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Maltsbarger Richard D

Disclosed activity across 1 company

Tapewire entity
16101
SEC CIK
0001609430

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LOWES COMPANIES INCLOW · Entity 2896Chief Operating OfficerApril 02, 2018April 04, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LOWES COMPANIES INC

Report date April 02, 2018 · Filed April 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,301 Reported balance After 2018-04-02 transaction · row 1
1 source row

Row 1 · 2018-04-02 · Grant · Acquired 9,640 · Balance 47,301

F1: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 2, 2021.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $84.59 · Expires 2028-04-02Direct39,960 Reported balance After 2018-04-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-04-02 · Grant · Acquired 39,960 · Balance 39,960

F3: The option vests in three annual installments beginning on April 2, 2019.

Common StockSEC Table I · non-derivativeIndirectby 401(k) Plan3,949.564 Reported balance Holding disclosure · report date 2018-04-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,949.564

F2: The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 30, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 2, 2021.

F2: The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 30, 2018.

F3: The option vests in three annual installments beginning on April 2, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2018 Filed Apr 4, 2018 12:33 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantNon-Qualified Stock Option (right to buy) · Derivative 39,960 $0.00 Strike: $84.59 $0.00
Disclosure

SEC source: 0000060667-18-000079 · wf-form4_152284520184316.xml · derivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,960

Underlying: Common Stock · 39,960 shares

Expires 2028-04-02

F3 · derivative.exercise_date: The option vests in three annual installments beginning on April 2, 2019.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 12:33 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantCommon Stock 9,640 $0.00 $0.00
Disclosure

SEC source: 0000060667-18-000079 · wf-form4_152284520184316.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,301

F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 2, 2021.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 11:55 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionPerformance Share Units · Derivative 3,557 $0.00 $0.00
Disclosure

SEC source: 0000060667-18-000062 · wf-form4_152275649394552.xml · derivative · entry 4

Maltsbarger Richard D · CIK 0001609430 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

F5 · derivative.exercise_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

F5 · derivative.expiration_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 11:55 UTC LOWES COMPANIES INC LOW · Entity 2896 Tax withholdingCommon Stock 1,066 $87.75 $93,541.50
Disclosure

SEC source: 0000060667-18-000062 · wf-form4_152275649394552.xml · nonDerivative · entry 2

Maltsbarger Richard D · CIK 0001609430 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,661

F3 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on April 1, 2015.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 11:55 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 3,557 $0.00 $0.00
Disclosure

SEC source: 0000060667-18-000062 · wf-form4_152275649394552.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of the Issuer's common stock upon the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2017.

F2 · balance_after: Direct holdings include 149 shares acquired under the Lowe's Employee Stock Purchase Plan.

Read SEC document
March 22, 2018 Filed Mar 23, 2018 11:34 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPerformance Share Units · Derivative 3,557 $0.00 $0.00
Disclosure

SEC source: 0000060667-18-000028 · wf-form4_152180487522852.xml · derivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,557

Underlying: Common Stock · 3,557 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2015 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2017. On March 22, 2018, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2018.

F1 · derivative.exercise_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2015 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2017. On March 22, 2018, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2018.

F1 · derivative.expiration_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2015 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2017. On March 22, 2018, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2018.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 12:25 UTC LOWES COMPANIES INC LOW · Entity 2896 Tax withholdingCommon Stock 2,853 $77.99 $222,505.47
Disclosure

SEC source: 0000060667-17-000149 · wf-form4_150582389908316.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,021

F1 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on September 15, 2014.

