Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | July 24, 2018 | July 25, 2018 |
| Elevance Health, Inc.ELV · Entity 2934 | Director | May 13, 2026 | May 15, 2026 |
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Director | May 11, 2026 | May 12, 2026 |
| NEXTERA ENERGY INCNEE · Entity 2855 | Director · Exec Chairman · Director of Sub | March 15, 2013 | March 18, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date July 24, 2018 · Filed July 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,190 |
Last balance in matching sequence
After 2018-07-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-07-24 · Exercise / conversion · Acquired 16,446 · Balance 61,636 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Row 2 · 2018-07-24 · Sale · Disposed 16,446 · Balance 45,190 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.93 · Expires 2019-04-22 | Direct | 0 |
Reported balance
After 2018-07-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-24 · Exercise / conversion · Disposed 16,446 · Balance 0 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Hay Family Limited Partnership | 1,806 |
Reported balance
Holding disclosure · report date 2018-07-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,806 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Elevance Health, Inc.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,070 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 563 · Balance 12,070 F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program. F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.
F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date May 11, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 7,419.34 |
Reported balance
After 2026-05-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 661 · Balance 7,419.34 F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common of stock upon the reporting person's separation from service with the Issuer. F2: Includes 89.29 phantom stock units acquired through dividend credits since last reported by the reporting person. |
| Common Stock Par Value $1.00SEC Table I · non-derivative | IndirectBy grantor retained annuity trust | 14,078 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,078 F3: Shares previously reported as indirectly held by the Hay Second Family Limited Partnership were contributed by the reporting person to a grantor retained annuity trust on 12/12/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common of stock upon the reporting person's separation from service with the Issuer.
F2: Includes 89.29 phantom stock units acquired through dividend credits since last reported by the reporting person.
F3: Shares previously reported as indirectly held by the Hay Second Family Limited Partnership were contributed by the reporting person to a grantor retained annuity trust on 12/12/2025.
NEXTERA ENERGY INC
Report date March 15, 2013 · Filed March 18, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 278,139 |
Reported balance
After 2013-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-03-15 · Gift · Disposed 97,384 · Balance 278,139 F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety. F2: No consideration was paid or received in connection with the transfer of shares. F3: Includes 203,655 shares deferred until the reporting person's retirement. |
| Common StockSEC Table I · non-derivative | IndirectBy Hay Second Family Limited Partnership | 213,883 |
Reported balance
After 2013-03-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-03-15 · Gift · Acquired 97,384 · Balance 213,883 F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety. F2: No consideration was paid or received in connection with the transfer of shares. F4: The sole general partner is an entity controlled by the reporting person and his spouse and the limited partners are the reporting person and his spouse, as tenants by the entirety. |
| Common StockSEC Table I · non-derivative | IndirectBy grantor retained annuity trusts | 54,999 |
Reported balance
After 2013-03-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2013-03-15 · Sale · Disposed 60,000 · Balance 54,999 F5: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012. F6: Weighted average sale price. 60,000 shares sold through a trade order executed by a broker-dealer at prices ranging from $73.66 to $74.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectBy Hay Family Limited Partnership | 143,416 |
Reported balance
Holding disclosure · report date 2013-03-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 143,416 |
| Common StockSEC Table I · non-derivative | IndirectBy Retirement Savings Plans Trust | 4,402 |
Reported balance
Holding disclosure · report date 2013-03-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4,402 |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety.
F2: No consideration was paid or received in connection with the transfer of shares.
F3: Includes 203,655 shares deferred until the reporting person's retirement.
F4: The sole general partner is an entity controlled by the reporting person and his spouse and the limited partners are the reporting person and his spouse, as tenants by the entirety.
F5: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012.
