award and Incentive Plan. Each deferred stock unit vests on October 15, 2021 and represents a contingent right to receive one share of NJR Common Stock. F2 · balance_after: This total reflects an adjustment for a clerical error wherein the number of shares received as dividends on a vested award were overstated by 465 shares on a report filed on October 17, 2018. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 01:51 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionPerformance Shares · Derivative | 1,829 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-18-000134 · wf-form4_154233306242366.xml · derivative · entry 6 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents number of Performance Shares, which vested at 121% of the target (plus accrued dividends) after a 36-month period beginning on October 1, 2015, upon certification by the Leadership Development and Compensation Committee of NJR's performance versus the applicable performance goals. Performance Shares converted 1 for 1 into shares of NJR Common Stock. There is no purchase or sale price upon vesting of the Performance Shares. F5 · derivative.exercise_date: Represents number of Performance Shares, which vested at 121% of the target (plus accrued dividends) after a 36-month period beginning on October 1, 2015, upon certification by the Leadership Development and Compensation Committee of NJR's performance versus the applicable performance goals. Performance Shares converted 1 for 1 into shares of NJR Common Stock. There is no purchase or sale price upon vesting of the Performance Shares. F5 · derivative.expiration_date: Represents number of Performance Shares, which vested at 121% of the target (plus accrued dividends) after a 36-month period beginning on October 1, 2015, upon certification by the Leadership Development and Compensation Committee of NJR's performance versus the applicable performance goals. Performance Shares converted 1 for 1 into shares of NJR Common Stock. There is no purchase or sale price upon vesting of the Performance Shares. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 01:51 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionPerformance Shares · Derivative | 2,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-18-000134 · wf-form4_154233306242366.xml · derivative · entry 5 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents number of Performance Shares, which vested at 99% of the target (plus accrued dividends) after a 36-month period beginning on October 1, 2015, upon certification by the Leadership Development and Compensation Committee of NJR's performance versus the applicable performance goals. Performance Shares converted 1 for 1 into shares of NJR Common Stock. There is no purchase or sale price upon vesting of the Performance Shares. F4 · derivative.exercise_date: Represents number of Performance Shares, which vested at 99% of the target (plus accrued dividends) after a 36-month period beginning on October 1, 2015, upon certification by the Leadership Development and Compensation Committee of NJR's performance versus the applicable performance goals. Performance Shares converted 1 for 1 into shares of NJR Common Stock. There is no purchase or sale price upon vesting of the Performance Shares. F4 · derivative.expiration_date: Represents number of Performance Shares, which vested at 99% of the target (plus accrued dividends) after a 36-month period beginning on October 1, 2015, upon certification by the Leadership Development and Compensation Committee of NJR's performance versus the applicable performance goals. Performance Shares converted 1 for 1 into shares of NJR Common Stock. There is no purchase or sale price upon vesting of the Performance Shares. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 01:51 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 1,182 | $47.98 | $56,712.36 |
DisclosureSEC source: 0000356309-18-000134 · wf-form4_154233306242366.xml · nonDerivative · entry 4 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,340.743 F2 · balance_after: Represents shares withheld to pay taxes due upon vesting of Performance Share awards. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 01:51 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 1,829 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-18-000134 · wf-form4_154233306242366.xml · nonDerivative · entry 3 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,522.743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Total has been adjusted upward by 384 shares to reflect Performance Shares vesting at 121% of target plus 185 shares for accrued dividend equivalents upon vesting of the award. Each dividend equivalent converts into 1 share of NJR Common Stock upon vesting. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 01:51 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 1,151 | $47.98 | $55,224.98 |
DisclosureSEC source: 0000356309-18-000134 · wf-form4_154233306242366.xml · nonDerivative · entry 2 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,124.743 F2 · balance_after: Represents shares withheld to pay taxes due upon vesting of Performance Share awards. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 01:51 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 2,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-18-000134 · wf-form4_154233306242366.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,275.743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total has been adjusted downward by 22 shares to reflect Performance Shares vesting at 99% of target plus 180 shares for dividend accrued equivalents upon vesting of the award. Each dividend equivalent converts into 1 share of New Jersey Resources Corporation (NJR) Common Stock upon vesting. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 23:52 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionDeferred Stock Units · Derivative | 6,660 | $44.90 | $299,034.00 |
DisclosureSEC source: 0000356309-18-000122 · wf-form4_153982034543124.xml · derivative · entry 4 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,660 shares Expires 2017-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of NJR common stock. F5 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of NJR common stock. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 23:52 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 3,505 | $44.90 | $157,374.50 |
