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person · Reporting owner

HOOGASIAN SETH H

Disclosed activity across 2 companies

Tapewire entity
16117
SEC CIK
0001216070

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Patheon N.V.PTHN · Entity 173467DirectorAugust 29, 2017August 29, 2017
THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836Sr. VP & Retiring Gen. CounselFebruary 27, 2018March 01, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Patheon N.V.

Report date August 29, 2017 · Filed August 29, 2017

This filing explicitly reported no securities owned.

THERMO FISHER SCIENTIFIC INC.

Report date February 27, 2018 · Filed March 01, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,530 Ending reported balance After 2018-02-28 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2018-02-27 · Grant · Acquired 6,203 · Balance 31,272

F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.

Row 2 · 2018-02-27 · Tax withholding · Disposed 2,273 · Balance 28,999

Row 3 · 2018-02-28 · Tax withholding · Disposed 630 · Balance 28,369

Row 4 · 2018-02-28 · Tax withholding · Disposed 1,839 · Balance 26,530

Common StockSEC Table I · non-derivativeIndirectBy 401(k)407.26 Reported balance Holding disclosure · report date 2018-02-27 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 407.26

Filing footnotes · ownership attribution and instrument terms

F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2008 Filed Mar 7, 2008 23:09 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 4,400 $0.00 $0.00
Disclosure

SEC source: 0000097745-08-000069 · hoo637.xml · nonDerivative · entry 1

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,276

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · derivative · entry 24

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2012-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on February 25, 2006, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 200 $55.14 $11,028.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 22

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 200 $55.12 $11,024.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 21

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,076

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,400 $55.11 $77,154.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 20

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,276

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,100 $55.10 $60,610.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 19

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,676

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,300 $55.09 $126,707.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 18

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,776

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,500 $55.08 $192,780.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 17

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,076

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,300 $55.07 $126,661.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 16

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,576

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 900 $55.06 $49,554.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 15

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 400 $55.05 $22,020.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 14

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,776

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,100 $55.04 $60,544.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 13

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,176

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,000 $55.03 $110,060.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 12

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,276

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,600 $55.02 $88,032.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 11

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,276

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,000 $55.01 $110,020.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 10

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,000 $55.00 $55,000.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 9

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,000 $54.97 $164,910.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 8

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,500 $54.95 $82,425.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 7

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 100 $54.94 $5,494.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 6

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,376

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 200 $54.93 $10,986.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 5

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,476

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 100 $54.92 $5,492.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 4

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,676

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 14,200 $54.91 $779,722.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 3

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,776

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 900 $54.90 $49,410.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 2

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,976

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 10, 2008 Filed Jan 11, 2008 22:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 40,000 $27.40 $1,096,000.00
Disclosure

SEC source: 0000097745-08-000010 · hoo595.xml · nonDerivative · entry 1

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · derivative · entry 26

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2012-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on February 25, 2006, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 100 $57.13 $5,713.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 24

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,000 $57.12 $57,120.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 23

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,976

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 600 $57.11 $34,266.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 22

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,976

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,900 $57.10 $165,590.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 21

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,576

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 5,000 $57.05 $285,250.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 20

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,476

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 200 $57.04 $11,408.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 19

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,476

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 200 $57.02 $11,404.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 18

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,676

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 800 $57.01 $45,608.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 17

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 4,200 $57.00 $239,400.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 16

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,676

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 200 $56.98 $11,396.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 15

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 500 $56.90 $28,450.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 14

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,076

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 400 $56.81 $22,724.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 13

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,576

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,000 $56.80 $56,800.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 12

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,976

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 100 $56.79 $5,679.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 11

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,976

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 20,200 $56.75 $1,146,350.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 10

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,076

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

Read SEC document
January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 100 $56.74 $5,674.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 9

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,276

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

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January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 500 $56.72 $28,360.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 8

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,376

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

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January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 600 $56.71 $34,026.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 7

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

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January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 400 $56.70 $22,680.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 6

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,476

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

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January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 600 $56.64 $33,984.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 5

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

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January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 200 $56.63 $11,326.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 4

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,476

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

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January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 100 $56.62 $5,662.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 3

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,676

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

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January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 100 $56.61 $5,661.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 2

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,776

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007.

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January 08, 2008 Filed Jan 10, 2008 22:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 40,000 $27.40 $1,096,000.00
Disclosure

SEC source: 0000097745-08-000008 · hoo594.xml · nonDerivative · entry 1

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2007 Filed Nov 14, 2007 21:38 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $27.40 $0.00
Disclosure

SEC source: 0000097745-07-000237 · hoo567.xml · derivative · entry 32

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 45,000 shares

Expires 2012-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on February 25, 2006, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.