F6: Weighted average sale price. 60,000 shares sold through a trade order executed by a broker-dealer at prices ranging from $73.66 to $74.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2011 Filed May 3, 2011 14:44 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 87,401 | $56.75 | $4,960,181.55 |
DisclosureSEC source: 0001182705-11-000008 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,913 F3 · kind: Sales effected pursuant to Rule 10b5-1 trading plan amendment adopted by the reporting person on January 29, 2010. F4 · price: Weighted average sale price. Reporting person sold 87,401 shares through a trade order executed by a broker-dealer at prices ranging from $56.34 to $56.95 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| May 02, 2011 Filed May 3, 2011 14:44 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionCommon Stock | 87,401 | $27.68 | $2,419,259.68 |
DisclosureSEC source: 0001182705-11-000008 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise pursuant to Rule 10b5-1 trading plan amendment adopted by the reporting person on January 29, 2010. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| April 29, 2011 Filed May 2, 2011 15:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GiftCommon Stock | 101,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-11-000006 · edgar.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 163,416 F4 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. F5 · shares: Includes 15,349 shares that, on April 29, 2011, were transferred to direct ownership and immediately transferred to the Hay Family Limited Partnership, in each case for no consideration, by grantor retained annuity trusts of which the reporting person is trustee. F6 · price: No consideration was paid or received in connection with the transfer of shares. F5 · balance_after: Includes 15,349 shares that, on April 29, 2011, were transferred to direct ownership and immediately transferred to the Hay Family Limited Partnership, in each case for no consideration, by grantor retained annuity trusts of which the reporting person is trustee. Read SEC document |
| April 29, 2011 Filed May 2, 2011 15:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GiftCommon Stock | 101,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-11-000006 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,913 F4 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. F5 · shares: Includes 15,349 shares that, on April 29, 2011, were transferred to direct ownership and immediately transferred to the Hay Family Limited Partnership, in each case for no consideration, by grantor retained annuity trusts of which the reporting person is trustee. F6 · price: No consideration was paid or received in connection with the transfer of shares. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| April 28, 2011 Filed May 2, 2011 15:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,599 | $0.00 Strike: $27.68 | $0.00 |
DisclosureSEC source: 0001182705-11-000006 · edgar.xml · derivative · entry 7 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,401 Underlying: Common Stock · 12,599 shares Expires 2011-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise pursuant to Rule 10b5-1 trading plan amendment adopted by the reporting person on January 29, 2010. F8 · derivative.exercise_date: The option, representing a right to buy 100,000 shares, became exercisable in three substantially equal annual installments beginning on September 17, 2002, which was the first anniversary of the date on which the option was granted. Read SEC document |
| April 28, 2011 Filed May 2, 2011 15:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 12,599 | $57.00 | $718,143.00 |
DisclosureSEC source: 0001182705-11-000006 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,614 F3 · kind: Sale effected pursuant to Rule 10b5-1 trading plan amendment adopted by the reporting person on January 29, 2010. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| April 28, 2011 Filed May 2, 2011 15:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionCommon Stock | 12,599 | $27.68 | $348,740.32 |
DisclosureSEC source: 0001182705-11-000006 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise pursuant to Rule 10b5-1 trading plan amendment adopted by the reporting person on January 29, 2010. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 15:32 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 60,000 | $55.28 | $3,316,632.00 |
DisclosureSEC source: 0001182705-11-000004 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 62,366 F2 · kind: Sales effected pursuant to reporting person's Rule 10b5-1 trading plan dated December 4, 2008. F3 · price: Weighted average sale price. Reporting person sold 60,000 shares through a trade order executed by a broker-dealer at prices ranging from $55.10 to $55.48 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 18:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantEmployee Stock Option (Right to Buy) · Derivative | 119,359 | $0.00 Strike: $54.59 | $0.00 |
DisclosureSEC source: 0001182705-11-000002 · edgar.xml · derivative · entry 9 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,359 Underlying: Common Stock · 119,359 shares Expires 2021-02-18 F7 · derivative.exercise_date: Options to buy 39,787 shares become exercisable on 02/15/2012 and options to buy 39,786 shares become exercisable on each of 02/15/2013 and 02/15/2014. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 18:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantPhantom Shares · Derivative | 3,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-11-000002 · edgar.xml · derivative · entry 8 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,576 Underlying: Common Stock · Not disclosed shares Expires not disclosed F6 · derivative.exercise_price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($51.99 in 2010). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($51.99 in 2010). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.exercise_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($51.99 in 2010). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.expiration_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($51.99 in 2010). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.underlying_shares: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($51.99 in 2010). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 18:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Tax withholdingCommon Stock | 26,106 | $54.59 | $1,425,126.54 |