F2 · balance_after: Direct holdings include 158 shares acquired under the Lowe's Employee Stock Purchase Plan.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 12:23 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $53.13 $0.00
Disclosure

SEC source: 0000060667-17-000087 · wf-form4_149631978563340.xml · derivative · entry 5

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2024-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three annual installments beginning on September 15, 2015.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 12:23 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 9,000 $80.21 $721,893.60
Disclosure

SEC source: 0000060667-17-000087 · wf-form4_149631978563340.xml · nonDerivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,716

Read SEC document
May 30, 2017 Filed Jun 1, 2017 12:23 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 9,000 $53.13 $478,170.00
Disclosure

SEC source: 0000060667-17-000087 · wf-form4_149631978563340.xml · nonDerivative · entry 2

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 12:23 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 2,672 $80.17 $214,221.72
Disclosure

SEC source: 0000060667-17-000087 · wf-form4_149631978563340.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,716

Read SEC document
April 01, 2017 Filed Apr 4, 2017 12:54 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantNon-Qualified Stock Option (right to buy) · Derivative 15,300 $0.00 Strike: $82.21 $0.00
Disclosure

SEC source: 0000060667-17-000069 · wf-form4_149131045888093.xml · derivative · entry 6

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,300

Underlying: Common Stock · 15,300 shares

Expires 2027-04-01

F7 · derivative.exercise_date: The option vests in three annual installments beginning on April 1, 2018.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 12:54 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionPerformance Share Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0000060667-17-000069 · wf-form4_149131045888093.xml · derivative · entry 5

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

F6 · derivative.exercise_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

F6 · derivative.expiration_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 12:54 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantCommon Stock 3,610 $0.00 $0.00
Disclosure

SEC source: 0000060667-17-000069 · wf-form4_149131045888093.xml · nonDerivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,388

F4 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 1, 2020.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 12:54 UTC LOWES COMPANIES INC LOW · Entity 2896 Tax withholdingCommon Stock 1,977 $82.21 $162,529.17
Disclosure

SEC source: 0000060667-17-000069 · wf-form4_149131045888093.xml · nonDerivative · entry 2

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,778

F3 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on April 1, 2014.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 12:54 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000060667-17-000069 · wf-form4_149131045888093.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of the Issuer's common stock upon the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016.

F2 · balance_after: Direct holdings include 177 shares acquired under the Lowe's Employee Stock Purchase Plan.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 13:36 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPerformance Share Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0000060667-17-000026 · wf-form4_148828898796603.xml · derivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2014 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016. On February 27, 2017, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2017.

F1 · derivative.exercise_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2014 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016. On February 27, 2017, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2017.

F1 · derivative.expiration_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2014 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016. On February 27, 2017, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2017.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 11:11 UTC LOWES COMPANIES INC LOW · Entity 2896 Tax withholdingCommon Stock 2,199 $70.95 $156,019.05
Disclosure

SEC source: 0000060667-16-000380 · edgardoc.xml · nonDerivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,578

F2 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on September 16, 2013.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 11:11 UTC LOWES COMPANIES INC LOW · Entity 2896 Tax withholdingCommon Stock 3,346 $70.95 $237,398.70
Disclosure

SEC source: 0000060667-16-000380 · edgardoc.xml · nonDerivative · entry 2

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,777

F2 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on September 16, 2013.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 11:11 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantNon-Qualified Stock Option (right to buy) · Derivative 15,370 $0.00 Strike: $71.31 $0.00
Disclosure

SEC source: 0000060667-16-000380 · edgardoc.xml · derivative · entry 5

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,370

Underlying: Common Stock · 15,370 shares

Expires 2026-09-15

F3 · derivative.exercise_date: The option vests in three annual installments beginning on September 15, 2017.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 11:11 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantCommon Stock 3,330 $0.00 $0.00
Disclosure

SEC source: 0000060667-16-000380 · edgardoc.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,123

F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on September 15, 2019.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 17:06 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $53.13 $0.00
Disclosure

SEC source: 0000060667-16-000344 · edgardoc.xml · derivative · entry 5

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 9,000 shares

Expires 2024-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three annual installments beginning on September 15, 2015.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 17:06 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 9,000 $80.28 $722,513.70
Disclosure

SEC source: 0000060667-16-000344 · edgardoc.xml · nonDerivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,793

Read SEC document
May 31, 2016 Filed Jun 2, 2016 17:06 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 9,000 $53.13 $478,170.00
Disclosure

SEC source: 0000060667-16-000344 · edgardoc.xml · nonDerivative · entry 2

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 2, 2016 17:06 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 3,656 $80.13 $292,955.65
Disclosure

SEC source: 0000060667-16-000344 · edgardoc.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,793

F1 · balance_after: Direct holdings include 155 shares acquired under the Lowe's Employee Stock Purchase Plan.

