Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | VP & Controller | September 10, 2018 | September 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date September 10, 2018 · Filed September 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,182 |
Ending reported balance
After 2018-09-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-09-10 · Exercise / conversion · Acquired 18,882 · Balance 29,064 Row 2 · 2018-09-10 · Sale · Disposed 18,882 · Balance 10,182 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to $71.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.67 · Expires 2019-02-12 | Direct | 0 |
Reported balance
After 2018-09-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-09-10 · Exercise / conversion · Disposed 18,882 · Balance 0 F3: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date. F4: The stock options became exercisable in three equal annual installments beginning on 02/12/2010. |
| Common StockSEC Table I · non-derivative | IndirectBy ConocoPhillips Savings Plan | 7,367.724 |
Reported balance
Holding disclosure · report date 2018-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,367.724 F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to $71.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.
F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F3: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.
F4: The stock options became exercisable in three equal annual installments beginning on 02/12/2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2013 Filed Jan 11, 2013 20:44 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 267.93 | $57.99 | $15,537.26 |
DisclosureSEC source: 0001181431-13-002968 · rrd366633.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866.51 Underlying: Common Stock · 267.93 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 22:50 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 4.329 | $57.99 | $251.05 |
DisclosureSEC source: 0001181431-13-001252 · rrd365638.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598.58 Underlying: Common Stock · 4.329 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 14, 2012 Filed Dec 18, 2012 19:35 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 3.593 | $57.69 | $207.27 |
DisclosureSEC source: 0001181431-12-065502 · rrd363803.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594.251 Underlying: Common Stock · 3.593 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 20:32 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 3.64 | $56.95 | $207.29 |
DisclosureSEC source: 0001181431-12-062178 · rrd362148.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582.901 Underlying: Common Stock · 3.64 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 16, 2012 Filed Nov 20, 2012 17:51 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 3.766 | $55.04 | $207.29 |
DisclosureSEC source: 0001181431-12-059618 · rrd360824.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579.261 Underlying: Common Stock · 3.766 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| October 31, 2012 Filed Nov 2, 2012 16:03 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 3.581 | $57.89 | $207.30 |
DisclosureSEC source: 0001181431-12-056264 · rrd359125.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575.495 Underlying: Common Stock · 3.581 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| October 16, 2012 Filed Oct 17, 2012 18:32 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 3.597 | $57.62 | $207.26 |
DisclosureSEC source: 0001181431-12-054930 · rrd358407.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571.914 Underlying: Common Stock · 3.597 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| September 28, 2012 Filed Oct 2, 2012 17:20 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 3.625 | $57.18 | $207.29 |
DisclosureSEC source: 0001181431-12-052767 · rrd357272.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568.317 Underlying: Common Stock · 3.625 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 18:27 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 3.558 | $58.26 | $207.27 |
DisclosureSEC source: 0001181431-12-050989 · rrd356443.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564.692 Underlying: Common Stock · 3.558 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| August 31, 2012 Filed Sep 5, 2012 19:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 0.514 | $56.80 | $29.19 |
DisclosureSEC source: 0001181431-12-048693 · rrd355173.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553.665 Underlying: Common Stock · 0.514 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 25,213 | $0.00 Strike: $54.80 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 14 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,213 Underlying: Common Stock · 25,213 shares Expires 2022-02-09 F2 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options that are not vested and are held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips stock options to purchase ConocoPhillips common stock, which will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F11 · derivative.exercise_date: Vest in three equal annual installments beginning on February 9, 2013. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 19,600 | $0.00 Strike: $71.87 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 13 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,600 shares Expires 2022-02-09 F2 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options that are not vested and are held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips stock options to purchase ConocoPhillips common stock, which will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F11 · derivative.exercise_date: Vest in three equal annual installments beginning on February 9, 2013. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 21,276 | $0.00 Strike: $53.47 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 12 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,276 Underlying: Common Stock · 21,276 shares Expires 2021-02-10 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F2 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options that are not vested and are held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips stock options to purchase ConocoPhillips common stock, which will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F10 · derivative.exercise_date: 5,938 stock options are exercisable. The remaining 15,338 will vest in two equal installments beginning February 10, 2013. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $70.13 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 11 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires 2021-02-10 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F2 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options that are not vested and are held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips stock options to purchase ConocoPhillips common stock, which will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F9 · derivative.exercise_date: Vest in three equal annual installments beginning on February 10, 2012. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 26,185 | $0.00 Strike: $36.90 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 10 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,185 Underlying: Common Stock · 26,185 shares Expires 2020-02-12 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F2 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options that are not vested and are held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips stock options to purchase ConocoPhillips common stock, which will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F8 · derivative.exercise_date: 15,906 stock options are exercisable. The remaining 10,279 will become exercisable on February 12, 2013. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 23,500 | $0.00 Strike: $48.39 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 9 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,500 shares Expires 2020-02-12 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F2 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options that are not vested and are held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips stock options to purchase ConocoPhillips common stock, which will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F7 · derivative.exercise_date: Vest in three equal annual installments beginning on February 12, 2011. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 18,882 | $0.00 Strike: $34.67 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 8 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,882 Underlying: Common Stock · 18,882 shares Expires 2019-02-12 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 18,600 | $0.00 Strike: $45.47 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 7 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,600 shares Expires 2019-02-12 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F6 · derivative.exercise_date: Vested in three equal annual installments beginning on February 12, 2010. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 7,296 | $0.00 Strike: $60.53 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 6 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,296 Underlying: Common Stock · 7,296 shares Expires 2018-02-14 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 7,200 | $0.00 Strike: $79.38 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 5 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,200 shares Expires 2018-02-14 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F5 · derivative.exercise_date: Vested in three equal annual installments beginning on February 14, 2009. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 7,320 | $0.00 Strike: $50.61 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,320 Underlying: Common Stock · 7,320 shares Expires 2017-02-08 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 7,200 | $0.00 Strike: $66.37 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 3 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,200 shares Expires 2017-02-08 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F4 · derivative.exercise_date: Vested in three equal annual installments beginning on February 8, 2008. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 6,903 | $0.00 Strike: $18.59 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,903 Underlying: Common Stock · 6,903 shares Expires 2013-02-10 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:39 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 6,800 | $0.00 Strike: $24.37 | $0.00 |
DisclosureSEC source: 0001181431-12-028600 · rrd344487.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,800 shares Expires 2013-02-10 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F3 · derivative.exercise_date: Vested in three equal annual installments beginning on February 10, 2004. Read SEC document |
| April 04, 2012 Filed Apr 5, 2012 21:46 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 3,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-022863 · rrd341395.xml · derivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,488 Underlying: Common Stock · 3,160 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from services prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change of control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also defer conversion of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| April 04, 2012 Filed Apr 5, 2012 21:46 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 8,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-022863 · rrd341395.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,328 Underlying: Common Stock · 8,492 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from services prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change of control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also defer conversion of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 09, 2012 Filed Feb 13, 2012 23:42 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 9,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-008267 · rrd333996.xml · derivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,836 Underlying: Common Stock · 9,105 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 09, 2012 Filed Feb 13, 2012 23:42 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 19,600 | $0.00 Strike: $71.87 | $0.00 |
DisclosureSEC source: 0001181431-12-008267 · rrd333996.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Common Stock · 19,600 shares Expires 2022-02-09 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 9, 2013. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 20:39 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (rights to buy) · Derivative | 3,508 | $0.00 Strike: $29.99 | $0.00 |
DisclosureSEC source: 0001181431-12-005695 · rrd332629.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2012-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The options became exercisable on the first anniversary of the February 4, 2002 grant. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 20:39 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 3,508 | $69.28 | $243,050.03 |
