Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | July 24, 2018 | July 25, 2018 |
| Elevance Health, Inc.ELV · Entity 2934 | Director | May 13, 2026 | May 15, 2026 |
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Director | May 11, 2026 | May 12, 2026 |
| NEXTERA ENERGY INCNEE · Entity 2855 | Director · Exec Chairman · Director of Sub | March 15, 2013 | March 18, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date July 24, 2018 · Filed July 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,190 |
Last balance in matching sequence
After 2018-07-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-07-24 · Exercise / conversion · Acquired 16,446 · Balance 61,636 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Row 2 · 2018-07-24 · Sale · Disposed 16,446 · Balance 45,190 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.93 · Expires 2019-04-22 | Direct | 0 |
Reported balance
After 2018-07-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-24 · Exercise / conversion · Disposed 16,446 · Balance 0 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Hay Family Limited Partnership | 1,806 |
Reported balance
Holding disclosure · report date 2018-07-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,806 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Elevance Health, Inc.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,070 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 563 · Balance 12,070 F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program. F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.
F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date May 11, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 7,419.34 |
Reported balance
After 2026-05-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 661 · Balance 7,419.34 F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common of stock upon the reporting person's separation from service with the Issuer. F2: Includes 89.29 phantom stock units acquired through dividend credits since last reported by the reporting person. |
| Common Stock Par Value $1.00SEC Table I · non-derivative | IndirectBy grantor retained annuity trust | 14,078 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,078 F3: Shares previously reported as indirectly held by the Hay Second Family Limited Partnership were contributed by the reporting person to a grantor retained annuity trust on 12/12/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common of stock upon the reporting person's separation from service with the Issuer.
F2: Includes 89.29 phantom stock units acquired through dividend credits since last reported by the reporting person.
F3: Shares previously reported as indirectly held by the Hay Second Family Limited Partnership were contributed by the reporting person to a grantor retained annuity trust on 12/12/2025.
NEXTERA ENERGY INC
Report date March 15, 2013 · Filed March 18, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 278,139 |
Reported balance
After 2013-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-03-15 · Gift · Disposed 97,384 · Balance 278,139 F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety. F2: No consideration was paid or received in connection with the transfer of shares. F3: Includes 203,655 shares deferred until the reporting person's retirement. |
| Common StockSEC Table I · non-derivative | IndirectBy Hay Second Family Limited Partnership | 213,883 |
Reported balance
After 2013-03-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-03-15 · Gift · Acquired 97,384 · Balance 213,883 F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety. F2: No consideration was paid or received in connection with the transfer of shares. F4: The sole general partner is an entity controlled by the reporting person and his spouse and the limited partners are the reporting person and his spouse, as tenants by the entirety. |
| Common StockSEC Table I · non-derivative | IndirectBy grantor retained annuity trusts | 54,999 |
Reported balance
After 2013-03-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2013-03-15 · Sale · Disposed 60,000 · Balance 54,999 F5: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012. F6: Weighted average sale price. 60,000 shares sold through a trade order executed by a broker-dealer at prices ranging from $73.66 to $74.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectBy Hay Family Limited Partnership | 143,416 |
Reported balance
Holding disclosure · report date 2013-03-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 143,416 |
| Common StockSEC Table I · non-derivative | IndirectBy Retirement Savings Plans Trust | 4,402 |
Reported balance
Holding disclosure · report date 2013-03-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4,402 |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety.
F2: No consideration was paid or received in connection with the transfer of shares.
F3: Includes 203,655 shares deferred until the reporting person's retirement.
F4: The sole general partner is an entity controlled by the reporting person and his spouse and the limited partners are the reporting person and his spouse, as tenants by the entirety.
F5: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012.
