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Maltsbarger Richard D

Disclosed activity across 1 company

Tapewire entity
16101
SEC CIK
0001609430

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LOWES COMPANIES INCLOW · Entity 2896Chief Operating OfficerApril 02, 2018April 04, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LOWES COMPANIES INC

Report date April 02, 2018 · Filed April 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,301 Reported balance After 2018-04-02 transaction · row 1
1 source row

Row 1 · 2018-04-02 · Grant · Acquired 9,640 · Balance 47,301

F1: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 2, 2021.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $84.59 · Expires 2028-04-02Direct39,960 Reported balance After 2018-04-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-04-02 · Grant · Acquired 39,960 · Balance 39,960

F3: The option vests in three annual installments beginning on April 2, 2019.

Common StockSEC Table I · non-derivativeIndirectby 401(k) Plan3,949.564 Reported balance Holding disclosure · report date 2018-04-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,949.564

F2: The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 30, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 2, 2021.

F2: The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 30, 2018.

F3: The option vests in three annual installments beginning on April 2, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2014 Filed Dec 18, 2014 16:15 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 11,334 $28.38 $321,658.92
Disclosure

SEC source: 0000060667-14-000208 · edgardoc.xml · nonDerivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2014 Filed Dec 18, 2014 16:15 UTC LOWES COMPANIES INC LOW · Entity 2896 SaleCommon Stock 6,334 $64.87 $410,868.21
Disclosure

SEC source: 0000060667-14-000208 · edgardoc.xml · nonDerivative · entry 2

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,704

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.85 to $64.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 16, 2014 Filed Dec 18, 2014 16:15 UTC LOWES COMPANIES INC LOW · Entity 2896 Exercise / conversionCommon Stock 6,334 $38.38 $243,098.92
Disclosure

SEC source: 0000060667-14-000208 · edgardoc.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct holdings include 195 shares acquired under the Lowe's Employee Stock Purchase Plan.

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September 15, 2014 Filed Sep 17, 2014 14:56 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantNon-Qualified Stock Option (right to buy) · Derivative 27,000 $0.00 Strike: $53.13 $0.00
Disclosure

SEC source: 0000060667-14-000175 · edgardoc.xml · derivative · entry 3

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2024-09-15

F3 · derivative.exercise_date: The option vests in three annual installments beginning on September 15, 2015.

Read SEC document
September 15, 2014 Filed Sep 17, 2014 14:56 UTC LOWES COMPANIES INC LOW · Entity 2896 GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000060667-14-000175 · edgardoc.xml · nonDerivative · entry 1

Maltsbarger Richard D · CIK 0001609430 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,509

F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on September 15, 2017.

F2 · balance_after: Direct holdings include 265 shares acquired under the Lowe's Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.