DisclosureSEC source: 0001182705-11-000002 · edgar.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,614 F5 · kind: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 18, 2011 in settlement of performance share awards. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 18:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantCommon Stock | 71,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-11-000002 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,720 F4 · kind: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 18:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantCommon Stock | 59,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-11-000002 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,096 F3 · kind: Restricted stock grant made pursuant to Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 17, 2011 Filed Feb 22, 2011 18:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Tax withholdingCommon Stock | 20,145 | $54.24 | $1,092,664.80 |
DisclosureSEC source: 0001182705-11-000002 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,729 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 15, 2008, February 13, 2009 and February 12, 2010. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| September 10, 2010 Filed Sep 13, 2010 15:49 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $30.86 | $0.00 |
DisclosureSEC source: 0001182705-10-000008 · edgar.xml · derivative · entry 6 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2011-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise pursuant to Rule 10b5-1 trading plan amendment adopted by the reporting person on January 29, 2010. F6 · price: Not applicable. F5 · derivative.exercise_date: The option, representing a right to buy 300,000 shares, became exercisable in three substantially equal annual installments beginning on February 12, 2002, which was the first anniversary of the date on which the option was granted. Read SEC document |
| September 10, 2010 Filed Sep 13, 2010 15:49 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 300,000 | $55.02 | $16,505,100.00 |
DisclosureSEC source: 0001182705-10-000008 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,874 F3 · kind: Sales effected pursuant to Rule 10b5-1 trading plan amendment adopted by the reporting person on January 29, 2010. F4 · price: Weighted average sale price. Reporting person sold 300,000 shares through a trade order executed by a broker-dealer at prices ranging from $55.00 to $55.08 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| September 10, 2010 Filed Sep 13, 2010 15:49 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionCommon Stock | 300,000 | $30.86 | $9,258,000.00 |
DisclosureSEC source: 0001182705-10-000008 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise pursuant to Rule 10b5-1 trading plan amendment adopted by the reporting person on January 29, 2010. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| April 30, 2010 Filed May 3, 2010 21:15 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | OtherCommon Stock | 5,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-10-000006 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 122,366 F2 · kind: On April 30, 2010, a total of 5,700 shares were transferred by grantor retained annuity trust to direct ownership and subsequently transferred to Hay Family Limited Partnership. F3 · price: Contribution of shares to family limited partnership for no consideration. Read SEC document |
| April 29, 2010 Filed May 4, 2010 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 7,777 | $0.00 Strike: $44.87 | $0.00 |
DisclosureSEC source: 0001225208-10-011734 · doc4.xml · derivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,777 Underlying: Common Stock · 7,777 shares Expires 2020-04-28 Read SEC document |
| April 29, 2010 Filed May 4, 2010 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011734 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,125 F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011. Read SEC document |
| March 03, 2010 Filed Mar 4, 2010 21:18 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 60,000 | $47.31 | $2,838,600.00 |
DisclosureSEC source: 0001182705-10-000004 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 116,666 F2 · kind: Sales effected pursuant to reporting person's Rule 10b5-1 trading plan dated December 4, 2008. F3 · price: Weighted average sale price. Reporting person sold 60,000 shares through a trade order executed by a broker-dealer at prices ranging from $47.20 to $47.45 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 15, 2010 Filed Feb 16, 2010 23:32 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 17,185 | $45.57 | $783,120.45 |
DisclosureSEC source: 0001182705-10-000002 · edgar.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,139 F5 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 15, 2007, February 15, 2008 and February 13, 2009. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 12, 2010 Filed Feb 16, 2010 23:32 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantEmployee Stock Option (Right to Buy) · Derivative | 151,338 | $0.00 Strike: $45.57 | $0.00 |
DisclosureSEC source: 0001182705-10-000002 · edgar.xml · derivative · entry 9 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,338 Underlying: Common Stock · 151,338 shares Expires 2020-02-12 F8 · price: Not applicable. F7 · derivative.exercise_date: Options to buy 50,446 shares become exercisable on each of 02/15/2011, 02/15/2012 and 02/15/2013. Read SEC document |