DisclosureSEC source: 0000356309-18-000122 · wf-form4_153982034543124.xml · nonDerivative · entry 3 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,939.743 F3 · shares: Includes accrued dividends on the vested deferred stock units totaling 465 shares. F4 · balance_after: Total includes an accrual of 65.094 shares through the New Jersey Resources Corporation (NJR) Dividend Reinvestment Plan. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 23:52 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 7,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-18-000122 · wf-form4_153982034543124.xml · nonDerivative · entry 2 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,914.649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares withheld to pay taxes related to deferred stock units vesting. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 23:52 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 9 | $44.10 | $396.90 |
DisclosureSEC source: 0000356309-18-000122 · wf-form4_153982034543124.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,789.649 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:09 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 17 | $46.10 | $783.70 |
DisclosureSEC source: 0000356309-18-000110 · wf-form4_153851452265933.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,798.649 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright, shares held in compensation deferral plan, as well as shares held in the New Jersey Resources Corporation (NJR) ESOP Plan and NJR 401(k) Plan each of which are accounted for on a unitized basis and reflect calculated value. Total includes an accrual of 579.037 shares through the compensation deferral plan, NJR 401(k) and the NJR Dividend Reinvestment Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 20:44 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 18 | $45.60 | $820.80 |
DisclosureSEC source: 0000356309-18-000106 · wf-form4_153618025220585.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,236.612 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes an accrual of 85.85199 shares through the New Jersey Resources Corporation Dividend Reinvestment Plan. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 21:25 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 18 | $46.25 | $832.50 |
DisclosureSEC source: 0000356309-18-000097 · wf-form4_153324509889028.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,168.76 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright, shares held in compensation deferral plan, as well as shares held in the New Jersey Resources Corporation (NJR) ESOP Plan, each of which are accounted for on a unitized basis and reflect calculated value. Total includes an accrual of 118.684 shares through the compensation deferral plan and the NJR Dividend Reinvestment Plan. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 22:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 19 | $44.75 | $850.25 |
DisclosureSEC source: 0000356309-18-000089 · wf-form4_153065644088243.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,068.076 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes an accrual of 96.5108 shares through the New Jersey Resources Corporation Dividend Reinvestment Plan. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 19:54 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 20 | $44.40 | $888.00 |
DisclosureSEC source: 0000356309-18-000081 · wf-form4_152814203117480.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,990.565 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of performance-based restricted stock due to executive's eligibility for retirement. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:45 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 19 | $41.35 | $785.65 |
DisclosureSEC source: 0000356309-18-000070 · wf-form4_152529030305072.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,010.565 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright, shares held in compensation deferral plan, as well as shares held in New Jersey Resources Corporation (NJR) ESOP Plan and 401(k) Plan, each of which are accounted for on a unitized basis and reflect calculated value. Total also includes an accrual of 615.693 shares through the compensation deferral plan and the NJR Dividend Reinvestment Plan. Read SEC document |
| March 31, 2018 Filed Apr 2, 2018 22:09 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 20 | $40.10 | $802.00 |
DisclosureSEC source: 0000356309-18-000066 · wf-form4_152270694403705.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,413.602 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright, shares held in compensation deferral plan and shares held in New Jersey Resources Corporation ESOP Plan and 401(k)Plan. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 16:03 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 18 | $38.10 | $685.80 |
DisclosureSEC source: 0000356309-18-000062 · wf-form4_152000661238380.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,433.602 F1 · shares: Represents shares without to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright, shares held in compensation deferral plan, as well as shares held in New Jersey Resources Corporation (NJR) ESOP Plan and 401(k) Plan, each of which are accounted for on a unitized basis and reflects calculated value. Total also includes an accrual of 141.966 shares through the compensation deferral plan. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 15:46 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 22 | $38.80 | $853.60 |
DisclosureSEC source: 0000356309-18-000053 · wf-form4_151758637619090.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,309.636 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright, shares held in compensation deferral plan, as well as shares held in New Jersey Resources Corporation (NJR) ESOP Plan and 401(k)Plan, each of which are accounted for on a unitized basis and reflects calculated value. Total also includes an accrual of 1,068.74 shares through the NJR Dividend Reinvestment Plan. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 22:32 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 19 | $40.20 | $763.80 |