Read SEC document
March 10, 2016 Filed Mar 14, 2016 14:30 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,666 $0.00 Strike: $38.38 $0.00
Disclosure

SEC source: 0000060667-16-000268 · edgardoc.xml · derivative · entry 8

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,666 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2014.

Read SEC document
March 10, 2016 Filed Mar 14, 2016 14:30 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,666 $0.00 Strike: $28.38 $0.00
Disclosure

SEC source: 0000060667-16-000268 · edgardoc.xml · derivative · entry 7

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,666 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2013.

Read SEC document
March 10, 2016 Filed Mar 14, 2016 14:30 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 5,666 $70.24 $397,970.21
Disclosure

SEC source: 0000060667-16-000268 · edgardoc.xml · nonDerivative · entry 5

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,294

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.22 to $70.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2016 Filed Mar 14, 2016 14:30 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 5,666 $28.38 $160,801.08
Disclosure

SEC source: 0000060667-16-000268 · edgardoc.xml · nonDerivative · entry 4

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2016 Filed Mar 14, 2016 14:30 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 12,666 $70.24 $889,638.31
Disclosure

SEC source: 0000060667-16-000268 · edgardoc.xml · nonDerivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,294

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.22 to $70.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2016 Filed Mar 14, 2016 14:30 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 12,666 $38.38 $486,121.08
Disclosure

SEC source: 0000060667-16-000268 · edgardoc.xml · nonDerivative · entry 2

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2016 Filed Mar 14, 2016 14:30 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 7,110 $70.06 $498,132.29
Disclosure

SEC source: 0000060667-16-000268 · edgardoc.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,294

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.06 to $70.0701. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2016 Filed Mar 3, 2016 17:08 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionPerformance Share Units · Derivative 5,477 $0.00 $0.00
Disclosure

SEC source: 0000060667-16-000255 · edgardoc.xml · derivative · entry 5

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

F5 · derivative.exercise_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

F5 · derivative.expiration_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 01, 2016 Filed Mar 3, 2016 17:08 UTC LOWES COMPANIES INC LOW · Entity 2896 Tax withholdingCommon Stock 1,328 $69.04 $91,685.12
Disclosure

SEC source: 0000060667-16-000255 · edgardoc.xml · nonDerivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,404

F4 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2013.

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March 01, 2016 Filed Mar 3, 2016 17:08 UTC LOWES COMPANIES INC LOW · Entity 2896 Tax withholdingCommon Stock 1,821 $69.04 $125,721.84
Disclosure

SEC source: 0000060667-16-000255 · edgardoc.xml · nonDerivative · entry 2

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,732

F3 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on March 1, 2013.

Read SEC document
March 01, 2016 Filed Mar 3, 2016 17:08 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 5,477 $0.00 $0.00
Disclosure

SEC source: 0000060667-16-000255 · edgardoc.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of the Issuer's common stock upon the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2015.

F2 · balance_after: Direct holdings include 163 shares acquired under the Lowe's Employee Stock Purchase Plan.

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February 25, 2016 Filed Feb 29, 2016 17:25 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPerformance Share Units · Derivative 5,477 $0.00 $0.00
Disclosure

SEC source: 0000060667-16-000240 · edgardoc.xml · derivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,477

Underlying: Common Stock · 5,477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on March 1, 2013 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2015. On February 25, 2016, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on March 1, 2016.

F1 · derivative.exercise_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on March 1, 2013 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2015. On February 25, 2016, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on March 1, 2016.

F1 · derivative.expiration_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on March 1, 2013 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2015. On February 25, 2016, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on March 1, 2016.

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September 15, 2015 Filed Sep 17, 2015 13:24 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantNon-Qualified Stock Option (right to buy) · Derivative 15,390 $0.00 Strike: $69.44 $0.00
Disclosure

SEC source: 0000060667-15-000152 · edgardoc.xml · derivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,390

Underlying: Common Stock · 15,390 shares

Expires 2025-09-15

F3 · derivative.exercise_date: The option vests in three annual installments beginning on September 15, 2016.

