Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Patheon N.V.PTHN · Entity 173467 | Director | August 29, 2017 | August 29, 2017 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Sr. VP & Retiring Gen. Counsel | February 27, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Patheon N.V.
Report date August 29, 2017 · Filed August 29, 2017
This filing explicitly reported no securities owned.
THERMO FISHER SCIENTIFIC INC.
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,530 |
Ending reported balance
After 2018-02-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-27 · Grant · Acquired 6,203 · Balance 31,272 F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020. Row 2 · 2018-02-27 · Tax withholding · Disposed 2,273 · Balance 28,999 Row 3 · 2018-02-28 · Tax withholding · Disposed 630 · Balance 28,369 Row 4 · 2018-02-28 · Tax withholding · Disposed 1,839 · Balance 26,530 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 407.26 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 407.26 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2012 Filed Feb 27, 2012 21:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 61 | $56.12 | $3,423.32 |
DisclosureSEC source: 0001127602-12-008109 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,388 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 19:01 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,000 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0001127602-12-003892 · form4.xml · derivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,800 Underlying: Common Stock · 18,000 shares Expires 2013-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in five equal installments on November 9, 2007, 2008, 2009, 2010, and 2011. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 19:01 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 18,000 | $55.00 | $990,000.00 |
DisclosureSEC source: 0001127602-12-003892 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,449 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2011, and amended on October 28, 2011. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 19:01 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 18,000 | $43.37 | $780,660.00 |
DisclosureSEC source: 0001127602-12-003892 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0001127602-11-014138 · form4.xml · derivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,800 Underlying: Common Stock · 20,000 shares Expires 2013-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 9, 2007. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 24,628 | $59.50 | $1,465,366.00 |
DisclosureSEC source: 0001127602-11-014138 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,449 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2011. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 20,000 | $43.37 | $867,400.00 |
DisclosureSEC source: 0001127602-11-014138 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 23:10 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 37 | $57.02 | $2,109.74 |
DisclosureSEC source: 0001127602-11-009500 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,077 Read SEC document |
| February 25, 2011 Filed Mar 1, 2011 23:40 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,502 | $55.56 | $83,451.12 |
DisclosureSEC source: 0001127602-11-008153 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,114 Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 22:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 31,100 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-11-007749 · form4.xml · derivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,100 Underlying: Common Stock · 31,100 shares Expires 2018-02-23 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 23, 2012. Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 22:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-007749 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,616 Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 17:44 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0001225208-10-027076 · doc4.xml · derivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,800 Underlying: Common Stock · 20,000 shares Expires 2013-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 9, 2007. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 17:44 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 766 | $0.00 Strike: $36.10 | $0.00 |
DisclosureSEC source: 0001225208-10-027076 · doc4.xml · derivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,534 Underlying: Common Stock · 766 shares Expires 2016-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 26, 2010. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 17:44 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 25,571 | $55.00 | $1,406,405.00 |
DisclosureSEC source: 0001225208-10-027076 · doc4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,816 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2010, and amended on July 30, 2010. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 17:44 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 766 | $36.10 | $27,652.60 |
DisclosureSEC source: 0001225208-10-027076 · doc4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 17:44 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 20,000 | $43.37 | $867,400.00 |
DisclosureSEC source: 0001225208-10-027076 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2010 Filed Aug 18, 2010 20:34 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,055 | $45.52 | $48,023.60 |
DisclosureSEC source: 0001225208-10-019456 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,621 Read SEC document |
| April 14, 2010 Filed Apr 15, 2010 22:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $36.10 | $0.00 |
DisclosureSEC source: 0001225208-10-010415 · doc4.xml · derivative · entry 7 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,300 Underlying: Common Stock · 10,000 shares Expires 2016-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 26, 2010. Read SEC document |
| April 14, 2010 Filed Apr 15, 2010 22:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0001225208-10-010415 · doc4.xml · derivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,800 Underlying: Common Stock · 20,000 shares Expires 2013-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 9, 2007. Read SEC document |
| April 14, 2010 Filed Apr 15, 2010 22:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 30,000 | $53.00 | $1,590,000.00 |
DisclosureSEC source: 0001225208-10-010415 · doc4.xml · nonDerivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,676 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2010. Read SEC document |
| April 14, 2010 Filed Apr 15, 2010 22:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,000 | $53.50 | $267,500.00 |
DisclosureSEC source: 0001225208-10-010415 · doc4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,676 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2010. Read SEC document |
| April 14, 2010 Filed Apr 15, 2010 22:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 10,000 | $36.10 | $361,000.00 |
DisclosureSEC source: 0001225208-10-010415 · doc4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2010 Filed Apr 15, 2010 22:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 20,000 | $43.37 | $867,400.00 |