F6: Weighted average sale price. 60,000 shares sold through a trade order executed by a broker-dealer at prices ranging from $73.66 to $74.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2017 Filed Feb 14, 2017 12:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionRestricted Stock Units · Derivative | 334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010263 · doc4.xml · derivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666 Underlying: Common Stock, Par Value $1.00 · 334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 12:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010263 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 21:25 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPhantom Stock Units · Derivative | 329.37 | $102.47 | $33,750.54 |
DisclosureSEC source: 0001209191-17-000232 · doc4.xml · derivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,449.33 Underlying: Common Stock, Par Value $1.00 · 329.37 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 43,449.33 phantom stock units includes 218.63 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 11/16/16. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 3,586 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0001225208-16-043189 · doc4.xml · derivative · entry 7 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,586 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 8,929 | $0.00 Strike: $47.29 | $0.00 |
DisclosureSEC source: 0001225208-16-043189 · doc4.xml · derivative · entry 6 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,929 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 10,515 | $90.35 | $950,030.25 |
DisclosureSEC source: 0001225208-16-043189 · doc4.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,222 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.73 to $90.71. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $90.84 | $181,680.00 |
DisclosureSEC source: 0001225208-16-043189 · doc4.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,737 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.72 to $91.00. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,586 | $74.72 | $267,945.92 |
DisclosureSEC source: 0001225208-16-043189 · doc4.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,929 | $47.29 | $422,252.41 |
DisclosureSEC source: 0001225208-16-043189 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 18:29 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPhantom Stock Units · Derivative | 368.41 | $91.61 | $33,750.04 |
DisclosureSEC source: 0001209191-16-144004 · doc4.xml · derivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,901.33 Underlying: Common Stock, Par Value $1.00 · 368.41 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 42,901.33 phantom stock units includes: (a) 771.93 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") from 3/8/16 through 9/7/16 and (b) a reduction of a .13 phantom stock unit due to rounding of previous reports by the Plans' record keeper. Read SEC document |
| May 04, 2016 Filed May 6, 2016 20:28 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-032775 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,222 F1 · security: Restricted stock units which vest in their entirety on May 4, 2017 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| April 30, 2015 Filed May 4, 2015 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-011033 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,782 F1 · security: Restricted stock units which vest in their entirety on April 30, 2016 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 01, 2014 Filed May 5, 2014 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-012135 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,679 F1 · security: Restricted stock units which vest in their entirety on May 1, 2015 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| July 05, 2013 Filed Jul 9, 2013 20:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 11,200 | $0.00 Strike: $59.65 | $0.00 |
DisclosureSEC source: 0001225208-13-015983 · doc4.xml · derivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,200 shares Expires 2013-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on November 14, 2004 and annually thereafter. Read SEC document |
| July 05, 2013 Filed Jul 9, 2013 20:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 11,200 | $65.00 | $728,000.00 |
DisclosureSEC source: 0001225208-13-015983 · doc4.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,398 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 05, 2013 Filed Jul 9, 2013 20:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 11,200 | $59.65 | $668,080.00 |
DisclosureSEC source: 0001225208-13-015983 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2013 Filed May 6, 2013 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011452 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,398 F1 · security: Restricted Stock Units which vest in their entirety on May 2, 2014. Read SEC document |
| March 15, 2013 Filed Mar 18, 2013 15:22 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 60,000 | $74.37 | $4,461,960.00 |
DisclosureSEC source: 0001182705-13-000004 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trusts Disclosed balance after: 54,999 F5 · kind: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012. F6 · price: Weighted average sale price. 60,000 shares sold through a trade order executed by a broker-dealer at prices ranging from $73.66 to $74.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 15, 2013 Filed Mar 18, 2013 15:22 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GiftCommon Stock | 97,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-13-000004 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Second Family Limited Partnership Disclosed balance after: 213,883 F1 · kind: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety. F2 · price: No consideration was paid or received in connection with the transfer of shares. F4 · ownership.nature: The sole general partner is an entity controlled by the reporting person and his spouse and the limited partners are the reporting person and his spouse, as tenants by the entirety. Read SEC document |
| March 15, 2013 Filed Mar 18, 2013 15:22 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GiftCommon Stock | 97,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-13-000004 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,139 F1 · kind: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety. F2 · price: No consideration was paid or received in connection with the transfer of shares. F3 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 17:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantEmployee Stock Option (Right to Buy) · Derivative | 70,459 | $0.00 Strike: $72.50 | $0.00 |