| February 12, 2010 Filed Feb 16, 2010 23:32 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantPhantom Shares · Derivative | 4,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-10-000002 · edgar.xml · derivative · entry 8 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,845 Underlying: Common Stock · Not disclosed shares Expires not disclosed F6 · derivative.exercise_price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($52.82 in 2009). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($52.82 in 2009). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.exercise_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($52.82 in 2009). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.expiration_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($52.82 in 2009). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.underlying_shares: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($52.82 in 2009). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. Read SEC document |
| February 12, 2010 Filed Feb 16, 2010 23:32 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 25,972 | $45.57 | $1,183,544.04 |
DisclosureSEC source: 0001182705-10-000002 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,324 F4 · kind: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 12, 2010 in settlement of performance share awards. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 12, 2010 Filed Feb 16, 2010 23:32 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 71,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-10-000002 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,296 F3 · kind: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F8 · price: Not applicable. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 12, 2010 Filed Feb 16, 2010 23:32 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 68,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-10-000002 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,042 F1 · kind: Restricted stock grant made pursuant to Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F8 · price: Not applicable. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 10, 2009 Filed Jun 11, 2009 15:09 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 60,000 | $54.81 | $3,288,840.00 |
DisclosureSEC source: 0001182705-09-000010 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 176,666 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2008. F2 · price: Weighted average sale price. Reporting person sold 60,000 shares through a trade order executed by a broker-dealer at prices ranging from $54.50 to $55.23 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 07, 2009 Filed May 8, 2009 14:25 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GiftCommon Stock | 111,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-09-000008 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 236,666 F1 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. F2 · price: Not applicable. Read SEC document |
| May 07, 2009 Filed May 8, 2009 14:25 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GiftCommon Stock | 111,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-09-000008 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,660 F1 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. F2 · price: Not applicable. F3 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| April 23, 2009 Filed Apr 27, 2009 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 16,446 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0001225208-09-010845 · doc4.xml · derivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,446 Underlying: Common Stock · 16,446 shares Expires 2019-04-22 Read SEC document |
| April 23, 2009 Filed Apr 27, 2009 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-010845 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,336 F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010 F2 · balance_after: Excludes 188 shares previously owned directly which were contributed since the last reported transaction to the Hay Family Limited Partnership of which the reporting personis is a beneficial owner. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 17:44 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | OtherCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-09-000006 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,596 F1 · kind: Disposition of shares from Hay Family Limited Partnership to an account held jointly by the limited partners for no consideration. F1 · price: Disposition of shares from Hay Family Limited Partnership to an account held jointly by the limited partners for no consideration. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement, and 50,000 shares held jointly with reporting person's spouse. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 17:44 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | OtherCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-09-000006 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 124,730 F1 · kind: Disposition of shares from Hay Family Limited Partnership to an account held jointly by the limited partners for no consideration. F1 · price: Disposition of shares from Hay Family Limited Partnership to an account held jointly by the limited partners for no consideration. Read SEC document |
| February 17, 2009 Filed Feb 17, 2009 23:41 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 18,156 | $50.91 | $924,321.96 |
DisclosureSEC source: 0001182705-09-000004 · edgar.xml · nonDerivative · entry 6 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,596 F7 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 16, 2006, February 15, 2007 and February 15, 2008. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 13, 2009 Filed Feb 17, 2009 23:41 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantEmployee Stock Option (Right to Buy) · Derivative | 110,245 | $0.00 Strike: $50.91 | $0.00 |
DisclosureSEC source: 0001182705-09-000004 · edgar.xml · derivative · entry 20 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,245 Underlying: Common Stock · 110,245 shares Expires 2019-02-13 F13 · price: Not applicable. F12 · derivative.exercise_date: Options to buy 36,749 shares become exercisable on 02/15/2010 and options to buy 36,748 shares become exercisable on each of 02/15/2011 and 02/15/2012. Read SEC document |