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September 15, 2015 Filed Sep 17, 2015 13:24 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantCommon Stock 4,560 $0.00 $0.00
Disclosure

SEC source: 0000060667-15-000152 · edgardoc.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,913

F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on September 15, 2018.

F2 · balance_after: Direct holdings include 178 shares acquired under the Lowe's Employee Stock Purchase Plan.

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March 01, 2015 Filed Mar 2, 2015 16:40 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionPerformance Share Units · Derivative 2,713 $0.00 $0.00
Disclosure

SEC source: 0000060667-15-000039 · edgardoc.xml · derivative · entry 6

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

F4 · derivative.exercise_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

F4 · derivative.expiration_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 01, 2015 Filed Mar 2, 2015 16:40 UTC LOWES COMPANIES INC LOW · Entity 2896 Tax withholdingCommon Stock 1,325 $74.09 $98,169.25
Disclosure

SEC source: 0000060667-15-000039 · edgardoc.xml · nonDerivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,175

F2 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2012.

Read SEC document
March 01, 2015 Filed Mar 2, 2015 16:40 UTC LOWES COMPANIES INC LOW · Entity 2896 Tax withholdingCommon Stock 917 $74.09 $67,940.53
Disclosure

SEC source: 0000060667-15-000039 · edgardoc.xml · nonDerivative · entry 2

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

F1 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on March 1, 2012.

Read SEC document
March 01, 2015 Filed Mar 2, 2015 16:40 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 2,713 $0.00 $0.00
Disclosure

SEC source: 0000060667-15-000039 · edgardoc.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2015 Filed Mar 2, 2015 16:40 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantPerformance Share Units · Derivative 2,713 $0.00 $0.00
Disclosure

SEC source: 0000060667-15-000039 · edgardoc.xml · derivative · entry 5

Maltsbarger Richard D · CIK 0001609430 · CDO & President, Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,713

Underlying: Common Stock · 2,713 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on March 1, 2012 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2014. On February 26, 2015, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. Following such certification and determination, the performance share units remained subject to a service condition that was satisfied on March 1, 2015.

F3 · derivative.exercise_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on March 1, 2012 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2014. On February 26, 2015, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. Following such certification and determination, the performance share units remained subject to a service condition that was satisfied on March 1, 2015.

F3 · derivative.expiration_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on March 1, 2012 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2014. On February 26, 2015, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. Following such certification and determination, the performance share units remained subject to a service condition that was satisfied on March 1, 2015.

Read SEC document
December 16, 2014 Filed Dec 18, 2014 16:15 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,334 $0.00 Strike: $38.38 $0.00
Disclosure

SEC source: 0000060667-14-000208 · edgardoc.xml · derivative · entry 10

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,666

Underlying: Common Stock · 6,334 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2014.

Read SEC document
December 16, 2014 Filed Dec 18, 2014 16:15 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,334 $0.00 Strike: $28.38 $0.00
Disclosure

SEC source: 0000060667-14-000208 · edgardoc.xml · derivative · entry 9

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,666

Underlying: Common Stock · 11,334 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2013.

Read SEC document
December 16, 2014 Filed Dec 18, 2014 16:15 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $25.50 $0.00
Disclosure

SEC source: 0000060667-14-000208 · edgardoc.xml · derivative · entry 8

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2014 Filed Dec 18, 2014 16:15 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 7,000 $64.87 $454,069.70
Disclosure

SEC source: 0000060667-14-000208 · edgardoc.xml · nonDerivative · entry 6

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,704

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.85 to $64.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2014 Filed Dec 18, 2014 16:15 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 7,000 $25.50 $178,500.00
Disclosure

SEC source: 0000060667-14-000208 · edgardoc.xml · nonDerivative · entry 5

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2014 Filed Dec 18, 2014 16:15 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 11,334 $64.87 $735,203.71
Disclosure

SEC source: 0000060667-14-000208 · edgardoc.xml · nonDerivative · entry 4

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,704

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.85 to $64.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.