DisclosureSEC source: 0001182705-13-000002 · edgar.xml · derivative · entry 10 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,459 Underlying: Common Stock · 70,459 shares Expires 2023-02-15 F7 · derivative.exercise_date: Options to buy 23,487 shares become exercisable on 02/15/2014 and options to buy 23,486 shares become exercisable on each of 02/15/2015 and 02/15/2016. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 17:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantPhantom Shares · Derivative | 3,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-13-000002 · edgar.xml · derivative · entry 9 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,403 Underlying: Common Stock · Not disclosed shares Expires not disclosed F6 · derivative.exercise_price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($69.19 in 2012). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($69.19 in 2012). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.exercise_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($69.19 in 2012). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.expiration_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($69.19 in 2012). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.underlying_shares: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($69.19 in 2012). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 17:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Tax withholdingCommon Stock | 43,267 | $72.50 | $3,136,857.50 |
DisclosureSEC source: 0001182705-13-000002 · edgar.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,523 F5 · kind: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 15, 2013 in settlement of performance share awards. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 17:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantCommon Stock | 103,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-13-000002 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,790 F4 · kind: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 17:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantCommon Stock | 17,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-13-000002 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,650 F3 · kind: Restricted stock grant made pursuant to Issuer's 2011 Long Term Incentive Plan, exempt under Rule 16b-3. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 17:39 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Tax withholdingCommon Stock | 23,638 | $72.50 | $1,713,755.00 |
DisclosureSEC source: 0001182705-13-000002 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,089 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 12, 2010, February 18, 2011 and February 17, 2012. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 16:06 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $32.46 | $0.00 |
DisclosureSEC source: 0001182705-12-000009 · edgar.xml · derivative · entry 7 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2014-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised in accordance with Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012. F5 · derivative.exercise_date: The option, representing a right to buy 150,000 shares, became exercisable in three substantially equal annual installments beginning on February 12, 2005, which was the first anniversary of the date on which the option was granted. Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 16:06 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 150,000 | $70.07 | $10,510,950.00 |
DisclosureSEC source: 0001182705-12-000009 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,727 F3 · kind: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012. F4 · price: Weighted average sale price. Reporting person sold 150,000 shares through a trade order executed by a broker-dealer at prices ranging from $70.00 to $70.16 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 16:06 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionCommon Stock | 150,000 | $32.46 | $4,869,000.00 |
DisclosureSEC source: 0001182705-12-000009 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised in accordance with Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 15:35 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $27.56 | $0.00 |
DisclosureSEC source: 0001182705-12-000007 · edgar.xml · derivative · entry 7 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised in accordance with Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012. F9 · derivative.exercise_date: The option, representing a right to buy 150,000 shares, became exercisable in three substantially equal annual installments beginning on February 13, 2004, which was the first anniversary of the date on which the option was granted. Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 15:35 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 40,000 | $67.18 | $2,687,320.00 |
DisclosureSEC source: 0001182705-12-000007 · edgar.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trusts Disclosed balance after: 114,999 F3 · kind: Sales effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on May 3, 2012. F7 · price: Weighted average sale price. Reporting person sold 40,000 shares through a trade order executed by a broker-dealer at prices ranging from $66.93 to $67.41 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 15:35 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 20,000 | $67.19 | $1,343,702.00 |
DisclosureSEC source: 0001182705-12-000007 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 143,416 F3 · kind: Sales effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on May 3, 2012. F5 · price: Weighted average sale price. Reporting person sold 20,000 shares through a trade order executed by a broker-dealer at prices ranging from $66.97 to $67.42 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. F6 · ownership.nature: Sole general partner is an entity controlled by the reporting person and limited partners are two irrevocable trusts whose beneficiaries are the reporting person, his spouse and their descendants. Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 15:35 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 150,000 | $67.16 | $10,074,300.00 |
DisclosureSEC source: 0001182705-12-000007 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,727 F3 · kind: Sales effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on May 3, 2012. F4 · price: Weighted average sale price. Reporting person sold 150,000 shares through a trade order executed by a broker-dealer at prices ranging from $66.93 to $67.42 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| September 04, 2012 Filed Sep 5, 2012 15:35 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionCommon Stock | 150,000 | $27.56 | $4,134,000.00 |
DisclosureSEC source: 0001182705-12-000007 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Exec Chairman · Director of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised in accordance with Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| May 08, 2012 Filed May 10, 2012 20:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 8,410 | $0.00 Strike: $54.07 | $0.00 |
DisclosureSEC source: 0001225208-12-011844 · doc4.xml · derivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,410 Underlying: Common Stock · 8,410 shares Expires 2022-05-07 Read SEC document |
| May 08, 2012 Filed May 10, 2012 20:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-011844 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,476 F1 · security: Restricted Stock Units which vest in their entirety on May 8, 2013. Read SEC document |
