Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP, Technology | May 05, 2018 | May 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date May 05, 2018 · Filed May 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,902 |
Reported balance
After 2018-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-05 · Exercise / conversion · Acquired 10,902 · Balance 10,902 |
| Common StockSEC Table I · non-derivative | Direct | 7,132 |
Reported balance
After 2018-05-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-05-05 · Tax withholding · Disposed 3,770 · Balance 7,132 F1: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2019-05-05 | Direct | 10,902.0056 |
Reported balance
After 2018-05-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-05-05 · Exercise / conversion · Disposed 10,902.0056 · Balance 10,902.0056 F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-11-20 | Direct | 13,512.9633 |
Reported balance
After 2018-05-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-05-06 · Grant · Acquired 13,512.9633 · Balance 13,512.9633 F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied. F7: These Restricted Stock Units include an initial grant of 13,262 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F8: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 19,580 |
Reported balance
Holding disclosure · report date 2018-05-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19,580 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT S | 19,580 |
Reported balance
Holding disclosure · report date 2018-05-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,580 F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 37,071 |
Reported balance
Holding disclosure · report date 2018-05-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,071 F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018.
F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
F6: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.
F7: These Restricted Stock Units include an initial grant of 13,262 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F8: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2015 Filed Mar 4, 2015 00:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-15-000052 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| February 02, 2015 Filed Feb 3, 2015 18:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-15-000026 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| February 02, 2015 Filed Feb 3, 2015 18:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $65.00 | $130,000.00 |
DisclosureSEC source: 0001234452-15-000026 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,596 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · balance_after: Includes 172 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2015. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| February 02, 2015 Filed Feb 3, 2015 18:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-15-000026 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| January 05, 2015 Filed Jan 6, 2015 18:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-15-000004 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| January 05, 2015 Filed Jan 6, 2015 18:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $74.10 | $148,200.00 |
DisclosureSEC source: 0001234452-15-000004 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,424 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| January 05, 2015 Filed Jan 6, 2015 18:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-15-000004 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| December 01, 2014 Filed Dec 3, 2014 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-14-000378 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| December 01, 2014 Filed Dec 3, 2014 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $72.46 | $144,920.00 |
DisclosureSEC source: 0001234452-14-000378 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,424 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| December 01, 2014 Filed Dec 3, 2014 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-14-000378 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 30, 2014 Filed Dec 2, 2014 21:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 9,332 | $72.90 | $680,302.80 |
DisclosureSEC source: 0001234452-14-000371 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,424 F2 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 30, 2014 Filed Dec 2, 2014 21:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 17,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000371 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,756 F1 · shares: These shares represent Performance Stock Units that vested on November 9, 2014. On November 30, 2014, the Compensation Committee certified the number of shares payable based on the performance vesting conditions. F2 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,321.2845 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000348 · edgardoc.xml · derivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,644.6094 Underlying: Common Stock · 2,321.2845 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2014, 2015 and 2016. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,385.3176 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000348 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,386.3382 Underlying: Common Stock · 6,385.3176 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,211 | $70.71 | $85,629.81 |
DisclosureSEC source: 0001234452-14-000348 · edgardoc.xml · nonDerivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,874 F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,332 | $70.71 | $235,605.72 |
DisclosureSEC source: 0001234452-14-000348 · edgardoc.xml · nonDerivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 39,085 F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000348 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 42,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000348 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 40,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 17:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,720.2882 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000328 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,720.2882 shares Expires 2014-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 9, 2012, 2013 and 2014. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 9, 2012, 2013 and 2014. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 17:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,507 | $69.26 | $242,894.82 |
DisclosureSEC source: 0001234452-14-000328 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,711 F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 17:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000328 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 03, 2014 Filed Nov 4, 2014 21:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-14-000312 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| November 03, 2014 Filed Nov 4, 2014 21:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $78.31 | $156,620.00 |