| February 13, 2009 Filed Feb 17, 2009 23:41 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantPhantom Shares · Derivative | 3,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-09-000004 · edgar.xml · derivative · entry 10 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,693 Underlying: Common Stock · Not disclosed shares Expires not disclosed F8 · derivative.exercise_price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($50.33 in 2008). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F8 · price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($50.33 in 2008). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F8 · derivative.exercise_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($50.33 in 2008). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F8 · derivative.expiration_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($50.33 in 2008). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F8 · derivative.underlying_shares: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($50.33 in 2008). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. Read SEC document |
| February 13, 2009 Filed Feb 17, 2009 23:41 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 8,640 | $50.91 | $439,862.40 |
DisclosureSEC source: 0001182705-09-000004 · edgar.xml · nonDerivative · entry 5 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,752 F6 · kind: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 13, 2009 as set forth in footnote 5 above. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 13, 2009 Filed Feb 17, 2009 23:41 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 23,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-09-000004 · edgar.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,392 F5 · kind: Stock grant made pursuant to Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F13 · price: Not applicable. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 13, 2009 Filed Feb 17, 2009 23:41 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 34,313 | $50.91 | $1,746,874.83 |
DisclosureSEC source: 0001182705-09-000004 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,686 F4 · kind: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 13, 2009 in settlement of performance share awards. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 13, 2009 Filed Feb 17, 2009 23:41 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 94,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-09-000004 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,999 F3 · kind: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F13 · price: Not applicable. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 13, 2009 Filed Feb 17, 2009 23:41 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 60,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-09-000004 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,860 F1 · kind: Restricted stock grant made pursuant to Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F13 · price: Not applicable. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| January 22, 2009 Filed Jan 23, 2009 21:37 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | OtherCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-09-000002 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,452 F1 · kind: Disposition of shares from Hay Family Limited Partnership to an account held jointly by the limited partners for no consideration. F1 · price: Disposition of shares from Hay Family Limited Partnership to an account held jointly by the limited partners for no consideration. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement, and 62,500 shares held jointly with reporting person's spouse. Read SEC document |
| January 22, 2009 Filed Jan 23, 2009 21:37 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | OtherCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-09-000002 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 174,730 F1 · kind: Disposition of shares from Hay Family Limited Partnership to an account held jointly by the limited partners for no consideration. F1 · price: Disposition of shares from Hay Family Limited Partnership to an account held jointly by the limited partners for no consideration. Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 8,929 | $0.00 Strike: $47.29 | $0.00 |
DisclosureSEC source: 0001225208-08-007196 · doc4.xml · derivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929 Underlying: Common Stock · 8,929 shares Expires 2018-04-23 Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-007196 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,482 F1 · security: Restricted Stock Units which vest in their entirety on April 24, 2009. Read SEC document |
| March 18, 2008 Filed Mar 18, 2008 18:15 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GiftCommon Stock | 110,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-08-000006 · edgar.xml · nonDerivative · entry 22 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,952 F2 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. F3 · price: Not applicable. F4 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| March 18, 2008 Filed Mar 18, 2008 18:15 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GiftCommon Stock | 110,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-08-000006 · edgar.xml · nonDerivative · entry 21 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 237,230 F2 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. F3 · price: Not applicable. Read SEC document |
| March 17, 2008 Filed Mar 18, 2008 18:15 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 700 | $61.40 | $42,980.00 |
DisclosureSEC source: 0001182705-08-000006 · edgar.xml · nonDerivative · entry 20 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 126,340 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2007. Read SEC document |
| March 17, 2008 Filed Mar 18, 2008 18:15 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 2,200 | $61.35 | $134,970.00 |
DisclosureSEC source: 0001182705-08-000006 · edgar.xml · nonDerivative · entry 19 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 127,040 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2007. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.