DisclosureSEC source: 0000356309-18-000002 · wf-form4_151493234829876.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,262.896 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes 446.020 shares acquired through reinvestment of dividends. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:04 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 28 | $44.60 | $1,248.80 |
DisclosureSEC source: 0000356309-17-000191 · wf-form4_151216586069068.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,835.876 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 02:35 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionPerformance Shares · Derivative | 2,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000175 · wf-form4_151088608841451.xml · derivative · entry 6 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents number of Performance Shares, which vested at 119% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F2 · derivative.exercise_date: Represents number of Performance Shares, which vested at 119% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F2 · derivative.expiration_date: Represents number of Performance Shares, which vested at 119% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F4 · derivative.underlying_shares: Total reflects 2 for 1 stock split on March 3, 2015. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 02:35 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionPerformance Shares · Derivative | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000175 · wf-form4_151088608841451.xml · derivative · entry 5 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents number of Performance Shares, which vested at 108.44% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F1 · derivative.exercise_date: Represents number of Performance Shares, which vested at 108.44% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F1 · derivative.expiration_date: Represents number of Performance Shares, which vested at 108.44% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F4 · derivative.underlying_shares: Total reflects 2 for 1 stock split on March 3, 2015. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 02:35 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 1,208 | $45.00 | $54,360.00 |
DisclosureSEC source: 0000356309-17-000175 · wf-form4_151088608841451.xml · nonDerivative · entry 4 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,863.876 F3 · balance_after: Total includes accrued dividends of 694.274 shares. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 02:35 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 2,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000175 · wf-form4_151088608841451.xml · nonDerivative · entry 3 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,377.032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Represents number of Performance Shares, which vested at 119% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 02:35 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 1,311 | $45.00 | $58,995.00 |
DisclosureSEC source: 0000356309-17-000175 · wf-form4_151088608841451.xml · nonDerivative · entry 2 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,048.032 Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 02:35 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000175 · wf-form4_151088608841451.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,359.032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents number of Performance Shares, which vested at 108.44% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. Read SEC document |
| October 15, 2017 Filed Oct 18, 2017 01:55 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionDeferred Stock Units · Derivative | 23,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000141 · wf-form4_150829173468032.xml · derivative · entry 3 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of NJR common stock. F2 · derivative.exercise_date: Deferred stock unit award is payable subject to certain conditions on 10/15/2017. F2 · derivative.expiration_date: Deferred stock unit award is payable subject to certain conditions on 10/15/2017. F3 · derivative.underlying_shares: Total reflects a 2 for 1 stock split on March 3, 2015 and includes dividends accrued. Read SEC document |
| October 15, 2017 Filed Oct 18, 2017 01:55 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 12,325 | $43.30 | $533,672.50 |
DisclosureSEC source: 0000356309-17-000141 · wf-form4_150829173468032.xml · nonDerivative · entry 2 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,831.032 Read SEC document |
| October 15, 2017 Filed Oct 18, 2017 01:55 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GrantCommon Stock | 23,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000141 · wf-form4_150829173468032.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,156.032 Read SEC document |
| October 15, 2017 Filed Nov 9, 2017 20:24 UTC Amendment | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock · Derivative | 23,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000151 · wf-form4a_151025903580580.xml · derivative · entry 3 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of NJR common stock. F3 · shares: This amendment is being filed to correct Item 5 of Table II, which incorrectly listed the derivative securities as acquired rather than disposed of. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of NJR common stock. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of NJR common stock. Read SEC document |
| October 15, 2017 Filed Nov 9, 2017 20:24 UTC Amendment | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 12,235 | $43.30 | $529,775.50 |
DisclosureSEC source: 0000356309-17-000151 · wf-form4a_151025903580580.xml · nonDerivative · entry 2 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,831.032 F1 · balance_after: Total includes 642.303 shares acquired through reinvestment of dividends. Read SEC document |
| October 15, 2017 Filed Nov 9, 2017 20:24 UTC Amendment | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GrantCommon Stock | 23,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-17-000151 · wf-form4a_151025903580580.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,156.032 Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 22:28 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 79 | $42.15 | $3,329.85 |