DisclosureSEC source: 0001225208-10-010415 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2010 Filed Mar 9, 2010 23:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 7,250 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001225208-10-007582 · doc4.xml · derivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 Underlying: Common Stock · 7,250 shares Expires 2017-03-05 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2012. Read SEC document |
| March 05, 2010 Filed Mar 9, 2010 23:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 24,300 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001225208-10-007582 · doc4.xml · derivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,300 Underlying: Common Stock · 24,300 shares Expires 2017-03-05 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2011. Read SEC document |
| March 05, 2010 Filed Mar 9, 2010 23:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007582 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,676 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 19:37 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 762 | $48.77 | $37,162.74 |
DisclosureSEC source: 0001225208-10-006532 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,476 Read SEC document |
| February 25, 2010 Filed Feb 26, 2010 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 761 | $49.28 | $37,502.08 |
DisclosureSEC source: 0001225208-10-006013 · doc4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,238 Read SEC document |
| February 25, 2010 Filed Feb 26, 2010 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006013 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,999 F1 · shares: Shares represent a performance-based restricted stock award granted on February 26, 2009. The Company's Compensation Committee determined on February 25, 2010, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2010, one-third of the shares vest on February 25, 2011, and the remaining one-third vest on February 25, 2012. Read SEC document |
| November 17, 2009 Filed Nov 18, 2009 22:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 6,792 | $45.42 | $308,492.64 |
DisclosureSEC source: 0001225208-09-022504 · doc4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,210 Read SEC document |
| November 17, 2009 Filed Nov 18, 2009 22:54 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,208 | $45.41 | $54,855.28 |
DisclosureSEC source: 0001225208-09-022504 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,002 Read SEC document |
| August 17, 2009 Filed Aug 18, 2009 22:08 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,055 | $44.76 | $47,221.80 |
DisclosureSEC source: 0001225208-09-017504 · doc4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,210 Read SEC document |
| August 17, 2009 Filed Aug 18, 2009 22:08 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 5,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-017504 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,265 F1 · shares: Represents shares awarded as performance restricted stock awards on November 9, 2006, for which the performance criteria have been satisfied. Read SEC document |
| March 05, 2009 Filed Mar 6, 2009 22:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 466 | $34.56 | $16,104.96 |
DisclosureSEC source: 0001225208-09-006529 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,215 Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 17:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 32,300 | $0.00 Strike: $36.10 | $0.00 |
DisclosureSEC source: 0001225208-09-005433 · doc4.xml · derivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,300 Underlying: Common Stock · 32,300 shares Expires 2016-02-26 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 26, 2010. Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 17:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 667 | $36.10 | $24,078.70 |
DisclosureSEC source: 0001225208-09-005433 · doc4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,681 Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 17:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-005433 · doc4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,348 F1 · shares: Shares represent a performance-based restricted stock award granted on March 5, 2008. The Company's Compensation Committee determined on February 26, 2009, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 26, 2009, one-third of the shares vest on February 26, 2010, and the remaining one-third vest on February 26, 2011. Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 17:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-005433 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,320 Read SEC document |
| November 09, 2008 Filed Nov 10, 2008 23:42 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,406 | $37.73 | $53,048.38 |
DisclosureSEC source: 0001225208-08-017692 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,120 Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $34.86 | $0.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · derivative · entry 12 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2013-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on February 27, 2007, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 45,000 | $60.00 | $2,700,000.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 10 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,526 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Februray 13, 2008. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 38,376 | $61.00 | $2,340,936.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 9 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,526 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Februray 13, 2008. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 3,124 | $61.07 | $190,782.68 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 8 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,902 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Februray 13, 2008. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,800 | $61.02 | $109,836.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 7 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,026 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Februray 13, 2008. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,400 | $61.01 | $85,414.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,826 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Februray 13, 2008. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $61.03 | $6,103.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,226 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Februray 13, 2008. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $61.06 | $6,106.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,326 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Februray 13, 2008. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $61.05 | $6,105.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,426 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Februray 13, 2008. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 90,000 | $34.86 | $3,137,400.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2008 Filed Aug 4, 2008 14:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | OtherCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-012884 · doc4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,526 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.