Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LOWES COMPANIES INCLOW · Entity 2896 | Chief Operating Officer | April 02, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LOWES COMPANIES INC
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,301 |
Reported balance
After 2018-04-02 transaction · row 1
1 source rowRow 1 · 2018-04-02 · Grant · Acquired 9,640 · Balance 47,301 F1: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 2, 2021. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $84.59 · Expires 2028-04-02 | Direct | 39,960 |
Reported balance
After 2018-04-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-02 · Grant · Acquired 39,960 · Balance 39,960 F3: The option vests in three annual installments beginning on April 2, 2019. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Plan | 3,949.564 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,949.564 F2: The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 30, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 2, 2021.
F2: The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 30, 2018.
F3: The option vests in three annual installments beginning on April 2, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2014 Filed Dec 18, 2014 16:15 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 11,334 | $28.38 | $321,658.92 |
DisclosureSEC source: 0000060667-14-000208 · edgardoc.xml · nonDerivative · entry 3 Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2014 Filed Dec 18, 2014 16:15 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 6,334 | $64.87 | $410,868.21 |
DisclosureSEC source: 0000060667-14-000208 · edgardoc.xml · nonDerivative · entry 2 Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,704 F2 · price: This transaction was executed in multiple trades at prices ranging from $64.85 to $64.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2014 Filed Dec 18, 2014 16:15 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 6,334 | $38.38 | $243,098.92 |
DisclosureSEC source: 0000060667-14-000208 · edgardoc.xml · nonDerivative · entry 1 Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct holdings include 195 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2014 Filed Sep 17, 2014 14:56 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 27,000 | $0.00 Strike: $53.13 | $0.00 |
DisclosureSEC source: 0000060667-14-000175 · edgardoc.xml · derivative · entry 3 Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2024-09-15 F3 · derivative.exercise_date: The option vests in three annual installments beginning on September 15, 2015. Read SEC document |
| September 15, 2014 Filed Sep 17, 2014 14:56 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-14-000175 · edgardoc.xml · nonDerivative · entry 1 Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,509 F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on September 15, 2017. F2 · balance_after: Direct holdings include 265 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.