DisclosureSEC source: 0001234452-14-000312 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,498 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 03, 2014 Filed Nov 4, 2014 21:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-14-000312 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| September 16, 2014 Filed Sep 18, 2014 17:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 6,927.7298 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000286 · edgardoc.xml · derivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,927.7298 Underlying: Common Stock · 6,927.7298 shares Expires 2016-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On September 16, 2014, the Compensation Committee certified that the performance vesting conditions were satisfied. F6 · shares: These Restricted Stock Units include an initial grant of 6,827 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F7 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. F7 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Read SEC document |
| September 16, 2014 Filed Sep 18, 2014 17:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 6,683.4695 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000286 · edgardoc.xml · derivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,683.4695 Underlying: Common Stock · 6,683.4695 shares Expires 2014-11-09 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On September 30, 2012, the Compensation Committee certified that the performance vesting conditions were satisfied. The Company previously reported these Restricted Stock Units upon satisfaction of both the performance and service vesting requirements but has accelerated its reporting of these Restricted Stock Units to correspond with Compensation Committee certification of satisfaction of the performance vesting requirements. F3 · shares: These Restricted Stock Units include an initial grant of 6,365 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: These Restricted Stock Units vest in full on November 9, 2014. F4 · derivative.expiration_date: These Restricted Stock Units vest in full on November 9, 2014. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-14-000266 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $75.92 | $151,840.00 |
DisclosureSEC source: 0001234452-14-000266 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,498 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 20:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-14-000266 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| August 04, 2014 Filed Aug 5, 2014 21:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-14-000244 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| August 04, 2014 Filed Aug 5, 2014 21:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $72.87 | $145,740.00 |
DisclosureSEC source: 0001234452-14-000244 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,498 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes 170 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2014. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| August 04, 2014 Filed Aug 5, 2014 21:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-14-000244 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 10, 2014 Filed Jul 14, 2014 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 9,374.7149 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000224 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,374.7149 shares Expires 2021-07-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| July 10, 2014 Filed Jul 14, 2014 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,892 | $80.43 | $393,463.56 |
DisclosureSEC source: 0001234452-14-000224 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,328 F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 10, 2014 Filed Jul 14, 2014 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000224 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 07, 2014 Filed Jul 9, 2014 19:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-14-000221 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| July 07, 2014 Filed Jul 9, 2014 19:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $80.67 | $161,340.00 |
DisclosureSEC source: 0001234452-14-000221 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, QTI & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,846 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 07, 2014 Filed Jul 9, 2014 19:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-14-000221 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, QTI & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| June 02, 2014 Filed Jun 3, 2014 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-14-000206 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| June 02, 2014 Filed Jun 3, 2014 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $80.66 | $161,320.00 |
DisclosureSEC source: 0001234452-14-000206 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,846 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| June 02, 2014 Filed Jun 3, 2014 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-14-000206 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 20, 2014 Filed May 21, 2014 22:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 5,265.2043 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000189 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,265.2043 shares Expires 2021-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| May 20, 2014 Filed May 21, 2014 22:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,748 | $79.86 | $219,455.28 |
DisclosureSEC source: 0001234452-14-000189 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,846 F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 20, 2014 Filed May 21, 2014 22:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000189 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 12, 2014 Filed May 14, 2014 00:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-14-000179 · edgardoc.xml · derivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 10,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| May 12, 2014 Filed May 14, 2014 00:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-14-000179 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 10,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| May 12, 2014 Filed May 14, 2014 00:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 10,000 | $79.75 | $797,483.00 |
DisclosureSEC source: 0001234452-14-000179 · edgardoc.xml · nonDerivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,329 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $79.62 to $79.88. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes 191 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2014. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 12, 2014 Filed May 14, 2014 00:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,000 | $41.36 | $413,600.00 |
DisclosureSEC source: 0001234452-14-000179 · edgardoc.xml · nonDerivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 12, 2014 Filed May 14, 2014 00:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 10,000 | $80.00 | $800,017.00 |
DisclosureSEC source: 0001234452-14-000179 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,329 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $80.00 to $80.05. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 12, 2014 Filed May 14, 2014 00:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,000 | $41.36 | $413,600.00 |
DisclosureSEC source: 0001234452-14-000179 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.