Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | VP & Controller | September 10, 2018 | September 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date September 10, 2018 · Filed September 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,182 |
Ending reported balance
After 2018-09-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-09-10 · Exercise / conversion · Acquired 18,882 · Balance 29,064 Row 2 · 2018-09-10 · Sale · Disposed 18,882 · Balance 10,182 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to $71.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.67 · Expires 2019-02-12 | Direct | 0 |
Reported balance
After 2018-09-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-09-10 · Exercise / conversion · Disposed 18,882 · Balance 0 F3: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date. F4: The stock options became exercisable in three equal annual installments beginning on 02/12/2010. |
| Common StockSEC Table I · non-derivative | IndirectBy ConocoPhillips Savings Plan | 7,367.724 |
Reported balance
Holding disclosure · report date 2018-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,367.724 F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to $71.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.
F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F3: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.
F4: The stock options became exercisable in three equal annual installments beginning on 02/12/2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2018 Filed Sep 10, 2018 22:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,882 | $0.00 Strike: $34.67 | $0.00 |
DisclosureSEC source: 0001209191-18-050346 · doc4.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,882 shares Expires 2019-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date. F4 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on 02/12/2010. Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 22:19 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 18,882 | $71.15 | $1,343,439.19 |
DisclosureSEC source: 0001209191-18-050346 · doc4.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,182 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to $71.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein. Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 22:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 18,882 | $34.67 | $654,638.94 |
DisclosureSEC source: 0001209191-18-050346 · doc4.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 25, 2018 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 6,763 | $65.04 | $439,862.14 |
DisclosureSEC source: 0001209191-18-033473 · doc4.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,182 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $65.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 4,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011805 · doc4.xml · derivative · entry 5 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F5 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,078 | $54.65 | $58,907.31 |
DisclosureSEC source: 0001209191-18-011805 · doc4.xml · nonDerivative · entry 3 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,945 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 3,365 | $54.65 | $183,880.43 |
DisclosureSEC source: 0001209191-18-011805 · doc4.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,945 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 4,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011805 · doc4.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:38 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 4,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010321 · doc4.xml · derivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,443 Underlying: Common Stock · 4,443 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:38 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 5,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010321 · doc4.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,344 Underlying: Common Stock · 5,344 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: Stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007929 · doc4.xml · derivative · entry 5 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 5, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 5, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F5 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 520 | $56.94 | $29,608.80 |
DisclosureSEC source: 0001209191-18-007929 · doc4.xml · nonDerivative · entry 3 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,945 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 1,330 | $56.94 | $75,730.20 |
DisclosureSEC source: 0001209191-18-007929 · doc4.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,945 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 1,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007929 · doc4.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:25 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 3,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026147 · doc4.xml · derivative · entry 7 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,731 Underlying: Common Stock · 3,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:25 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 8,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026147 · doc4.xml · derivative · entry 6 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,891 Underlying: Common Stock · 8,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:25 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,326 | $49.42 | $65,527.61 |
DisclosureSEC source: 0001209191-17-026147 · doc4.xml · nonDerivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,945 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:25 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 3,160 | $49.42 | $156,159.30 |
DisclosureSEC source: 0001209191-17-026147 · doc4.xml · nonDerivative · entry 3 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:25 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 3,563 | $49.42 | $176,074.55 |
DisclosureSEC source: 0001209191-17-026147 · doc4.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,111 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:25 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 8,492 | $49.42 | $419,653.41 |
DisclosureSEC source: 0001209191-17-026147 · doc4.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:33 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 5,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013282 · doc4.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2017 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:33 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,774 | $47.67 | $84,566.58 |
DisclosureSEC source: 0001209191-17-013282 · doc4.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,182 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:33 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 5,577 | $47.67 | $265,855.59 |
DisclosureSEC source: 0001209191-17-013282 · doc4.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,182 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:42 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 5,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011488 · doc4.xml · derivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,577 Underlying: Common Stock · 5,577 shares Expires not disclosed F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2017 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:42 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 36,200 | $0.00 Strike: $49.76 | $0.00 |