| April 30, 2012 Filed May 1, 2012 20:04 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GiftCommon Stock | 116,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-12-000004 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Second Family Limited Partnership Disclosed balance after: 116,499 F1 · kind: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife, as tenants by the entirety. F2 · shares: Includes 17,717 shares that, on April 30, 2012, were transferred to direct ownership and immediately transferred to the Hay Second Family Limited Partnership, in each case for no consideration, by grantor retained annuity trusts of which the reporting person is trustee. F3 · price: No consideration was paid or received in connection with the transfer of shares. F2 · balance_after: Includes 17,717 shares that, on April 30, 2012, were transferred to direct ownership and immediately transferred to the Hay Second Family Limited Partnership, in each case for no consideration, by grantor retained annuity trusts of which the reporting person is trustee. Read SEC document |
| April 30, 2012 Filed May 1, 2012 20:04 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GiftCommon Stock | 116,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-12-000004 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,727 F1 · kind: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife, as tenants by the entirety. F2 · shares: Includes 17,717 shares that, on April 30, 2012, were transferred to direct ownership and immediately transferred to the Hay Second Family Limited Partnership, in each case for no consideration, by grantor retained annuity trusts of which the reporting person is trustee. F3 · price: No consideration was paid or received in connection with the transfer of shares. F4 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 17, 2012 Filed Feb 21, 2012 17:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantEmployee Stock Option (Right to Buy) · Derivative | 135,940 | $0.00 Strike: $60.22 | $0.00 |
DisclosureSEC source: 0001182705-12-000002 · edgar.xml · derivative · entry 9 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,940 Underlying: Common Stock · 135,940 shares Expires 2022-02-17 F7 · derivative.exercise_date: Options to buy 45,314 shares become exercisable on 02/15/2013 and options to buy 45,313 shares become exercisable on each of 02/15/2014 and 02/15/2015. Read SEC document |
| February 17, 2012 Filed Feb 21, 2012 17:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantPhantom Shares · Derivative | 4,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-12-000002 · edgar.xml · derivative · entry 8 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,740 Underlying: Common Stock · Not disclosed shares Expires not disclosed F6 · derivative.exercise_price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($60.88 in 2011). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($60.88 in 2011). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.exercise_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($60.88 in 2011). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.expiration_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($60.88 in 2011). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.underlying_shares: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($60.88 in 2011). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. Read SEC document |
| February 17, 2012 Filed Feb 21, 2012 17:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Tax withholdingCommon Stock | 32,786 | $60.22 | $1,974,372.92 |
DisclosureSEC source: 0001182705-12-000002 · edgar.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,509 F5 · kind: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 17, 2012 in settlement of performance share awards. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 17, 2012 Filed Feb 21, 2012 17:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantCommon Stock | 89,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-12-000002 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,295 F4 · kind: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 17, 2012 Filed Feb 21, 2012 17:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | GrantCommon Stock | 55,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-12-000002 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,346 F3 · kind: Restricted stock grant made pursuant to Issuer's 2011 Long Term Incentive Plan, exempt under Rule 16b-3. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 16, 2012 Filed Feb 21, 2012 17:33 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Tax withholdingCommon Stock | 21,267 | $60.43 | $1,285,164.81 |
DisclosureSEC source: 0001182705-12-000002 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,646 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 13, 2009, February 12, 2010 and February 18, 2011. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| September 01, 2011 Filed Sep 2, 2011 14:38 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $26.32 | $0.00 |
DisclosureSEC source: 0001182705-11-000010 · edgar.xml · derivative · entry 6 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2012-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised in accordance with Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2010. F5 · derivative.exercise_date: The option, representing a right to buy 150,000 shares, became exercisable in three substantially equal annual installments beginning on February 11, 2003, which was the first anniversary of the date on which the option was granted. Read SEC document |
| September 01, 2011 Filed Sep 2, 2011 14:38 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | SaleCommon Stock | 150,000 | $57.00 | $8,550,000.00 |
DisclosureSEC source: 0001182705-11-000010 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,913 F3 · kind: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2010. F4 · price: Weighted average sale price. Reporting person sold 150,000 shares through a trade order executed by a broker-dealer at prices ranging from $57.00 to $57.01 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| September 01, 2011 Filed Sep 2, 2011 14:38 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionCommon Stock | 150,000 | $26.32 | $3,948,000.00 |
DisclosureSEC source: 0001182705-11-000010 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options exercised in accordance with Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2010. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 8,113 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0001225208-11-014280 · doc4.xml · derivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 Underlying: Common Stock · 8,113 shares Expires 2021-05-10 Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014280 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,331 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| May 02, 2011 Filed May 3, 2011 14:44 UTC | NEXTERA ENERGY INC NEE · Entity 2855 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 87,401 | $0.00 Strike: $27.68 | $0.00 |
DisclosureSEC source: 0001182705-11-000008 · edgar.xml · derivative · entry 6 HAY LEWIS III · CIK 0001182705 · Director · Chairman & CEO · Chairman of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,401 shares Expires 2011-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise pursuant to Rule 10b5-1 trading plan amendment adopted by the reporting person on January 29, 2010. F5 · derivative.exercise_date: The option, representing a right to buy 100,000 shares, became exercisable in three substantially equal annual installments beginning on September 17, 2002, which was the first anniversary of the date on which the option was granted. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.