Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | March 31, 2018 | April 03, 2018 |
| NORDSTROM INCJWN · Entity 79544 | Director | March 20, 2018 | March 22, 2018 |
| YUM BRANDS INCYUM · Entity 3067 | Director | February 11, 2020 | February 11, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date March 31, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 53,885.09 |
Reported balance
After 2018-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-31 · Grant · Acquired 158.794 · Balance 53,885.09 F1: Each Share Equivalent Unit reflects the value of one common share. F2: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Share Equivalent Unit reflects the value of one common share.
F2: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
NORDSTROM INC
Report date March 20, 2018 · Filed March 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 31,362.93 |
Reported balance
After 2018-03-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-20 · Grant · Acquired 233.39 · Balance 31,362.93 F2: 1 for 1 F3: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. F4: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F5: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectSee | 54,926 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 54,926 F1: Shares held by the Robert D. Walter Revocable Trust of which the reporting person is a trustee and beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the Robert D. Walter Revocable Trust of which the reporting person is a trustee and beneficiary.
F2: 1 for 1
F3: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan.
F4: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors.
F5: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan.
YUM BRANDS INC
Report date February 11, 2020 · Filed February 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust | 115,442 |
Reported balance
After 2020-02-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-02-11 · Exercise / conversion · Acquired 3,158 · Balance 115,442 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 114,339 |
Reported balance
After 2020-02-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-02-11 · Disposition to issuer · Disposed 1,103 · Balance 114,339 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $35.98 · Expires 2020-11-02 | Direct | 0 |
Reported balance
After 2020-02-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-11 · Exercise / conversion · Disposed 3,158 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-02-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-02-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 260.4844 | $62.01 | $16,152.64 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865.2256 Underlying: Common Stock · 260.4844 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Phantom Exercise Date F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 2,062.7702 | $62.01 | $127,912.38 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,851.7024 Underlying: Common Stock · 2,062.7702 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Phantom Exercise Date F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 18:19 UTC | NORDSTROM INC JWN · Entity 79544 | GrantStock Units · Derivative | 198.3 | $49.17 | $9,750.41 |
DisclosureSEC source: 0000072333-16-000377 · edgar.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,550.94 Underlying: Common Stock · 198.3 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. F3 · derivative.exercise_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F3 · derivative.expiration_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F4 · balance_after: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051092 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,933.496 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 11, 2015 Filed May 13, 2015 20:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,119.461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-017111 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,740.373 Underlying: Common Stock · 2,119.461 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017592 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,973.687 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 29, 2013 Filed May 1, 2013 20:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014988 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,728.02 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016568 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,971.801 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2011 Filed May 4, 2011 22:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,024.498 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-015149 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,735.174 Underlying: Common Stock · 3,024.498 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 00:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,164.557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-10-012200 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,193.403 Underlying: Common Stock · 3,164.557 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 12, 2010 Filed Mar 16, 2010 20:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 20,000 | $40.82 | $816,400.00 |
DisclosureSEC source: 0001127602-10-008829 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,300 Read SEC document |
| April 27, 2009 Filed Apr 29, 2009 20:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009963 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,433.695 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| January 28, 2009 Filed Jan 29, 2009 20:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 50,000 | $17.76 | $888,095.00 |
DisclosureSEC source: 0001127602-09-001919 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,300 F1 · price: The price reported is the weighted average of purchase prices ranging from $17.66 to $17.82 per share. Read SEC document |
| April 28, 2008 Filed Apr 30, 2008 21:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-002721 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395.234 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| August 08, 2007 Filed Aug 8, 2007 20:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 9,600 | $62.40 | $599,040.00 |
DisclosureSEC source: 0001127602-07-003259 · form4.xml · nonDerivative · entry 5 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,300 Read SEC document |
| August 08, 2007 Filed Aug 8, 2007 20:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 5,000 | $62.20 | $311,000.00 |
DisclosureSEC source: 0001127602-07-003259 · form4.xml · nonDerivative · entry 4 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,700 Read SEC document |
| August 08, 2007 Filed Aug 8, 2007 20:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 10,300 | $62.18 | $640,454.00 |
DisclosureSEC source: 0001127602-07-003259 · form4.xml · nonDerivative · entry 3 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,700 Read SEC document |
| August 08, 2007 Filed Aug 8, 2007 20:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 100 | $62.17 | $6,217.00 |
DisclosureSEC source: 0001127602-07-003259 · form4.xml · nonDerivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,400 Read SEC document |
| August 08, 2007 Filed Aug 8, 2007 20:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 5,000 | $62.15 | $310,750.00 |
DisclosureSEC source: 0001127602-07-003259 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,300 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 1,800 | $60.80 | $109,440.00 |