DisclosureSEC source: 0001209191-17-011488 · doc4.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,200 Underlying: Common Stock · 36,200 shares Expires 2027-02-14 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 14, 2018. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:51 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 9,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010132 · doc4.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,383 Underlying: Common Stock · 9,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 9, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 9, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:51 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 2,548 | $49.91 | $127,157.94 |
DisclosureSEC source: 0001209191-17-010132 · doc4.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,182 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:51 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 9,105 | $49.91 | $454,385.03 |
DisclosureSEC source: 0001209191-17-010132 · doc4.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 22:41 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 8,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-101053 · doc4.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 22:41 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 2,300 | $33.98 | $78,142.50 |
DisclosureSEC source: 0001209191-16-101053 · doc4.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,625 Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 22:41 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 8,158 | $33.98 | $277,168.05 |
DisclosureSEC source: 0001209191-16-101053 · doc4.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,625 Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 20:56 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 8,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099817 · doc4.xml · derivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,158 Underlying: Common Stock · 8,158 shares Expires not disclosed F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 20:56 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 58,600 | $0.00 Strike: $33.13 | $0.00 |
DisclosureSEC source: 0001209191-16-099817 · doc4.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,600 Underlying: Common Stock · 58,600 shares Expires 2026-02-16 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 16, 2017. Read SEC document |
| February 17, 2015 Filed Feb 19, 2015 18:35 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 43,400 | $0.00 Strike: $69.25 | $0.00 |
DisclosureSEC source: 0001209191-15-015902 · doc4.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,400 Underlying: Common Stock · 43,400 shares Expires 2025-02-17 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 17, 2016. Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 15,338 | $0.00 Strike: $53.47 | $0.00 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · derivative · entry 11 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,338 shares Expires 2021-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F3 · derivative.exercise_date: Vested in two equal installments beginning February 10, 2013. Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (rights to buy) · Derivative | 7,296 | $0.00 Strike: $60.53 | $0.00 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · derivative · entry 10 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,296 shares Expires 2018-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (rights to buy) · Derivative | 7,320 | $0.00 Strike: $50.61 | $0.00 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · derivative · entry 9 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,320 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 1,660 | $77.76 | $129,083.26 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · nonDerivative · entry 7 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,625 Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 15,338 | $77.73 | $1,192,244.21 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · nonDerivative · entry 6 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,285 Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 15,338 | $53.47 | $820,122.86 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · nonDerivative · entry 5 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 7,296 | $77.73 | $567,128.29 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · nonDerivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,285 Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 7,296 | $60.53 | $441,626.88 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · nonDerivative · entry 3 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 7,320 | $77.73 | $568,993.85 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,285 Read SEC document |
| May 07, 2014 Filed May 8, 2014 15:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 7,320 | $50.61 | $370,465.20 |
DisclosureSEC source: 0001181431-14-018433 · rrd408778.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 22:18 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 38,700 | $0.00 Strike: $65.46 | $0.00 |
DisclosureSEC source: 0001181431-14-008050 · rrd403192.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,700 Underlying: Common Stock · 38,700 shares Expires 2024-02-18 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 18, 2015. Read SEC document |
| February 07, 2013 Filed Feb 7, 2013 23:22 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (rights to buy) · Derivative | 6,903 | $0.00 Strike: $18.59 | $0.00 |
DisclosureSEC source: 0001181431-13-007752 · rrd369443.xml · derivative · entry 4 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,903 shares Expires 2013-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F7 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F8 · derivative.exercise_date: Vested in three equal annual installments beginning on February 10, 2004. Read SEC document |
| February 07, 2013 Filed Feb 7, 2013 23:22 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 6,903 | $57.59 | $397,543.77 |
DisclosureSEC source: 0001181431-13-007752 · rrd369443.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,285 Read SEC document |
| February 07, 2013 Filed Feb 7, 2013 23:22 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 6,903 | $18.59 | $128,326.77 |
DisclosureSEC source: 0001181431-13-007752 · rrd369443.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2013 Filed Feb 7, 2013 23:22 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-007752 · rrd369443.xml · derivative · entry 6 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850 Underlying: Common Stock · 1,850 shares Expires not disclosed F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 5, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 05, 2013 Filed Feb 7, 2013 23:22 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 37,800 | $0.00 Strike: $58.08 | $0.00 |
DisclosureSEC source: 0001181431-13-007752 · rrd369443.xml · derivative · entry 5 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,800 Underlying: Common Stock · 37,800 shares Expires 2023-02-05 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 5, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.