DisclosureSEC source: 0000356309-17-000130 · wf-form4_150706966815809.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,494.032 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares of New Jersey Resources Corporation (NJR) Common Stock held outright and through the NJR ESOP Plan and the NJR Employees Retirement Savings Plan. F3 · balance_after: Total includes 584.088 shares acquired through reinvestment of dividends. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 23:51 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 81 | $43.65 | $3,535.65 |
DisclosureSEC source: 0000356309-17-000110 · wf-form4_150465548216152.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,984.32 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 19:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 84 | $42.15 | $3,540.60 |
DisclosureSEC source: 0000356309-17-000107 · wf-form4_150170162971386.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,065.32 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares of New Jersey Resources Corporation (NJR) Common Stock held outright and through the NJR ESOP Plan and the NJR Employees Retirement Savings Plan. F3 · balance_after: Total includes 692.481 shares acquired through reinvestment of dividends. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:41 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 84 | $39.70 | $3,334.80 |
DisclosureSEC source: 0000356309-17-000090 · wf-form4_149929446632403.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,456.839 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 18:25 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 90 | $41.90 | $3,771.00 |
DisclosureSEC source: 0000356309-17-000080 · wf-form4_149642790405591.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,540.839 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. Read SEC document |
| April 30, 2017 Filed May 2, 2017 20:52 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 88 | $40.35 | $3,550.80 |
DisclosureSEC source: 0000356309-17-000067 · wf-form4_149375832394521.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,630.839 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares of NJR Common Stock held outright, through the NJR ESOP Plan, the NJR Employees Retirement Savings Plan and a deferred compensation plan. F3 · balance_after: Total includes 1,195.036 shares acquired through reinvestment of dividends. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:12 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 90 | $39.60 | $3,564.00 |
DisclosureSEC source: 0000356309-17-000059 · wf-form4_149125390662621.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,523.803 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:26 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 81 | $39.40 | $3,191.40 |
DisclosureSEC source: 0000356309-17-000051 · wf-form4_148848279822164.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,613.803 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 39 | $37.70 | $1,470.30 |
DisclosureSEC source: 0000356309-17-000030 · wf-form4_148607147191996.xml · nonDerivative · entry 2 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,694.803 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 62 | $37.70 | $2,337.40 |
DisclosureSEC source: 0000356309-17-000030 · wf-form4_148607147191996.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,733.803 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright, and shares held in a compensation deferral plan, in the New Jersey Resources Corporation ESOP Plan and 401(k)Plan, which are accounted for on a unitized basis that reflects a calculated value. F3 · balance_after: Total includes 1,192.829 shares of accrual dividends. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 18:05 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 35 | $35.50 | $1,242.50 |
DisclosureSEC source: 0000356309-17-000002 · wf-form4_148355309438323.xml · nonDerivative · entry 2 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,602.974 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of time-vested restricted stock due to executive's eligibility for retirement. F2 · balance_after: Total includes shares held outright, and shares held in a compensation deferral plan, in the New Jersey Resources Corporation ESOP Plan and 401(k) Plan, which are accounted for on a unitized basis that reflects a calculated value. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 18:05 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 47 | $35.50 | $1,668.50 |
DisclosureSEC source: 0000356309-17-000002 · wf-form4_148355309438323.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,571.741 F1 · shares: Represents shares withheld to pay taxes related to monthly vesting of time-vested restricted stock due to executive's eligibility for retirement. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 45 | $34.45 | $1,550.25 |
DisclosureSEC source: 0000356309-16-000287 · wf-form4_148071721348956.xml · nonDerivative · entry 2 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,618.741 F1 · balance_after: Represents shares withheld to pay taxes related to monthly vesting of time-vested restricted stock due to executive's eligibility for retirement. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:20 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 34 | $34.45 | $1,171.30 |
DisclosureSEC source: 0000356309-16-000287 · wf-form4_148071721348956.xml · nonDerivative · entry 1 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,663.741 F1 · balance_after: Represents shares withheld to pay taxes related to monthly vesting of time-vested restricted stock due to executive's eligibility for retirement. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:28 UTC Amendment | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionPerformance Shares · Derivative | 4,256 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000279 · wf-form4a_147942530228592.xml · derivative · entry 6 LOCKWOOD GLENN C · CIK 0001239998 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,256 shares Expires 2016-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F2 · derivative.exercise_date: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F3 · derivative.underlying_shares: Total reflects a two for one stock split on March 3, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.