Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP, Technology | May 05, 2018 | May 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date May 05, 2018 · Filed May 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,902 |
Reported balance
After 2018-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-05 · Exercise / conversion · Acquired 10,902 · Balance 10,902 |
| Common StockSEC Table I · non-derivative | Direct | 7,132 |
Reported balance
After 2018-05-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-05-05 · Tax withholding · Disposed 3,770 · Balance 7,132 F1: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2019-05-05 | Direct | 10,902.0056 |
Reported balance
After 2018-05-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-05-05 · Exercise / conversion · Disposed 10,902.0056 · Balance 10,902.0056 F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-11-20 | Direct | 13,512.9633 |
Reported balance
After 2018-05-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-05-06 · Grant · Acquired 13,512.9633 · Balance 13,512.9633 F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied. F7: These Restricted Stock Units include an initial grant of 13,262 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F8: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 19,580 |
Reported balance
Holding disclosure · report date 2018-05-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19,580 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT S | 19,580 |
Reported balance
Holding disclosure · report date 2018-05-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,580 F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 37,071 |
Reported balance
Holding disclosure · report date 2018-05-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,071 F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018.
F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
F6: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.
F7: These Restricted Stock Units include an initial grant of 13,262 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F8: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2016 Filed Aug 2, 2016 19:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $43.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000493 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 2,000 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 19:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $62.37 | $124,740.00 |
DisclosureSEC source: 0001234452-16-000493 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,898 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · balance_after: Includes 271 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| August 01, 2016 Filed Aug 2, 2016 19:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $43.24 | $86,480.00 |
DisclosureSEC source: 0001234452-16-000493 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 27, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $43.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · derivative · entry 11 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 15,000 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| July 27, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 14,500 | $62.25 | $902,625.00 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · nonDerivative · entry 7 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,627 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 27, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 500 | $62.26 | $31,127.50 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · nonDerivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,127 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 27, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,000 | $43.24 | $648,600.00 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · nonDerivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 26, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $44.63 | $0.00 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · derivative · entry 12 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| July 26, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $43.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · derivative · entry 10 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,000 Underlying: Common Stock · 13,000 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| July 26, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 13,000 | $61.25 | $796,250.00 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · nonDerivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,627 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 26, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 13,000 | $43.24 | $562,120.00 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · nonDerivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 26, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $61.25 | $122,500.00 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,627 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 26, 2016 Filed Jul 28, 2016 18:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $44.63 | $89,260.00 |
DisclosureSEC source: 0001234452-16-000491 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 21, 2016 Filed Jul 22, 2016 16:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 33,000 | $59.85 Strike: $44.63 | $1,975,026.90 |
DisclosureSEC source: 0001234452-16-000485 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 33,000 shares Expires 2017-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| July 21, 2016 Filed Jul 22, 2016 16:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 33,000 | $59.85 | $1,975,026.90 |
DisclosureSEC source: 0001234452-16-000485 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,627 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · price: The sale prices for this transaction ranged from $59.79 to $60.00. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 21, 2016 Filed Jul 22, 2016 16:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 33,000 | $44.63 | $1,472,790.00 |
DisclosureSEC source: 0001234452-16-000485 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 66,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 24, 2016 Filed May 26, 2016 17:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-16-000460 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 10,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| May 24, 2016 Filed May 26, 2016 17:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 10,000 | $55.25 | $552,500.00 |
DisclosureSEC source: 0001234452-16-000460 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,627 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 24, 2016 Filed May 26, 2016 17:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,000 | $41.36 | $413,600.00 |
DisclosureSEC source: 0001234452-16-000460 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 43,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 24, 2016 Filed Jun 1, 2016 16:12 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $44.63 | $0.00 |
DisclosureSEC source: 0001234452-16-000462 · edgardoc.xml · derivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 10,000 shares Expires 2017-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| May 24, 2016 Filed Jun 1, 2016 16:12 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,000 | $44.63 | $446,300.00 |
DisclosureSEC source: 0001234452-16-000462 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,114.5156 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000446 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,343.5468 Underlying: Common Stock · 10,114.5156 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,799 | $51.13 | $194,242.87 |
DisclosureSEC source: 0001234452-16-000446 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,627 F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 05, 2016 Filed May 9, 2016 18:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000446 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| April 13, 2016 Filed Apr 14, 2016 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,700 | $0.00 Strike: $51.48 | $0.00 |
DisclosureSEC source: 0001234452-16-000418 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,700 shares Expires 2016-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| April 13, 2016 Filed Apr 14, 2016 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 32,700 | $51.59 | $1,686,993.00 |
DisclosureSEC source: 0001234452-16-000418 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 42,312 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · price: The sale prices for this transaction ranged from $51.58 to $52.14. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| April 13, 2016 Filed Apr 14, 2016 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 32,700 | $51.48 | $1,683,396.00 |
DisclosureSEC source: 0001234452-16-000418 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,388.675 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000297 · edgardoc.xml · derivative · entry 9 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388.675 Underlying: Common Stock · 2,388.675 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,568.8564 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000297 · edgardoc.xml · derivative · entry 8 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,568.8564 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015. F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,246 | $49.62 | $61,826.52 |
DisclosureSEC source: 0001234452-15-000297 · edgardoc.xml · nonDerivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 42,118 F4 · balance_after: Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015. F3 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,427 | $49.62 | $170,047.74 |
DisclosureSEC source: 0001234452-15-000297 · edgardoc.xml · nonDerivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 43,364 F3 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000297 · edgardoc.xml · nonDerivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000297 · edgardoc.xml · nonDerivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 44,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| August 10, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000297 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,835 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| August 10, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000297 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT S Disclosed balance after: 7,500 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · ownership.nature: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15. Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 16:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $69.51 Strike: $41.36 | $139,020.00 |
DisclosureSEC source: 0001234452-15-000190 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, QTI & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 16:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $69.51 | $139,020.00 |
DisclosureSEC source: 0001234452-15-000190 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, QTI & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,645 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 16:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-15-000190 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, QTI & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 54,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 9,760.001 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000153 · edgardoc.xml · derivative · entry 7 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,040.004 Underlying: Common Stock · 9,760.001 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Beneficial holdings reflected on this report do not include changes in the reporting person's holdings of securities resulting from participation in the issuer's qualified employee stock plan since the last filing of a report disclosing transactions related to such participation F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,711 | $68.37 | $253,721.07 |
DisclosureSEC source: 0001234452-15-000153 · edgardoc.xml · nonDerivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,645 F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 05, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000153 · edgardoc.xml · nonDerivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 04, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-15-000153 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 04, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $68.45 | $136,900.00 |
DisclosureSEC source: 0001234452-15-000153 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,596 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 04, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-15-000153 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 03, 2015 Filed May 6, 2015 00:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 48,800.005 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000153 · edgardoc.xml · derivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,800.005 Underlying: Common Stock · 48,800.005 shares Expires 2019-05-05 F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F6 · shares: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| April 06, 2015 Filed Apr 7, 2015 18:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-15-000117 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 06, 2015 Filed Apr 7, 2015 18:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $66.29 | $132,580.00 |
DisclosureSEC source: 0001234452-15-000117 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,596 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| April 06, 2015 Filed Apr 7, 2015 18:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-15-000117 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 00:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-15-000052 · edgardoc.xml · derivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 00:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $71.80 | $143,600.00 |
DisclosureSEC source: 0001234452-15-000052 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,596 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.