DisclosureSEC source: 0001181431-12-005695 · rrd332629.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,285 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 20:39 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 3,508 | $29.99 | $105,195.10 |
DisclosureSEC source: 0001181431-12-005695 · rrd332629.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2012 Filed Jan 12, 2012 23:12 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 184.208 | $72.87 | $13,423.24 |
DisclosureSEC source: 0001181431-12-002439 · rrd330610.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541.539 Underlying: Common Stock · 184.208 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 10, 2011 Filed Feb 15, 2011 00:07 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-010020 · rrd301083.xml · derivative · entry 6 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,731 Underlying: Common Stock · 3,870 shares Expires not disclosed F3 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date. F5 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 10, 2011 Filed Feb 15, 2011 00:07 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 17,500 | $0.00 Strike: $70.13 | $0.00 |
DisclosureSEC source: 0001181431-11-010020 · rrd301083.xml · derivative · entry 5 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2021-02-10 F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 10, 2012. Read SEC document |
| February 10, 2011 Filed Feb 15, 2011 00:07 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-010020 · rrd301083.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 823 shares Expires 2011-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2011, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis. F1 · price: On February 10, 2011, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis. Read SEC document |
| February 10, 2011 Filed Feb 15, 2011 00:07 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 248 | $70.13 | $17,391.00 |
DisclosureSEC source: 0001181431-11-010020 · rrd301083.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,285 Read SEC document |
| February 10, 2011 Filed Feb 15, 2011 00:07 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 823 | $59.08 | $48,618.73 |
DisclosureSEC source: 0001181431-11-010020 · rrd301083.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2011 Filed Feb 7, 2011 22:03 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (rights to buy) · Derivative | 94 | $0.00 Strike: $31.16 | $0.00 |
DisclosureSEC source: 0001181431-11-007897 · rrd299624.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94 shares Expires 2011-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The options became exercisable on the first anniversary of the February 23, 2001 grant. Read SEC document |
| February 03, 2011 Filed Feb 7, 2011 22:03 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 94 | $71.71 | $6,740.74 |
DisclosureSEC source: 0001181431-11-007897 · rrd299624.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710 Read SEC document |
| February 03, 2011 Filed Feb 7, 2011 22:03 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 94 | $31.16 | $2,929.34 |
DisclosureSEC source: 0001181431-11-007897 · rrd299624.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2011 Filed Jan 13, 2011 23:33 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 157.326 | $68.10 | $10,713.90 |
DisclosureSEC source: 0001181431-11-003605 · rrd297589.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344.576 Underlying: Common Stock · 157.326 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| April 04, 2010 Filed Feb 8, 2010 23:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 180 | $47.76 | $8,595.90 |
DisclosureSEC source: 0001181431-10-007408 · rrd265339.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,105 Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 22:46 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 1,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-009769 · rrd266579.xml · derivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,684 Underlying: Common Stock · 1,906 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 22:46 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 23,500 | $0.00 Strike: $48.39 | $0.00 |
DisclosureSEC source: 0001181431-10-009769 · rrd266579.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,500 Underlying: Common Stock · 23,500 shares Expires 2020-02-12 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 12, 2011. Read SEC document |
| February 10, 2010 Filed Feb 12, 2010 20:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-008751 · rrd266126.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 823 shares Expires 2010-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2010, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis. F1 · price: On February 10, 2010, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis. Read SEC document |
| February 10, 2010 Filed Feb 12, 2010 20:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 218 | $48.23 | $10,513.05 |
DisclosureSEC source: 0001181431-10-008751 · rrd266126.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710 Read SEC document |
| February 10, 2010 Filed Feb 12, 2010 20:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 823 | $59.08 | $48,618.73 |
DisclosureSEC source: 0001181431-10-008751 · rrd266126.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2010 Filed Feb 8, 2010 23:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-007408 · rrd265339.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 680 shares Expires 2010-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 4, 2010, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis. F2 · price: On February 4, 2010, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis. Read SEC document |
| February 04, 2010 Filed Feb 8, 2010 23:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 680 | $47.83 | $32,524.40 |
DisclosureSEC source: 0001181431-10-007408 · rrd265339.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2010 Filed Feb 4, 2010 22:00 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 2,620 | $0.00 Strike: $22.72 | $0.00 |
DisclosureSEC source: 0001181431-10-006729 · rrd264962.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,620 shares Expires 2010-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to the stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock options became fully exercisable on the first anniversary of the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.