DisclosureSEC source: 0001127602-07-001583 · form4.xml · nonDerivative · entry 5 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,300 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 3,700 | $60.79 | $224,923.00 |
DisclosureSEC source: 0001127602-07-001583 · form4.xml · nonDerivative · entry 4 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,500 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 8,500 | $60.78 | $516,630.00 |
DisclosureSEC source: 0001127602-07-001583 · form4.xml · nonDerivative · entry 3 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,800 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 5,700 | $60.77 | $346,389.00 |
DisclosureSEC source: 0001127602-07-001583 · form4.xml · nonDerivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,300 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 300 | $60.76 | $18,228.00 |
DisclosureSEC source: 0001127602-07-001583 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,600 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-001583 · form4.xml · derivative · entry 6 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,762.551 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 29, 2006 Filed Jan 3, 2007 19:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 366.42 | $61.41 Strike: $0.00 | $22,500.02 |
DisclosureSEC source: 0001127602-07-000036 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,318.047 Underlying: Common Stock · 366.42 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 29, 2006 Filed Oct 3, 2006 15:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 411.32 | $54.70 Strike: $0.00 | $22,499.62 |
DisclosureSEC source: 0001127602-06-002346 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,908.5 Underlying: Common Stock · 411.32 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 17:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 425.628 | $52.86 Strike: $0.00 | $22,499.97 |
DisclosureSEC source: 0001127602-06-001667 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,449.59 Underlying: Common Stock · 425.628 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 24, 2006 Filed Apr 25, 2006 21:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-001002 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,995.76 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 21:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 423.482 | $53.13 Strike: $0.00 | $22,500.02 |
DisclosureSEC source: 0001127602-06-000750 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,595.76 Underlying: Common Stock · 423.482 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 20:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 333.23 | $51.77 | $17,250.32 |
DisclosureSEC source: 0001127602-06-000026 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,144.376 Underlying: Common Stock · 333.23 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · balance_after: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F5 · balance_after: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| October 26, 2005 Filed Oct 27, 2005 19:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 20,000 | $49.75 | $995,000.00 |
DisclosureSEC source: 0001127602-05-001833 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,300 Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 17:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 301 | $57.23 | $17,226.23 |
DisclosureSEC source: 0000004962-05-000205 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,318 Underlying: Common Shares · 301 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The units shown have not yet been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.underlying_shares: The units shown have not yet been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. F2 · balance_after: The units shown have not yet been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F5 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 15:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 318 | $54.17 | $17,227.33 |
DisclosureSEC source: 0000004962-05-000169 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,995 Underlying: Common Shares · 318 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 27, 2005 Filed Apr 29, 2005 19:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000129 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,660 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 335 | $51.50 | $17,253.84 |
DisclosureSEC source: 0000004962-05-000102 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,435 Underlying: Common Shares · 335 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| February 08, 2005 Filed Feb 9, 2005 17:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Shares | 20,000 | $55.12 | $1,102,400.00 |
DisclosureSEC source: 0000004962-05-000053 · doc4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,300 Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 23:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 305 | $56.51 | $17,234.03 |
DisclosureSEC source: 0000004962-05-000008 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,084 Underlying: Common Shares · 305 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 17:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 336 | $51.39 | $17,267.04 |
DisclosureSEC source: 0000004962-04-000183 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,764 Underlying: Common Shares · 336 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2004 Filed Jul 2, 2004 16:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 336 | $51.33 | $17,246.88 |
DisclosureSEC source: 0000004962-04-000155 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416 Underlying: Common Shares · 336 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 17:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000122 · doc4.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,071.488 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 20:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 339.768 | $50.77 | $17,250.02 |
DisclosureSEC source: 0000004962-04-000105 · doc4.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,846.488 Underlying: Common Shares · 339.768 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 357.66 | $48.23 | $17,249.94 |
DisclosureSEC source: 0000004962-04-000002 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500.116 Underlying: Common Shares · 357.66 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| November 18, 2003 Filed Nov 19, 2003 19:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Shares | 19,600 | $44.51 | $872,396.00 |
DisclosureSEC source: 0000004962-03-000221 · doc4.xml · nonDerivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,300 Read SEC document |
| November 18, 2003 Filed Nov 19, 2003 19:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Shares | 400 | $44.49 | $17,796.00 |
DisclosureSEC source: 0000004962-03-000221 · doc4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,700 Read SEC document |
| September 30, 2003 Filed Oct 2, 2003 22:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 355.08 | $45.06 | $15,999.90 |
DisclosureSEC source: 0000004962-03-000191 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,135.662 Underlying: Common Shares · 355.08 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 18:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 374.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000004962-03-000130 · doc4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,774.318 Underlying: Common Shares · 374.01 shares Expires 1988-08-08 F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.